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person · Reporting owner

SMITH RICHARD A

Disclosed activity across 4 companies

Tapewire entity
66569
SEC CIK
0000940274

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Anywhere Real Estate Inc.RLGY · Entity 69629Director · Chairman and CEONovember 30, 2017December 04, 2017
OneMain Holdings, Inc.OMF · Entity 3702DirectorFebruary 11, 2026February 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Anywhere Real Estate Inc.

Report date November 30, 2017 · Filed December 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect491,025 Reported balance After 2017-11-30 transaction · row 1
1 source row

Row 1 · 2017-11-30 · Grant · Acquired 251 · Balance 491,025

F1: Consist of shares underlying dividend equivalent units ("DEUs") on performance restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on November 30, 2017. The DEUs vest on the same terms as the underlying performance restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Consist of shares underlying dividend equivalent units ("DEUs") on performance restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on November 30, 2017. The DEUs vest on the same terms as the underlying performance restricted stock units.

OneMain Holdings, Inc.

Report date February 11, 2026 · Filed February 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect30,812 Reported balance After 2026-02-11 transaction · row 1
1 source row

Row 1 · 2026-02-11 · Grant · Acquired 3,243 · Balance 30,812

F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TOTAL SYSTEM SERVICES INC

Report date September 17, 2019 · Filed September 18, 2019

Section 16 reporting ended · disclosed 2019-09-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-09-17 transaction · row 1
1 source row

Row 1 · 2019-09-17 · Disposition to issuer · Disposed 3,149 · Balance 0

F1: These shares were disposed of pursuant to the Merger Agreement in exchange for shares of Global Payments Inc. ("Global Payments") common stock, at a rate of .8101 shares of Global Payments common stock for each share of the Company. The closing price of Global Payments common stock on the New York Stock Exchange on the Effective Date was $163.74 per share.

Director Stock Option (right to buySEC Table II · derivative / convertible security · Conversion / exercise price $83.12 · Expires 2028-04-26Direct0 Reported balance After 2019-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-09-17 · Disposition to issuer · Disposed 3,692 · Balance 0

F2: These options, which were fully vested, were assumed by Global Payments pursuant to the Merger Agreement, on the Effective date, and replaced with Global Payments options with the same terms, provided that the number of shares of Global Payments common stock subject to each new option will be equal to the original number of shares of Company common stock subject to the option multiplied by .8101, rounded down to the nearest whole share, and the exercise price per share of each new option will be equal to the original exercise price divided by .8101, rounded up to the nearest cent.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were disposed of pursuant to the Merger Agreement in exchange for shares of Global Payments Inc. ("Global Payments") common stock, at a rate of .8101 shares of Global Payments common stock for each share of the Company. The closing price of Global Payments common stock on the New York Stock Exchange on the Effective Date was $163.74 per share.

F2: These options, which were fully vested, were assumed by Global Payments pursuant to the Merger Agreement, on the Effective date, and replaced with Global Payments options with the same terms, provided that the number of shares of Global Payments common stock subject to each new option will be equal to the original number of shares of Company common stock subject to the option multiplied by .8101, rounded down to the nearest whole share, and the exercise price per share of each new option will be equal to the original exercise price divided by .8101, rounded up to the nearest cent.

TZP Strategies Acquisition Corp.

Report date January 25, 2023 · Filed January 27, 2023

Section 16 reporting ended · disclosed 2023-01-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-01-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-01-25 · Disposition to issuer · Disposed 25,000 · Balance 0

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-251773) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: This Form 4 reflects the surrender to the Issuer of 25,000 Class B Ordinary Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated January 25, 2023, by and between the Issuer and the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-251773) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: This Form 4 reflects the surrender to the Issuer of 25,000 Class B Ordinary Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated January 25, 2023, by and between the Issuer and the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2026 Filed Feb 13, 2026 17:18 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon stock, par value $0.01 per share 3,243 $0.00 $0.00
Disclosure

SEC source: 0000940274-26-000002 · wk-form4_1771021089.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,812

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 18:59 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon stock, par value $0.01 per share 2,791 $0.00 $0.00
Disclosure

SEC source: 0000940274-25-000002 · wk-form4_1739231951.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,569

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2026, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 18:06 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon stock, par value $0.01 per share 3,445 $0.00 $0.00
Disclosure

SEC source: 0000940274-24-000002 · wk-form4_1708124788.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,778

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2025, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 06:02 UTC TZP Strategies Acquisition Corp. TZPS · Entity 117607 Disposition to issuerClass B Ordinary Shares · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002817 · doc4.xml · derivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-251773) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · price: This Form 4 reflects the surrender to the Issuer of 25,000 Class B Ordinary Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated January 25, 2023, by and between the Issuer and the Reporting Person.

