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OneMain Holdings, Inc.

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3702
SEC CIK
0001584207
Parsed reports
304

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 202602
Jul 202601
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2022 Filed Jan 4, 2022 17:26 UTC GrantCommon Stock, par value $0.01 per share 2,787 $0.00 $0.00
Disclosure

SEC source: 0000940274-22-000001 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,092

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2023, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

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January 01, 2022 Filed Jan 4, 2022 21:58 UTC GrantCommon Stock, par value $0.01 per share 2,787 $0.00 $0.00
Disclosure

SEC source: 0001013182-22-000001 · primary_doc.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,638

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2023, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Amount reflects a transfer of shares beneficially owned by the reporting person to a limited partnership, which was exempt under Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

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January 01, 2022 Filed Jan 4, 2022 22:36 UTC GrantCommon Stock, par value $0.01 per share 2,787 $0.00 $0.00
Disclosure

SEC source: 0001735761-22-000001 · primary_doc.xml · nonDerivative · entry 1

Soranno Keating Valerie · CIK 0001735761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,792

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2023, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

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January 01, 2022 Filed Jan 4, 2022 22:07 UTC GrantCommon Stock, par value $0.01 per share 2,787 $0.00 $0.00
Disclosure

SEC source: 0001891748-22-000001 · primary_doc.xml · nonDerivative · entry 1

Bronner Philip · CIK 0001891748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,225

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2023, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

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January 01, 2022 Filed Jan 4, 2022 22:17 UTC GrantCommon Stock, par value $0.01 per share 2,787 $0.00 $0.00
Disclosure

SEC source: 0001596950-22-000001 · primary_doc.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,526

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2023, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

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November 17, 2021 Filed Nov 18, 2021 21:34 UTC
Shulman Douglas H.Director · President and CEO
PurchaseCommon Stock, par value $0.01 per share 1,000 $50.73 $50,734.00
Disclosure

SEC source: 0001726926-21-000007 · primary_doc.xml · nonDerivative · entry 1

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,563

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.73 to $50.74, inclusive. The reporting person undertakes to report to OneMain Holdings, Inc., any security holder of OneMain Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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November 08, 2021 Filed Nov 8, 2021 22:30 UTC GrantCommon Stock, par value $0.01 per share 438 $0.00 $0.00
Disclosure

SEC source: 0001891748-21-000002 · primary_doc.xml · nonDerivative · entry 1

Bronner Philip · CIK 0001891748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 3, 2022, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

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October 26, 2021 Filed Oct 28, 2021 20:49 UTC
Shulman Douglas H.Director · President and CEO
PurchaseCommon Stock, par value $0.01 per share 1,250 $55.89 $69,858.50
Disclosure

SEC source: 0001726926-21-000006 · primary_doc.xml · nonDerivative · entry 2

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,563

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.87 to $55.90, inclusive. The reporting person undertakes to report to OneMain Holdings, Inc., any security holder of OneMain Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

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October 26, 2021 Filed Oct 28, 2021 20:49 UTC
Shulman Douglas H.Director · President and CEO
PurchaseCommon Stock, par value $0.01 per share 1,000 $56.42 $56,416.00
Disclosure

SEC source: 0001726926-21-000006 · primary_doc.xml · nonDerivative · entry 1

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,313

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.40 to $56.44, inclusive. The reporting person undertakes to report to OneMain Holdings, Inc., any security holder of OneMain Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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October 14, 2021 Filed Oct 18, 2021 21:01 UTC OtherCommon Stock 4,944,066 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-127224 · tm2130202-2_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

OMH Holdings, L.P. · CIK 0001742603 · 10% owner

Apollo Uniform GP, LLC · CIK 0001742643 · 10% owner

Apollo Management VIII, L.P. · CIK 0001600220 · 10% owner

AIF VIII Management, LLC · CIK 0001600209 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,618,434

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
September 07, 2021 Filed Sep 10, 2021 00:40 UTC
Conrad Micah R.EVP and CFO
GrantPerformance-Based Restricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001772198-21-000003 · primary_doc.xml · derivative · entry 2

Conrad Micah R. · CIK 0001772198 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit (Performance-Based Units) represents a contingent right to receive one share of OMF common stock. The Performance-Based Units have a seven-year performance period, with 50% of the Performance-Based Units vesting at an absolute total shareholder return (TSR) of 80%, 100% of the Performance-Based Units vesting at an absolute TSR of 100%, and 150% of the Performance-Based Units vesting at an absolute TSR of 120%. The Performance-Based Units include a 10% annual reduction in the target Performance-Based Units for each year the tranche is achieved following year five of the seven-year performance period.

