OI

SEC source: 0001225208-17-009740 · doc4.xml · nonDerivative · entry 1

Williams Carol A · CIK 0001398213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,711

SEC source: 0001225208-17-009559 · doc4.xml · nonDerivative · entry 1

MCMACKIN JOHN J JR · CIK 0001210914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,296

F1 · shares: Mr. McMackin inherited these shares from a trust established by his father and mother that terminated.

SEC source: 0001225208-17-005996 · doc4.xml · nonDerivative · entry 3

BAEHREN JAMES W · CIK 0001210733 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,760

F3 · shares: Represents all shares sold to satisfy tax withholding obligations incident to the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.405 to $19.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001225208-17-005996 · doc4.xml · nonDerivative · entry 2

BAEHREN JAMES W · CIK 0001210733 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,897

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.73 to $19.77, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001225208-17-005996 · doc4.xml · nonDerivative · entry 1

BAEHREN JAMES W · CIK 0001210733 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,897

F1 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.

SEC source: 0001225208-17-006005 · doc4.xml · nonDerivative · entry 3

Wilkinson Mary Beth · CIK 0001691769 · Senior VP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,510

SEC source: 0001225208-17-006005 · doc4.xml · nonDerivative · entry 2

Wilkinson Mary Beth · CIK 0001691769 · Senior VP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,357

F2 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.

SEC source: 0001225208-17-006005 · doc4.xml · nonDerivative · entry 1

Wilkinson Mary Beth · CIK 0001691769 · Senior VP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,626

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

SEC source: 0001225208-17-006004 · doc4.xml · nonDerivative · entry 2

Torno Vitaliano · CIK 0001663346 · President, O-I Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,722

F2 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.

SEC source: 0001225208-17-006004 · doc4.xml · nonDerivative · entry 1

Torno Vitaliano · CIK 0001663346 · President, O-I Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,249

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

SEC source: 0001225208-17-006003 · doc4.xml · nonDerivative · entry 3

Lopez Andres Alberto · CIK 0001568244 · President &CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,113

SEC source: 0001225208-17-006003 · doc4.xml · nonDerivative · entry 2

Lopez Andres Alberto · CIK 0001568244 · President &CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,328

F2 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.

SEC source: 0001225208-17-006003 · doc4.xml · nonDerivative · entry 1

Lopez Andres Alberto · CIK 0001568244 · President &CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,775

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

SEC source: 0001225208-17-006002 · doc4.xml · nonDerivative · entry 3

Jarrell Paul Arthur · CIK 0001568278 · Sr. VP & Chief Adm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,689

SEC source: 0001225208-17-006002 · doc4.xml · nonDerivative · entry 2

Jarrell Paul Arthur · CIK 0001568278 · Sr. VP & Chief Adm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,481

F2 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.

SEC source: 0001225208-17-006002 · doc4.xml · nonDerivative · entry 1

Jarrell Paul Arthur · CIK 0001568278 · Sr. VP & Chief Adm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,547

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

SEC source: 0001225208-17-006001 · doc4.xml · nonDerivative · entry 2

Haudrich John · CIK 0001637346 · Chief Strat. & Integ. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,678

F2 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.

SEC source: 0001225208-17-006001 · doc4.xml · nonDerivative · entry 1

Haudrich John · CIK 0001637346 · Chief Strat. & Integ. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,819

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

SEC source: 0001225208-17-006000 · doc4.xml · nonDerivative · entry 3

Galindo Sergio B.O. · CIK 0001597573 · President, O-I North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,890

SEC source: 0001225208-17-006000 · doc4.xml · nonDerivative · entry 2

Galindo Sergio B.O. · CIK 0001597573 · President, O-I North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,848

F2 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.

SEC source: 0001225208-17-006000 · doc4.xml · nonDerivative · entry 1

Galindo Sergio B.O. · CIK 0001597573 · President, O-I North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,558

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

SEC source: 0001225208-17-005999 · doc4.xml · nonDerivative · entry 3

Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,624

SEC source: 0001225208-17-005999 · doc4.xml · nonDerivative · entry 2

Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,784

F2 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.

SEC source: 0001225208-17-005999 · doc4.xml · nonDerivative · entry 1

Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,354

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

SEC source: 0001225208-17-005998 · doc4.xml · nonDerivative · entry 2

Bertsch Jan · CIK 0001477291 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,633

SEC source: 0001225208-17-005998 · doc4.xml · nonDerivative · entry 1

Bertsch Jan · CIK 0001477291 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,209

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

SEC source: 0001225208-17-005997 · doc4.xml · nonDerivative · entry 3

Alvarez Miguel · CIK 0001663348 · President, O-I Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,838

SEC source: 0001225208-17-005997 · doc4.xml · nonDerivative · entry 2

Alvarez Miguel · CIK 0001663348 · President, O-I Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,626

F2 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.