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-251773) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-251773) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), would have automatically converted into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

Read SEC document
January 11, 2023 Filed Jan 13, 2023 16:59 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon stock, par value $0.01 per share 4,241 $0.00 $0.00
Disclosure

SEC source: 0000940274-23-000004 · wf-form4_167364714550371.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,333

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2024, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 17:26 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon Stock, par value $0.01 per share 2,787 $0.00 $0.00
Disclosure

SEC source: 0000940274-22-000001 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,092

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2023, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 17:18 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon Stock, par value $0.01 per share 2,966 $0.00 $0.00
Disclosure

SEC source: 0000940274-21-000001 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,305

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 3, 2022, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 17:01 UTC OneMain Holdings, Inc. OMF · Entity 3702 PurchaseCommon Stock, par value $0.01 per share 1,730 $38.23 $66,137.90
Disclosure

SEC source: 0000940274-20-000002 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,339

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.00 to $38.35, inclusive. The reporting person undertakes to provide to OneMain Holdings, Inc., any security holder of OneMain Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 17:01 UTC OneMain Holdings, Inc. OMF · Entity 3702 PurchaseCommon Stock, par value $0.01 per share 270 $37.42 $10,103.40
Disclosure

SEC source: 0000940274-20-000002 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,609

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.34 to $37.47, inclusive. The reporting person undertakes to provide to OneMain Holdings, Inc., any security holder of OneMain Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 17:52 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon Stock, par value $0.01 per share 2,609 $0.00 $0.00
Disclosure

SEC source: 0000940274-20-000001 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,339

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2021, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:09 UTC TOTAL SYSTEM SERVICES INC TSS · Entity 154949 Disposition to issuerDirector Stock Option (right to buy · Derivative 3,692 Not disclosed Strike: $83.12 Not disclosed
Disclosure

SEC source: 0000914062-19-000090 · edgar.xml · derivative · entry 2

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,692 shares

Expires 2028-04-26

F2 · price: These options, which were fully vested, were assumed by Global Payments pursuant to the Merger Agreement, on the Effective date, and replaced with Global Payments options with the same terms, provided that the number of shares of Global Payments common stock subject to each new option will be equal to the original number of shares of Company common stock subject to the option multiplied by .8101, rounded down to the nearest whole share, and the exercise price per share of each new option will be equal to the original exercise price divided by .8101, rounded up to the nearest cent.

F2 · derivative.exercise_date: These options, which were fully vested, were assumed by Global Payments pursuant to the Merger Agreement, on the Effective date, and replaced with Global Payments options with the same terms, provided that the number of shares of Global Payments common stock subject to each new option will be equal to the original number of shares of Company common stock subject to the option multiplied by .8101, rounded down to the nearest whole share, and the exercise price per share of each new option will be equal to the original exercise price divided by .8101, rounded up to the nearest cent.

Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:09 UTC TOTAL SYSTEM SERVICES INC TSS · Entity 154949 Disposition to issuerCommon Stock 3,149 Not disclosed Not disclosed
Disclosure

SEC source: 0000914062-19-000090 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: These shares were disposed of pursuant to the Merger Agreement in exchange for shares of Global Payments Inc. ("Global Payments") common stock, at a rate of .8101 shares of Global Payments common stock for each share of the Company. The closing price of Global Payments common stock on the New York Stock Exchange on the Effective Date was $163.74 per share.

Read SEC document
May 03, 2019 Filed May 7, 2019 16:22 UTC TOTAL SYSTEM SERVICES INC TSS · Entity 154949 GrantCommon Stock 1,421 $0.00 $0.00
Disclosure

SEC source: 0000914062-19-000066 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,149

Read SEC document
January 01, 2019 Filed Jan 3, 2019 17:06 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon Stock, par value $0.01 per share 4,528 $0.00 $0.00
Disclosure

SEC source: 0000940274-19-000001 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,730

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2020, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 17:18 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon Stock, par value $0.01 per share 2,202 $0.00 $0.00
Disclosure

SEC source: 0000940274-18-000002 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2019, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
April 27, 2018 Filed May 1, 2018 13:57 UTC TOTAL SYSTEM SERVICES INC TSS · Entity 154949 GrantDirector Stock option (right to buy) · Derivative 3,692 $0.00 Strike: $83.12 $0.00
Disclosure

