Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JBG SMITH PropertiesJBGS · Entity 5014 | Director | April 30, 2026 | May 01, 2026 |
| ONITY GROUP INC.OCN · Entity 6025 | Director | May 23, 2023 | May 25, 2023 |
| Oaktree Specialty Lending CorpOCSL · Entity 4863 | Director | March 16, 2026 | March 18, 2026 |
| OneMain Holdings, Inc.OMF · Entity 3702 | Director | February 11, 2026 | February 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JBG SMITH Properties
Report date April 30, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 71,861 |
Reported balance
After 2026-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 15,435 · Balance 71,861 F1: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two-year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F2: Upon this grant of LTIP Units, the reporting person received corresponding Class B shares of the Issuer, which have no economic rights and are not listed on a stock exchange. F3: For each of the LTIP Units beneficially owned by the reporting person, the reporting person holds a corresponding Class B share, which has no economic rights and is not listed on a stock exchange. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two-year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances.
F2: Upon this grant of LTIP Units, the reporting person received corresponding Class B shares of the Issuer, which have no economic rights and are not listed on a stock exchange.
F3: For each of the LTIP Units beneficially owned by the reporting person, the reporting person holds a corresponding Class B share, which has no economic rights and is not listed on a stock exchange.
ONITY GROUP INC.
Report date May 23, 2023 · Filed May 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,424 |
Reported balance
After 2023-05-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-23 · Grant · Acquired 4,424 · Balance 4,424 F1: On May 23, 2023, the reporting person was granted 4,424 RSUs that will vest May 23, 2024, subject to certain conditions, with respect to which the underlying shares are not settleable until the six-month anniversary of the director's termination of service. F2: Not applicable |
Filing footnotes · ownership attribution and instrument terms
F1: On May 23, 2023, the reporting person was granted 4,424 RSUs that will vest May 23, 2024, subject to certain conditions, with respect to which the underlying shares are not settleable until the six-month anniversary of the director's termination of service.
F2: Not applicable
Oaktree Specialty Lending Corp
Report date March 16, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 23,500 |
Reported balance
After 2026-03-16 transaction · row 1
1 source rowRow 1 · 2026-03-16 · Purchase · Acquired 2,500 · Balance 23,500 |
OneMain Holdings, Inc.
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 18,246 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 3,243 · Balance 18,246 F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Berkshire Grey, Inc.
Report date July 21, 2021 · Filed July 23, 2021
Section 16 reporting ended · disclosed 2021-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 16,000 |
Reported balance
After 2021-07-21 transaction · row 1
1 source rowRow 1 · 2021-07-21 · Conversion · Acquired 16,000 · Balance 16,000 F1: On July 21, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Business Combination, each share of Class B common stock of the issuer automatically converted into one share of Class A common stock of the issuer. |
| Class B common stockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-21 · Conversion · Disposed 16,000 · Balance 0 F1: On July 21, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Business Combination, each share of Class B common stock of the issuer automatically converted into one share of Class A common stock of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 21, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Business Combination, each share of Class B common stock of the issuer automatically converted into one share of Class A common stock of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2026 Filed May 1, 2026 21:06 UTC | JBG SMITH Properties JBGS · Entity 5014 | GrantLTIP Units · Derivative | 15,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-054233 · tm2613374-1_4seq1.xml · derivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,861 Underlying: Common Shares · 15,435 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two-year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F2 · derivative.exercise_price: Upon this grant of LTIP Units, the reporting person received corresponding Class B shares of the Issuer, which have no economic rights and are not listed on a stock exchange. F1 · price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two-year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.exercise_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two-year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.expiration_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two-year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F3 · balance_after: For each of the LTIP Units beneficially owned by the reporting person, the reporting person holds a corresponding Class B share, which has no economic rights and is not listed on a stock exchange. Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 20:05 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $10.77 | $26,925.00 |
DisclosureSEC source: 0001193125-26-113926 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,500 Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 22:09 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 3,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001596950-26-000002 · wk-form4_1771020557.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,246 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:05 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 975 | $13.20 | $12,869.90 |
DisclosureSEC source: 0001193125-25-204970 · ownership.xml · nonDerivative · entry 3 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,000 Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:05 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 25 | $13.19 | $329.75 |
DisclosureSEC source: 0001193125-25-204970 · ownership.xml · nonDerivative · entry 2 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,025 Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 20:05 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $13.19 | $26,376.80 |
DisclosureSEC source: 0001193125-25-204970 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| May 07, 2025 Filed May 8, 2025 10:03 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $13.33 | $26,650.00 |
DisclosureSEC source: 0000950170-25-066319 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| April 24, 2025 Filed Apr 28, 2025 20:05 UTC | JBG SMITH Properties JBGS · Entity 5014 | GrantLTIP Units · Derivative | 15,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-040179 · tm2513292-1_4seq1.xml · derivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,426 Underlying: Common Shares · 15,780 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.exercise_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.expiration_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. Read SEC document |
| February 25, 2025 Filed Feb 26, 2025 21:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $15.83 | $39,575.00 |
DisclosureSEC source: 0000950170-25-027751 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 23:57 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 2,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001596950-25-000002 · wk-form4_1739231820.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,003 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2026, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 21:23 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 95 | $16.01 | $1,520.48 |