F2 · derivative.exercise_date: Each performance-based restricted stock unit (Performance-Based Units) represents a contingent right to receive one share of OMF common stock. The Performance-Based Units have a seven-year performance period, with 50% of the Performance-Based Units vesting at an absolute total shareholder return (TSR) of 80%, 100% of the Performance-Based Units vesting at an absolute TSR of 100%, and 150% of the Performance-Based Units vesting at an absolute TSR of 120%. The Performance-Based Units include a 10% annual reduction in the target Performance-Based Units for each year the tranche is achieved following year five of the seven-year performance period.

F2 · derivative.expiration_date: Each performance-based restricted stock unit (Performance-Based Units) represents a contingent right to receive one share of OMF common stock. The Performance-Based Units have a seven-year performance period, with 50% of the Performance-Based Units vesting at an absolute total shareholder return (TSR) of 80%, 100% of the Performance-Based Units vesting at an absolute TSR of 100%, and 150% of the Performance-Based Units vesting at an absolute TSR of 120%. The Performance-Based Units include a 10% annual reduction in the target Performance-Based Units for each year the tranche is achieved following year five of the seven-year performance period.

Read SEC document
September 07, 2021 Filed Sep 10, 2021 00:40 UTC
Conrad Micah R.EVP and CFO
GrantCommon Stock, par value $0.01 per share 37,500 $0.00 $0.00
Disclosure

SEC source: 0001772198-21-000003 · primary_doc.xml · nonDerivative · entry 1

Conrad Micah R. · CIK 0001772198 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,773

F1 · shares: Consists of restricted stock units (RSUs) granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The RSUs vest in four (4) equal installments on each of the first four anniversaries of the September 7, 2021 date of grant, subject to the reporting person's continued employment through the specified vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
September 07, 2021 Filed Sep 10, 2021 00:29 UTC
Chadha RajiveEVP and COO
GrantPerformance-Based Restricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001782937-21-000004 · primary_doc.xml · derivative · entry 2

Chadha Rajive · CIK 0001782937 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit (Performance-Based Units) represents a contingent right to receive one share of OMF common stock. The Performance-Based Units have a seven-year performance period, with 50% of the Performance-Based Units vesting at an absolute total shareholder return (TSR) of 80%, 100% of the Performance-Based Units vesting at an absolute TSR of 100%, and 150% of the Performance-Based Units vesting at an absolute TSR of 120%. The Performance-Based Units include a 10% annual reduction in the target Performance-Based Units for each year the tranche is achieved following year five of the seven-year performance period.

F2 · derivative.exercise_date: Each performance-based restricted stock unit (Performance-Based Units) represents a contingent right to receive one share of OMF common stock. The Performance-Based Units have a seven-year performance period, with 50% of the Performance-Based Units vesting at an absolute total shareholder return (TSR) of 80%, 100% of the Performance-Based Units vesting at an absolute TSR of 100%, and 150% of the Performance-Based Units vesting at an absolute TSR of 120%. The Performance-Based Units include a 10% annual reduction in the target Performance-Based Units for each year the tranche is achieved following year five of the seven-year performance period.

F2 · derivative.expiration_date: Each performance-based restricted stock unit (Performance-Based Units) represents a contingent right to receive one share of OMF common stock. The Performance-Based Units have a seven-year performance period, with 50% of the Performance-Based Units vesting at an absolute total shareholder return (TSR) of 80%, 100% of the Performance-Based Units vesting at an absolute TSR of 100%, and 150% of the Performance-Based Units vesting at an absolute TSR of 120%. The Performance-Based Units include a 10% annual reduction in the target Performance-Based Units for each year the tranche is achieved following year five of the seven-year performance period.