SEC source: 0001225208-17-005997 · doc4.xml · nonDerivative · entry 1

Alvarez Miguel · CIK 0001663348 · President, O-I Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,239

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

SEC source: 0001225208-16-039524 · doc4.xml · nonDerivative · entry 1

MCMACKIN JOHN J JR · CIK 0001210914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,796

F1 · shares: Mr. McMackin inherited these shares from a trust established by his father and mother that terminated.

SEC source: 0001225208-17-015472 · doc4.xml · derivative · entry 3

Alvarez Miguel I. · CIK 0001663348 · President, O-I Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,417

Underlying: Common Stock (Direct) · 4,417 shares

Expires 2023-09-01

F3 · derivative.exercise_date: The options vest in four equal annual installments beginning on the first anniversary of the date of grant.

SEC source: 0001225208-17-015472 · doc4.xml · nonDerivative · entry 1

Alvarez Miguel I. · CIK 0001663348 · President, O-I Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,147

F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.

F2 · balance_after: Reflects the reporting person's share ownership as of the date of this filing.

SEC source: 0001209191-04-056143 · doc4.xml · nonDerivative · entry 3

KKR ASSOCIATES · CIK 0000901651 · 10% owner

GILHULY EDWARD A · CIK 0001206780 · See Footnotes (2) - (6)

ROBERTS GEORGE R · CIK 0001081715 · See Footnotes (2) - (6)

GOLKIN PERRY · CIK 0001206581 · See Footnotes (2) - (6)

RAETHER PAUL E · CIK 0001192062 · See Footnotes (2) - (6)

KRAVIS HENRY R · CIK 0001081714 · See Footnotes (2) - (6)

STUART SCOTT M · CIK 0001081716 · See Footnotes (2) - (6)

KKR PARTNERS II LP · CIK 0000918992 · See Footnotes (3), (4), (5)

OII Associates, L.P. · CIK 0001310721 · 10% owner

OII Associates II, L.P. · CIK 0001310720 · See Footnores (3), (5), (6)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 28,925

F1 · kind: Shares sold pursuant to a registered offering.

F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest.

F5 · ownership.nature: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group.

F6 · ownership.nature: These shares are directly owned by OII Associates II, L.P. ("OII II"). KKR Associates is a general partner of OII II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII II, but disclaims such beneficial ownership except to the extent of its economic interest.

SEC source: 0001209191-04-056143 · doc4.xml · nonDerivative · entry 2

KKR ASSOCIATES · CIK 0000901651 · 10% owner

GILHULY EDWARD A · CIK 0001206780 · See Footnotes (2) - (6)

ROBERTS GEORGE R · CIK 0001081715 · See Footnotes (2) - (6)

GOLKIN PERRY · CIK 0001206581 · See Footnotes (2) - (6)

RAETHER PAUL E · CIK 0001192062 · See Footnotes (2) - (6)

KRAVIS HENRY R · CIK 0001081714 · See Footnotes (2) - (6)

STUART SCOTT M · CIK 0001081716 · See Footnotes (2) - (6)

KKR PARTNERS II LP · CIK 0000918992 · See Footnotes (3), (4), (5)

OII Associates, L.P. · CIK 0001310721 · 10% owner

OII Associates II, L.P. · CIK 0001310720 · See Footnores (3), (5), (6)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 106,075

F1 · kind: Shares sold pursuant to a registered offering.

F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest.

F4 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is a general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership except to the extent of its economic interest.

F5 · ownership.nature: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group.

SEC source: 0001209191-04-056143 · doc4.xml · nonDerivative · entry 1

KKR ASSOCIATES · CIK 0000901651 · 10% owner

GILHULY EDWARD A · CIK 0001206780 · See Footnotes (2) - (6)

ROBERTS GEORGE R · CIK 0001081715 · See Footnotes (2) - (6)

GOLKIN PERRY · CIK 0001206581 · See Footnotes (2) - (6)

RAETHER PAUL E · CIK 0001192062 · See Footnotes (2) - (6)

KRAVIS HENRY R · CIK 0001081714 · See Footnotes (2) - (6)

STUART SCOTT M · CIK 0001081716 · See Footnotes (2) - (6)

KKR PARTNERS II LP · CIK 0000918992 · See Footnotes (3), (4), (5)

OII Associates, L.P. · CIK 0001310721 · 10% owner

OII Associates II, L.P. · CIK 0001310720 · See Footnores (3), (5), (6)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,365,000

F1 · kind: Shares sold pursuant to a registered offering.

F2 · ownership.nature: These shares are directly owned by OII Associates, L.P. ("OII"). KKR Associates, L.P. ("KKR Associates") is the general partner of OII and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII, but disclaims such beneficial ownership except to the extent of its economic interest.

F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest.