Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONITY GROUP INC.OCN · Entity 6025 | Director · President and CEO | March 29, 2018 | April 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONITY GROUP INC.
Report date March 29, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 690,488 |
Ending reported balance
After 2018-03-29 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-03-29 · Exercise / conversion · Acquired 76,709 · Balance 629,450 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Row 2 · 2018-03-29 · Tax withholding · Disposed 30,185 · Balance 599,265 F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Row 3 · 2018-03-29 · Exercise / conversion · Acquired 150,409 · Balance 749,674 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Row 4 · 2018-03-29 · Tax withholding · Disposed 59,186 · Balance 690,488 F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 76,708 |
Reported balance
After 2018-03-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-29 · Exercise / conversion · Disposed 76,709 · Balance 76,708 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F3: On March 29, 2016, the reporting person was granted 230,126 restricted stock units scheduled to vest in three annual installments of 76,709, 76,709 and 76,708, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4: The Restricted Stock Units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 300,818 |
Reported balance
After 2018-03-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-03-29 · Exercise / conversion · Disposed 150,409 · Balance 300,818 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F5: On March 29, 2016, the reporting person was granted 601,635 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 150,409, 150,409, 150,409 and 150,408 commencing March 29, 2017, subject to the reporting person's continued employment. F4: The Restricted Stock Units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.
F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.
F3: On March 29, 2016, the reporting person was granted 230,126 restricted stock units scheduled to vest in three annual installments of 76,709, 76,709 and 76,708, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.
F4: The Restricted Stock Units have no expiration date.
F5: On March 29, 2016, the reporting person was granted 601,635 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 150,409, 150,409, 150,409 and 150,408 commencing March 29, 2017, subject to the reporting person's continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2018 Filed Apr 3, 2018 01:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 150,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-004620 · form4.xml · derivative · entry 6 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,818 Underlying: Common Stock · 150,409 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 601,635 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 150,409, 150,409, 150,409 and 150,408 commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 76,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-004620 · form4.xml · derivative · entry 5 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,708 Underlying: Common Stock · 76,709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 230,126 restricted stock units scheduled to vest in three annual installments of 76,709, 76,709 and 76,708, respectively, commencing March 29, 2017, subject to the reporting person's continued employment. F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 59,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004620 · form4.xml · nonDerivative · entry 4 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,488 F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 150,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004620 · form4.xml · nonDerivative · entry 3 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 30,185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004620 · form4.xml · nonDerivative · entry 2 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,265 F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 01:43 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 76,709 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-004620 · form4.xml · nonDerivative · entry 1 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:36 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 150,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000336 · faris_4.xml · derivative · entry 6 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,227 Underlying: Common Stock · 150,409 shares Expires 2020-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 601,635 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 150,409, 150,409, 150,409 and 150,408 commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:36 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionRestricted Stock Units · Derivative | 76,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000336 · faris_4.xml · derivative · entry 5 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,417 Underlying: Common Stock · 76,709 shares Expires 2019-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 230,126 restricted stock units scheduled to vest in three annual installments of 76,709, 76,709 and 76,708, respectively, commencing March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:36 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 63,097 | $5.21 | $328,735.37 |
DisclosureSEC source: 0001019056-17-000336 · faris_4.xml · nonDerivative · entry 4 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,741 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. F3 · balance_after: Includes 115,582 shares jointly held by Mr. and Mrs. Ronald M. Faris. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:36 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 150,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000336 · faris_4.xml · nonDerivative · entry 3 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · balance_after: Includes 115,582 shares jointly held by Mr. and Mrs. Ronald M. Faris. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:36 UTC | ONITY GROUP INC. OCN · Entity 6025 | Tax withholdingCommon Stock | 32,179 | $5.21 | $167,652.59 |
DisclosureSEC source: 0001019056-17-000336 · faris_4.xml · nonDerivative · entry 2 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,429 F2 · acquired: Shares withheld pursuant to the terms of the award to cover tax withholding obligations. F3 · balance_after: Includes 115,582 shares jointly held by Mr. and Mrs. Ronald M. Faris. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:36 UTC | ONITY GROUP INC. OCN · Entity 6025 | Exercise / conversionCommon Stock | 76,709 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000336 · faris_4.xml · nonDerivative · entry 1 FARIS RONALD M · CIK 0001193528 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock. F3 · balance_after: Includes 115,582 shares jointly held by Mr. and Mrs. Ronald M. Faris. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.