SEC source: 0000721683-18-000081 · edgar.xml · derivative · entry 2

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,692

Underlying: Common Stock · 3,692 shares

Expires 2028-04-26

Read SEC document
April 27, 2018 Filed May 1, 2018 13:57 UTC TOTAL SYSTEM SERVICES INC TSS · Entity 154949 GrantCommon Stock 813 $0.00 $0.00
Disclosure

SEC source: 0000721683-18-000081 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,728

Read SEC document
November 30, 2017 Filed Dec 4, 2017 16:25 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 251 $0.00 $0.00
Disclosure

SEC source: 0001398987-17-000249 · wf-form4_151242268885564.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,025

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on performance restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on November 30, 2017. The DEUs vest on the same terms as the underlying performance restricted stock units.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 09:10 UTC TOTAL SYSTEM SERVICES INC TSS · Entity 154949 GrantCommon Stock 915 $0.00 $0.00
Disclosure

SEC source: 0000721683-17-000141 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915

Read SEC document
August 30, 2017 Filed Sep 1, 2017 16:19 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 205 $0.00 $0.00
Disclosure

SEC source: 0001398987-17-000187 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,774

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on performance restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on August 30, 2017. The DEUs vest on the same terms as the underlying performance restricted stock.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 17:14 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 227 $0.00 $0.00
Disclosure

SEC source: 0001398987-17-000143 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,569

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on performance restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on May 31, 2017. The DEUs vest on the same terms as the underlying performance restricted stock.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 17:19 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 103 $0.00 $0.00
Disclosure

SEC source: 0001398987-17-000093 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,342

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on performance restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 23, 2017. The DEUs vest on the same terms as the underlying performance restricted stock units.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 06:56 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantEmployee Stock Options · Derivative 149,812 $0.00 Strike: $27.31 $0.00
Disclosure

SEC source: 0001398987-17-000069 · edgar.xml · derivative · entry 2

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,812

Underlying: Common Stock, $0.01 par value · 149,812 shares

Expires 2027-03-13

F2 · derivative.exercise_date: Options become exercisable in four equal annual installments, commencing on the first anniversary of the grant date.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 06:56 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 43,939 $0.00 $0.00
Disclosure

SEC source: 0001398987-17-000069 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,239

F1 · shares: Represents shares issuable upon vesting of a performance restricted stock unit award issued under the Amended and Restated 2012 Long Term Incentive Plan.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 16:31 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 Tax withholdingCommon Stock, $0.01 par value 7,829 $28.82 $225,631.78
Disclosure

SEC source: 0001398987-17-000047 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,300

F1 · shares: Shares forfeited to satisfy tax withholding obligations upon vesting of performance restricted stock unit awards.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 16:37 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stocok, $0.01 par value 40,615 $0.00 $0.00
Disclosure

SEC source: 0001398987-17-000029 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,129

F1 · shares: Represents shares earned upon below-target achievement of performance criteria under 2014 performance share unit award.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:36 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 203 $0.00 $0.00
Disclosure

SEC source: 0001398987-16-000371 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,514

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on performance restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on December 1, 2016. The DEUs vest on the same terms as the underlying performance restricted stock units.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 20:30 UTC Anywhere Real Estate Inc. RLGY · Entity 69629 PurchaseCommon Stock, $0.01 par value 5,000 $24.19 $120,941.00
Disclosure

SEC source: 0001398987-16-000356 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,311

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.12 to $24.24, inclusive. The reporting person undertakes to provide Realogy Holdings Corp., any security holder of Realogy Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote (1).

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August 31, 2016 Filed Sep 30, 2016 16:41 UTC Amendment Anywhere Real Estate Inc. RLGY · Entity 69629 GrantCommon Stock, $0.01 par value 181 $0.00 $0.00
Disclosure

SEC source: 0001398987-16-000335 · edgar.xml · nonDerivative · entry 1

SMITH RICHARD A · CIK 0000940274 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,311

F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on performance restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on August 31, 2016. The DEUs vest on the same terms as the underlying performance restricted stock units. This amendment is being filed to correct and reduce the number of shares underlying the DEUs previously reported on the Form 4 filed on September 2, 2016 as DEUs issued in respect of performance share units are not reportable until the underlying performance share units are reportable --- following a determination of the level of achievement of the performance goals for the applicable three-year performance period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.