DisclosureSEC source: 0000950170-24-108812 · ownership.xml · nonDerivative · entry 3 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,500 Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 21:23 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 405 | $16.01 | $6,484.01 |
DisclosureSEC source: 0000950170-24-108812 · ownership.xml · nonDerivative · entry 2 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,405 Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 21:23 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 500 | $16.01 | $8,005.00 |
DisclosureSEC source: 0000950170-24-108812 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 20:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 834 | $16.29 | $13,585.86 |
DisclosureSEC source: 0000950170-24-097030 · ownership.xml · nonDerivative · entry 2 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 20:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 500 | $16.28 | $8,140.00 |
DisclosureSEC source: 0000950170-24-097030 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,666 Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 20:23 UTC | JBG SMITH Properties JBGS · Entity 5014 | GrantLTIP Units · Derivative | 14,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-054062 · tm2412914-8_4seq1.xml · derivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,646 Underlying: Common Shares · 14,414 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.exercise_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.expiration_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan, as amended. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 23:04 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 3,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001596950-24-000002 · wk-form4_1708124663.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,212 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2025, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:05 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $20.07 | $40,130.00 |
DisclosureSEC source: 0000950170-24-015201 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,166 Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:30 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 4,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-019108 · ownership.xml · derivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,424 Underlying: Common Stock · 4,424 shares Expires not disclosed F1 · derivative.exercise_price: On May 23, 2023, the reporting person was granted 4,424 RSUs that will vest May 23, 2024, subject to certain conditions, with respect to which the underlying shares are not settleable until the six-month anniversary of the director's termination of service. F1 · derivative.exercise_date: On May 23, 2023, the reporting person was granted 4,424 RSUs that will vest May 23, 2024, subject to certain conditions, with respect to which the underlying shares are not settleable until the six-month anniversary of the director's termination of service. F2 · derivative.expiration_date: Not applicable Read SEC document |
| May 04, 2023 Filed May 5, 2023 21:47 UTC | JBG SMITH Properties JBGS · Entity 5014 | GrantLTIP Units · Derivative | 15,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-056676 · tm2314892-5_4seq1.xml · derivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,232 Underlying: Common Shares · 15,818 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.exercise_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.expiration_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 20:39 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 500 | $17.72 | $8,860.00 |
DisclosureSEC source: 0000899243-23-009113 · doc4.xml · nonDerivative · entry 3 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,166 Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 20:39 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 500 | $18.19 | $9,094.95 |
DisclosureSEC source: 0000899243-23-009113 · doc4.xml · nonDerivative · entry 2 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,666 Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 20:39 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 500 | $18.19 | $9,092.50 |
DisclosureSEC source: 0000899243-23-009113 · doc4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,166 F1 · balance_after: The issuer completed a 1-for-3 reverse stock split on January 20, 2023, effective as of the commencement of trading on January 23, 2023. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 21:42 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 4,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001596950-23-000002 · wf-form4_167364615522491.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,767 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2024, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 21:05 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 3,800 | $6.96 | $26,448.00 |
DisclosureSEC source: 0000899243-23-000207 · doc4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 21:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 4,000 | $7.00 | $28,004.00 |
DisclosureSEC source: 0000899243-22-038236 · doc4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.00 to $7.01, inclusive. Upon request by the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 20:19 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $6.49 | $16,223.00 |
DisclosureSEC source: 0000899243-22-024598 · doc4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 Read SEC document |
| May 26, 2022 Filed May 31, 2022 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | PurchaseCommon Stock | 500 | $26.93 | $13,465.00 |
DisclosureSEC source: 0001493152-22-015463 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,007 F1 · balance_after: Includes 2,383 restricted stock units vesting May 25, 2023 subject to certain conditions relating to the reporting person's service as a director of the issuer. Does not include 2,383 shares underlying RSUs vesting May 25, 2023 subject to certain conditions which are not settleable until the six-month anniversary of the director's termination of service. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:16 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 2,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-015354 · ownership.xml · derivative · entry 2 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,383 Underlying: Common Stock · 2,383 shares Expires not disclosed F3 · derivative.exercise_price: On May 25, 2022, the reporting person was granted 2,383 RSUs that will vest May 25, 2023, subject to certain conditions, with respect to which the underlying shares are not settleable until the six-month anniversary of the director's termination of service. F3 · derivative.exercise_date: On May 25, 2022, the reporting person was granted 2,383 RSUs that will vest May 25, 2023, subject to certain conditions, with respect to which the underlying shares are not settleable until the six-month anniversary of the director's termination of service. F4 · derivative.expiration_date: Not applicable Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:16 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantCommon Stock | 2,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-015354 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,507 F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 25, 2023, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 25, 2023. F2 · balance_after: Does not include 2,383 shares underlying RSUs that will vest May 25, 2023, subject to certain conditions, which are not settleable until the six-month anniversary of the director's termination of service. Read SEC document |