Read SEC document
September 07, 2021 Filed Sep 10, 2021 00:29 UTC
Chadha RajiveEVP and COO
GrantCommon Stock, par value $0.01 per share 37,500 $0.00 $0.00
Disclosure

SEC source: 0001782937-21-000004 · primary_doc.xml · nonDerivative · entry 1

Chadha Rajive · CIK 0001782937 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,267

F1 · shares: Consists of restricted stock units (RSUs) granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The RSUs vest in four (4) equal installments on each of the first four anniversaries of the September 7, 2021 date of grant, subject to the reporting person's continued employment through the specified vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
August 16, 2021 Filed Sep 1, 2021 20:07 UTC SaleCommon Stock 8,050,000 $56.72 $456,596,000.00
Disclosure

SEC source: 0001104659-21-112027 · tm2126747-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

OMH Holdings, L.P. · CIK 0001742603 · 10% owner

Apollo Uniform GP, LLC · CIK 0001742643 · 10% owner

Apollo Management VIII, L.P. · CIK 0001600220 · 10% owner

AIF VIII Management, LLC · CIK 0001600209 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,562,500

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 20:51 UTC
Shulman Douglas H.Director · President and CEO
PurchaseCommon Stock, par value $0.01 per share 4,265 $58.50 $249,502.50
Disclosure

SEC source: 0001726926-21-000005 · primary_doc.xml · nonDerivative · entry 2

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,313

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:51 UTC
Shulman Douglas H.Director · President and CEO
PurchaseCommon Stock, par value $0.01 per share 4,310 $58.14 $250,563.57
Disclosure

SEC source: 0001726926-21-000005 · primary_doc.xml · nonDerivative · entry 1

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,048

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $58.06 to $58.18, inclusive. The reporting person undertakes to report to OneMain Holdings, Inc., any security holder of OneMain Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:13 UTC SaleCommon Stock 10,925,000 $58.36 $637,583,000.00
Disclosure

SEC source: 0001104659-21-100833 · tm2124211-2_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Uniform GP, LLC · CIK 0001742643 · 10% owner

Apollo Management VIII, L.P. · CIK 0001600220 · 10% owner

AIF VIII Management, LLC · CIK 0001600209 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

OMH Holdings, L.P. · CIK 0001742603 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,612,500

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 21:11 UTC
Shulman Douglas H.Director · President and CEO
GrantPerformance-Based Restricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001726926-21-000004 · primary_doc.xml · derivative · entry 2

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit (Performance-Based Units) represents a contingent right to receive one share of OMF common stock. The Performance-Based Units have a seven-year performance period, with 50% of the Performance-Based Units vesting at an absolute total shareholder return (TSR) of 80%, 100% of the Performance-Based Units vesting at an absolute TSR of 100%, and 150% of the Performance-Based Units vesting at an absolute TSR of 120%. The Performance-Based Units include a 10% annual reduction in the target Performance-Based Units for each year the tranche is achieved following year five of the seven-year performance period.

F2 · derivative.exercise_date: Each performance-based restricted stock unit (Performance-Based Units) represents a contingent right to receive one share of OMF common stock. The Performance-Based Units have a seven-year performance period, with 50% of the Performance-Based Units vesting at an absolute total shareholder return (TSR) of 80%, 100% of the Performance-Based Units vesting at an absolute TSR of 100%, and 150% of the Performance-Based Units vesting at an absolute TSR of 120%. The Performance-Based Units include a 10% annual reduction in the target Performance-Based Units for each year the tranche is achieved following year five of the seven-year performance period.

F2 · derivative.expiration_date: Each performance-based restricted stock unit (Performance-Based Units) represents a contingent right to receive one share of OMF common stock. The Performance-Based Units have a seven-year performance period, with 50% of the Performance-Based Units vesting at an absolute total shareholder return (TSR) of 80%, 100% of the Performance-Based Units vesting at an absolute TSR of 100%, and 150% of the Performance-Based Units vesting at an absolute TSR of 120%. The Performance-Based Units include a 10% annual reduction in the target Performance-Based Units for each year the tranche is achieved following year five of the seven-year performance period.

