Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONITY GROUP INC.OCN · Entity 6025 | SVP, Global Tax | March 29, 2020 | March 31, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONITY GROUP INC.
Report date March 29, 2020 · Filed March 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,083 |
Ending reported balance
After 2020-03-29 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-03-29 · Exercise / conversion · Acquired 11,875 · Balance 88,975 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Row 2 · 2020-03-29 · Tax withholding · Disposed 2,892 · Balance 86,083 F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Row 3 · 2020-03-29 · Exercise / conversion · Acquired 9,714 · Balance 95,797 F3: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. Row 4 · 2020-03-29 · Disposition to issuer · Disposed 9,714 · Balance 86,083 F3: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-03-29 · Exercise / conversion · Disposed 11,875 · Balance 0 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, the award vested in four annual installments of 11,875 commencing March 29, 2017. F5: Not applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,428 |
Reported balance
After 2020-03-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-03-29 · Exercise / conversion · Disposed 9,714 · Balance 19,428 F3: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. F5: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.
F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.
F3: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57.
F4: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, the award vested in four annual installments of 11,875 commencing March 29, 2017.
F5: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2020 Filed Mar 31, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 9,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-005468 · ownership.xml · derivative · entry 6 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,428 Underlying: Common Stock · 9,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. F3 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-005468 · ownership.xml · derivative · entry 5 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, the award vested in four annual installments of 11,875 commencing March 29, 2017. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Disposition to issuerCommon Stock | 9,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-005468 · ownership.xml · nonDerivative · entry 4 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,083 F3 · price: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 9,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-005468 · ownership.xml · nonDerivative · entry 3 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. The transactions reported on this Form 4 reflect the settlement in cash pursuant to the terms of the award of 9,714 restricted stock units that vested pursuant to the award on March 29, 2020. On March 27, 2020, the last trading day prior to the vesting date of March 29, 2020, the closing price of OCN common stock was $0.57. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 2,892 | $0.57 | $1,648.44 |
DisclosureSEC source: 0001493152-20-005468 · ownership.xml · nonDerivative · entry 2 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,083 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2020 Filed Mar 31, 2020 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-005468 · ownership.xml · nonDerivative · entry 1 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 29,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 9 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,142 Underlying: Common Stock · 29,142 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F9 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. F9 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 29,142 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second and third anniversaries of grant. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 29,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 8 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,143 Underlying: Common Stock · 29,143 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F8 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 29,143 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. F8 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 29,143 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. Between 0% and 200% of the target number of units will be eligible to vest on March 29, 2022 based on the extent to which a pre-established absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantRestricted Stock Units · Derivative | 26,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 7 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,251 Underlying: Common Stock · 26,251 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive a cash payment equal to the closing price of one share of OCN common stock on the applicable vesting date. F7 · derivative.exercise_date: On March 29, 2019, the reporting person was granted 26,251 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. F7 · derivative.expiration_date: On March 29, 2019, the reporting person was granted 26,251 restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The target number of units subject to the award is reported above. On each of the first, second and third anniversaries of grant, between 0% and 200% of one-third of the target number of units will be eligible to vest based on the extent to which a pre-established cumulative absolute total shareholder return level is met. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 6 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,875 Underlying: Common Stock · 11,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · derivative · entry 5 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 2,892 | $1.82 | $5,263.44 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · nonDerivative · entry 4 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,100 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · nonDerivative · entry 3 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 2,922 | $1.82 | $5,318.04 |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · nonDerivative · entry 2 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,117 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 22:55 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-004761 · ownership.xml · nonDerivative · entry 1 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:10 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 2,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-002620 · ownership.xml · derivative · entry 3 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date. F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:10 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 758 | $2.01 | $1,523.58 |
DisclosureSEC source: 0001493152-19-002620 · ownership.xml · nonDerivative · entry 2 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,039 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:10 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-002620 · ownership.xml · nonDerivative · entry 1 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-004614 · form-4.xml · derivative · entry 6 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 Underlying: Common Stock · 11,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-004614 · form-4.xml · derivative · entry 5 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 2,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004614 · form-4.xml · nonDerivative · entry 4 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,241 F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004614 · form-4.xml · nonDerivative · entry 3 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 2,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004614 · form-4.xml · nonDerivative · entry 2 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,258 F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:41 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004614 · form-4.xml · nonDerivative · entry 1 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:35 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 2,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-002658 · form4.xml · derivative · entry 3 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556 Underlying: Common Stock · 2,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date. F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:35 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 758 | $3.44 | $2,607.52 |
DisclosureSEC source: 0001493152-18-002658 · form4.xml · nonDerivative · entry 2 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,180 F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:35 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 2,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-002658 · form4.xml · nonDerivative · entry 1 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · derivative · entry 6 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,625 Underlying: Common Stock · 11,875 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 47,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 11,875, 11,875, 11,875 and 11,875 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · derivative · entry 5 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 12,000 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 36,000 restricted stock units scheduled to vest in three annual installments of 12,000, 12,000 and 12,000, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 3,248 | $5.21 | $16,922.08 |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · nonDerivative · entry 4 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,382 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 11,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · nonDerivative · entry 3 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 3,282 | $5.21 | $17,099.22 |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · nonDerivative · entry 2 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,755 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000344 · walker_4.xml · nonDerivative · entry 1 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 2,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000256 · walker_4.xml · derivative · entry 3 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,112 Underlying: Common Stock · 2,557 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 7,669 restricted stock units that are scheduled to vest in three annual installments of 2,557, 2,556 and 2556, respectively, commencing February 24, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 699 | $4.23 | $2,953.28 |
DisclosureSEC source: 0001019056-17-000256 · walker_4.xml · nonDerivative · entry 2 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,037 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:25 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 2,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000256 · walker_4.xml · nonDerivative · entry 1 Walker Arthur C Jr · CIK 0001593912 · SVP, Global Tax 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.