| May 23, 2022 Filed May 25, 2022 20:16 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $6.80 | $33,997.00 |
DisclosureSEC source: 0000899243-22-019466 · doc4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:16 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 3,200 | $7.04 | $22,512.00 |
DisclosureSEC source: 0000899243-22-018009 · doc4.xml · nonDerivative · entry 2 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,700 Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:16 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 1,800 | $7.04 | $12,672.00 |
DisclosureSEC source: 0000899243-22-018009 · doc4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| April 29, 2022 Filed May 3, 2022 21:39 UTC | JBG SMITH Properties JBGS · Entity 5014 | GrantLTIP Units · Derivative | 5,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-055377 · tm2214269-4_4seq1.xml · derivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,414 Underlying: Common Shares · 5,980 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.exercise_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.expiration_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 800 | $7.48 | $5,980.00 |
DisclosureSEC source: 0000899243-22-009063 · doc4.xml · nonDerivative · entry 2 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:15 UTC | Oaktree Specialty Lending Corp OCSL · Entity 4863 | PurchaseCommon Stock, par value $0.01 per share | 1,900 | $7.48 | $14,208.39 |
DisclosureSEC source: 0000899243-22-009063 · doc4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:17 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon Stock, par value $0.01 per share | 2,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001596950-22-000001 · primary_doc.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,526 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2023, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:17 UTC | Berkshire Grey, Inc. BGRY · Entity 111173 | ConversionClass B common stock · Derivative | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-038360 · ownership.xml · derivative · entry 2 CALDWELL PHYLLIS R · CIK 0001596950 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 16,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 21, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Business Combination, each share of Class B common stock of the issuer automatically converted into one share of Class A common stock of the issuer. F1 · price: On July 21, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Business Combination, each share of Class B common stock of the issuer automatically converted into one share of Class A common stock of the issuer. F1 · derivative.exercise_date: On July 21, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Business Combination, each share of Class B common stock of the issuer automatically converted into one share of Class A common stock of the issuer. F1 · derivative.expiration_date: On July 21, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Business Combination, each share of Class B common stock of the issuer automatically converted into one share of Class A common stock of the issuer. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:17 UTC | Berkshire Grey, Inc. BGRY · Entity 111173 | ConversionClass A common stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-038360 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 21, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Business Combination, each share of Class B common stock of the issuer automatically converted into one share of Class A common stock of the issuer. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:55 UTC | OneMain Holdings, Inc. OMF · Entity 3702 | GrantCommon stock, par value $0.01 per share | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001596950-21-000002 · primary_doc.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,739 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 3, 2022, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantCommon Stock | 3,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-013064 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,124 F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 25, 2022, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 25, 2022. F2 · balance_after: All share numbers have been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020. Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:59 UTC | JBG SMITH Properties JBGS · Entity 5014 | GrantLTIP Units · Derivative | 4,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-060358 · tm2114863-1_4seq1.xml · derivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,434 Underlying: Common Shares · 4,434 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · price: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.exercise_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. F1 · derivative.expiration_date: The reporting person received a grant of limited partnership units of JBG SMITH Properties LP, JBG SMITH Properties' (the "Issuer's") operating partnership (the "OP"), designated as LTIP Units ("LTIP Units") pursuant to the JBG SMITH Properties 2017 Omnibus Share Plan. These LTIP Units are a class of units in the OP that are convertible at the option of the holder, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into an equal number of Operating Partnership Units ("OP Units") in the OP. The resulting OP Units are redeemable by the holder for one common share of the Issuer, par value $0.01 (a "Common Share") per OP Unit or the cash value of a Common Share, at the Issuer's option, after the two year anniversary of the LTIP Units issuance. The LTIP Units will be fully vested on the date of grant but may not be sold while the reporting person serves as a trustee, except in certain circumstances. Read SEC document |
| May 27, 2020 Filed May 29, 2020 20:17 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantCommon Stock | 135,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010150 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,786 F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 27, 2021. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:19 UTC | ONITY GROUP INC. OCN · Entity 6025 | PurchaseCommon Stock | 79,400 | $1.25 | $99,250.00 |
DisclosureSEC source: 0001493152-20-003444 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,651 F1 · balance_after: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | PurchaseCommon Stock | 52,163 | $1.47 | $76,679.61 |
DisclosureSEC source: 0001493152-19-012208 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,251 F1 · balance_after: Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:25 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008582 · ownership.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,088 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:34 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantCommon Stock | 22,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-007858 · form4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,588 F1 · security: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2019, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 23, 2019. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantCommon Stock | 37,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000516 · caldwell_4.xml · nonDerivative · entry 1 CALDWELL PHYLLIS R · CIK 0001596950 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,316 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.