Read SEC document
July 16, 2021 Filed Jul 19, 2021 21:11 UTC
Shulman Douglas H.Director · President and CEO
GrantCommon Stock, par value $0.01 per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001726926-21-000004 · primary_doc.xml · nonDerivative · entry 1

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,738

F1 · shares: Consists of restricted stock units (RSUs) granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The RSUs vest in four (4) equal installments on each of the first four anniversaries of the July 16, 2021 date of grant, subject to the reporting person's continued employment through the specified vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:55 UTC GrantCommon stock, par value $0.01 per share 1,739 $0.00 $0.00
Disclosure

SEC source: 0001596950-21-000002 · primary_doc.xml · nonDerivative · entry 1

CALDWELL PHYLLIS R · CIK 0001596950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,739

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 3, 2022, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
May 04, 2021 Filed May 6, 2021 21:20 UTC
Hicks George GSee Footnote (1)
Varde SFLT, L.P.See Footnote (1)
Varde Fund XII UGP, LLCSee Footnote (1)
VARDE PARTNERS LPSee Footnote (1)
VARDE PARTNERS INCSee Footnote (1)
SaleCommon Stock 1,901,638 $51.76 $98,431,255.01
Disclosure

SEC source: 0000899243-21-018535 · doc4.xml · nonDerivative · entry 1

Hicks George G · CIK 0001706059 · See Footnote (1)

Varde SFLT, L.P. · CIK 0001744510 · See Footnote (1)

Varde Fund XII G.P., L.P. · CIK 0001704881 · See Footnote (1)

Varde Fund XII UGP, LLC · CIK 0001704967 · See Footnote (1)

Varde Credit Partners Master, L.P. · CIK 0001744511 · See Footnote (1)

Varde Credit Partners G.P., L.P. · CIK 0001744512 · See Footnote (1)

Varde Specialty Finance Fund G.P., L.P. · CIK 0001744513 · See Footnote (1)

Varde Specialty Finance Fund U.G.P., LLC · CIK 0001745095 · See Footnote (1)

VARDE PARTNERS LP · CIK 0001138267 · See Footnote (1)

VARDE PARTNERS INC · CIK 0001054846 · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,552,292

F1 · ownership.nature: The shares of common stock, par value $0.01, of OneMain Holdings, Inc. (the "Issuer") reported as beneficially owned are held of record by OMH Holdings, L.P. ("Holdings") or its subsidiaries. Each Reporting Person may be deemed an indirect beneficial holder of shares of common stock of the Issuer. Each Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock owned of record by Holdings or its subsidiaries, in each case, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 04, 2021 Filed May 6, 2021 21:56 UTC SaleCommon Stock 9,200,000 $51.76 $476,203,960.00
Disclosure

SEC source: 0001104659-21-062536 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Uniform GP, LLC · CIK 0001742643 · 10% owner

Apollo Management VIII, L.P. · CIK 0001600220 · 10% owner

AIF VIII Management, LLC · CIK 0001600209 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

OMH Holdings, L.P. · CIK 0001742603 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 36,537,500

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 21:10 UTC
Chadha RajiveCOO and EVP
Tax withholdingCommon Stock, par value $0.01 per share 4,159 $53.48 $222,423.32
Disclosure

SEC source: 0001782937-21-000003 · primary_doc.xml · nonDerivative · entry 1

Chadha Rajive · CIK 0001782937 · COO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,767

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:30 UTC
Hedlund Michael Apao, SVP, and Group Controller
Tax withholdingCommon Stock, par value $0.01 per share 225 $48.98 $11,020.50
Disclosure

SEC source: 0001674372-21-000002 · primary_doc.xml · nonDerivative · entry 4

Hedlund Michael A · CIK 0001674372 · pao, SVP, and Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,371

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:30 UTC
Hedlund Michael Apao, SVP, and Group Controller
Tax withholdingCommon Stock, par value $0.01 per share 192 $48.98 $9,404.16
Disclosure

SEC source: 0001674372-21-000002 · primary_doc.xml · nonDerivative · entry 3

Hedlund Michael A · CIK 0001674372 · pao, SVP, and Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,596

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:30 UTC
Hedlund Michael Apao, SVP, and Group Controller
Tax withholdingCommon Stock, par value $0.01 per share 217 $48.98 $10,628.66
Disclosure

SEC source: 0001674372-21-000002 · primary_doc.xml · nonDerivative · entry 2

Hedlund Michael A · CIK 0001674372 · pao, SVP, and Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,788

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:30 UTC
Hedlund Michael Apao, SVP, and Group Controller
Tax withholdingCommon Stock, par value $0.01 per share 145 $48.98 $7,102.10
Disclosure

SEC source: 0001674372-21-000002 · primary_doc.xml · nonDerivative · entry 1

Hedlund Michael A · CIK 0001674372 · pao, SVP, and Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,005

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:42 UTC
Shulman Douglas H.Director · President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 7,166 $48.98 $350,990.68
Disclosure

SEC source: 0001726926-21-000003 · primary_doc.xml · nonDerivative · entry 3

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,738

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:42 UTC
Shulman Douglas H.Director · President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 9,601 $48.98 $470,256.98
Disclosure

SEC source: 0001726926-21-000003 · primary_doc.xml · nonDerivative · entry 2

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,904

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February 19, 2021 Filed Feb 23, 2021 22:42 UTC
Shulman Douglas H.Director · President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 7,429 $48.98 $363,872.42
Disclosure

SEC source: 0001726926-21-000003 · primary_doc.xml · nonDerivative · entry 1

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,505

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February 19, 2021 Filed Feb 23, 2021 22:16 UTC
Conrad Micah R.EVP and CFO
Tax withholdingCommon Stock, par value $0.01 per share 2,343 $48.98 $114,760.14
Disclosure

SEC source: 0001772198-21-000002 · primary_doc.xml · nonDerivative · entry 3

Conrad Micah R. · CIK 0001772198 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,273

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:16 UTC
Conrad Micah R.EVP and CFO
Tax withholdingCommon Stock, par value $0.01 per share 3,140 $48.98 $153,797.20
Disclosure

SEC source: 0001772198-21-000002 · primary_doc.xml · nonDerivative · entry 2

Conrad Micah R. · CIK 0001772198 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,616

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February 19, 2021 Filed Feb 23, 2021 22:16 UTC
Conrad Micah R.EVP and CFO
Tax withholdingCommon Stock, par value $0.01 per share 1,122 $48.98 $54,955.56
Disclosure

SEC source: 0001772198-21-000002 · primary_doc.xml · nonDerivative · entry 1

Conrad Micah R. · CIK 0001772198 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,756

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:04 UTC
Chadha RajiveChief Operating Officer & EVP
Tax withholdingCommon Stock, par value $0.01 per share 2,319 $48.98 $113,584.62
Disclosure

SEC source: 0001782937-21-000002 · primary_doc.xml · nonDerivative · entry 2

Chadha Rajive · CIK 0001782937 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,926

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:04 UTC
Chadha RajiveChief Operating Officer & EVP
Tax withholdingCommon Stock, par value $0.01 per share 3,108 $48.98 $152,229.84
Disclosure

SEC source: 0001782937-21-000002 · primary_doc.xml · nonDerivative · entry 1

Chadha Rajive · CIK 0001782937 · Chief Operating Officer & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,245

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February 16, 2021 Filed Feb 18, 2021 18:10 UTC
Hicks George GSee Footnote (1)
Varde SFLT, L.P.See Footnote (1)
Varde Fund XII UGP, LLCSee Footnote (1)
VARDE PARTNERS LPSee Footnote (1)
VARDE PARTNERS INCSee Footnote (1)
SaleCommon Stock 1,901,638 $51.01 $97,007,308.48
Disclosure

SEC source: 0000899243-21-007167 · doc4.xml · nonDerivative · entry 1

Hicks George G · CIK 0001706059 · See Footnote (1)

Varde SFLT, L.P. · CIK 0001744510 · See Footnote (1)

Varde Fund XII G.P., L.P. · CIK 0001704881 · See Footnote (1)

Varde Fund XII UGP, LLC · CIK 0001704967 · See Footnote (1)

Varde Credit Partners Master, L.P. · CIK 0001744511 · See Footnote (1)

Varde Credit Partners G.P., L.P. · CIK 0001744512 · See Footnote (1)

Varde Specialty Finance Fund G.P., L.P. · CIK 0001744513 · See Footnote (1)

Varde Specialty Finance Fund U.G.P., LLC · CIK 0001745095 · See Footnote (1)

VARDE PARTNERS LP · CIK 0001138267 · See Footnote (1)

VARDE PARTNERS INC · CIK 0001054846 · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,453,930

F1 · ownership.nature: The shares of common stock, par value $0.01, of OneMain Holdings, Inc. (the "Issuer") reported as beneficially owned are held of record by OMH Holdings, L.P. ("Holdings") or its subsidiaries. Each Reporting Person may be deemed an indirect beneficial holder of shares of common stock of the Issuer. Each Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock owned of record by Holdings or its subsidiaries, in each case, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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February 16, 2021 Filed Feb 18, 2021 18:11 UTC
Hicks George GSee Footnote (1)
Uniform InvestCo LPSee Footnote (1)
Uniform InvestCo GP LLCSee Footnote (1)
Varde Fund VI-A, L.P.See Footnote (1)
SaleCommon Stock 1,901,638 $51.01 $97,007,308.48
Disclosure

SEC source: 0000899243-21-007168 · doc4.xml · nonDerivative · entry 1

Hicks George G · CIK 0001706059 · See Footnote (1)

Uniform InvestCo LP · CIK 0001744778 · See Footnote (1)

Uniform InvestCo GP LLC · CIK 0001744777 · See Footnote (1)

Varde Fund VI-A, L.P. · CIK 0001704987 · See Footnote (1)

VARDE INVESTMENT PARTNERS LP · CIK 0001452534 · See Footnote (1)

Varde Investment Partners (Offshore) Master, L.P. · CIK 0001705023 · See Footnote (1)

Varde Investment Partners G.P., L.P. · CIK 0001704990 · See Footnote (1)

Varde Skyway Master Fund, L.P. · CIK 0001704946 · See Footnote (1)

Varde Skyway Fund G.P., L.P. · CIK 0001704964 · See Footnote (1)

Varde Fund XII (Master), L.P. · CIK 0001704882 · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,453,930

F1 · ownership.nature: The shares of common stock, par value $0.01, of OneMain Holdings, Inc. (the "Issuer") reported as beneficially owned are held of record by OMH Holdings, L.P. ("Holdings") or its subsidiaries. Each Reporting Person may be deemed an indirect beneficial holder of shares of common stock of the Issuer. Each Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock owned of record by Holdings or its subsidiaries, in each case, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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February 16, 2021 Filed Feb 18, 2021 18:14 UTC
Hicks George GSee Footnote (1)
CARSTAIRS ILFRYNSee Footnote (1)
SaleCommon Stock 1,901,638 $51.01 $97,007,308.48
Disclosure

SEC source: 0000899243-21-007169 · doc4.xml · nonDerivative · entry 1

Hicks George G · CIK 0001706059 · See Footnote (1)

CARSTAIRS ILFRYN · CIK 0001803654 · See Footnote (1)

VARDE INVESTMENT PARTNERS UGP, LLC · CIK 0001803540 · See Footnote (1)

Varde Skyway Fund UGP, LLC · CIK 0001803537 · See Footnote (1)

VARDE CREDIT PARTNERS UGP, LLC · CIK 0001803549 · See Footnote (1)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,453,930

F1 · ownership.nature: The shares of common stock, par value $0.01, of OneMain Holdings, Inc. (the "Issuer") reported as beneficially owned are held of record by OMH Holdings, L.P. ("Holdings") or its subsidiaries. Each Reporting Person may be deemed an indirect beneficial holder of shares of common stock of the Issuer. Each Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock owned of record by Holdings or its subsidiaries, in each case, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:05 UTC SaleCommon Stock 9,200,000 $51.01 $469,315,000.00
Disclosure

SEC source: 0001104659-21-025198 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Uniform GP, LLC · CIK 0001742643 · 10% owner

Apollo Management VIII, L.P. · CIK 0001600220 · 10% owner

AIF VIII Management, LLC · CIK 0001600209 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

OMH Holdings, L.P. · CIK 0001742603 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 45,737,500

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 17:18 UTC GrantCommon Stock, par value $0.01 per share 2,966 $0.00 $0.00
Disclosure

SEC source: 0000940274-21-000001 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,305

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 3, 2022, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

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January 28, 2021 Filed Feb 1, 2021 21:55 UTC GrantCommon Stock, par value $0.01 per share 2,966 $0.00 $0.00
Disclosure

SEC source: 0001013182-21-000001 · primary_doc.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,648

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 3, 2022, subject to the grantee remaining in continuous service as a director as the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

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January 28, 2021 Filed Feb 1, 2021 22:10 UTC GrantCommon Stock, par value $0.01 per share 2,966 $0.00 $0.00
Disclosure

SEC source: 0001735761-21-000001 · primary_doc.xml · nonDerivative · entry 1

Soranno Keating Valerie · CIK 0001735761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,005

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 3, 2022, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 22:36 UTC
Hedlund Michael Apao, SVP, and Group Controller
GrantCommon Stock, par value $0.01 per share 2,334 $0.00 $0.00
Disclosure

SEC source: 0001674372-21-000001 · primary_doc.xml · nonDerivative · entry 1

Hedlund Michael A · CIK 0001674372 · pao, SVP, and Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,150

F1 · shares: Consists of employee restricted stock units (RSUs) granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The RSUs vest in three installments as follows: one-third of the RSUs vest on each of February 19, 2021,February 18, 2022, and February 20, 2023, subject to the reporting person's continued employment through the specified vesting date. The reporting person will receive on share of common stock for each vested restricted stock unit.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 23:46 UTC
Chadha RajiveCOO and EVP
GrantCommon Stock, par value $0.01 per share 12,845 $0.00 $0.00
Disclosure

SEC source: 0001782937-21-000001 · primary_doc.xml · nonDerivative · entry 1

Chadha Rajive · CIK 0001782937 · COO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,353

F1 · shares: Consists of employee restricted stock units (RSUs) granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The RSUs vest in three installments as follows: one-third of that RSUs vest on each of February 19, 2021, February 18, 2022, and February 20, 2023, subject to the reporting person's continued employment through the specified vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 23:25 UTC
Shulman Douglas H.Director · President and CEO
GrantCommon Stock, par value $0.01 per share 40,372 $0.00 $0.00
Disclosure

SEC source: 0001726926-21-000002 · primary_doc.xml · nonDerivative · entry 1

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,934

F1 · shares: Consists of employee restricted stock units (RSUs) granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The RSUs vest in three installments as follows: one-third of the RSUs vest on each of February 19, 2021, February 18, 2022, and February 20, 2023, subject to the reporting person's continued employment through the specified vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 22:47 UTC
Conrad Micah R.EVP and CFO
GrantCommon Stock, par value $0.01 per share 13,579 $0.00 $0.00
Disclosure

SEC source: 0001772198-21-000001 · primary_doc.xml · nonDerivative · entry 1

Conrad Micah R. · CIK 0001772198 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,878

F1 · shares: Consists of employee restricted stock units (RSUs) granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The RSUs vest in three installments as follows: one-third of the RSUs vest on each of February 19, 2021, February 18, 2022, and February 20, 2023, subject to the reporting person's continued employment through the specified vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:14 UTC
Shulman Douglas H.Director · President and CEO
Tax withholdingCommon stock, par value $0.01 per share 11,270 $47.66 $537,128.20
Disclosure

SEC source: 0001726926-21-000001 · primary_doc.xml · nonDerivative · entry 1

Shulman Douglas H. · CIK 0001726926 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,562

Read SEC document
November 25, 2020 Filed Nov 25, 2020 21:17 UTC SaleCommon Stock, par value $0.01 per share 2,296 $40.11 $92,081.08
Disclosure

SEC source: 0001589135-20-000007 · primary_doc.xml · nonDerivative · entry 2

Levine Jay N. · CIK 0001589135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101,223

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:17 UTC SaleCommon Stock, par value $0.01 per share 54,276 $40.19 $2,181,135.34
Disclosure

SEC source: 0001589135-20-000007 · primary_doc.xml · nonDerivative · entry 1

Levine Jay N. · CIK 0001589135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103,519

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.55, inclusive. The reporting person undertakes to provide to OneMain Holdings, Inc., any security holder of OneMain Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.