person · Reporting owner

GOLKIN PERRY

Disclosed activity across 9 companies

Tapewire entity: 17047
SEC CIK: 0001206581

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
HCA Healthcare, Inc.HCA INC. · Entity 2929	10% owner	April 29, 2008	April 29, 2008
KINDERCARE LEARNING CENTERS INC /DEKDCR · Entity 17579	10% owner	January 07, 2005	January 11, 2005
SEALY CORPZZ · Entity 16658	10% owner	July 10, 2009	July 16, 2009

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HCA Healthcare, Inc.

Report date April 29, 2008 · Filed April 29, 2008

Jointly reported with KKR Partners III, L.P., KKR & Co. LLC, Kohlberg Kravis Roberts & Co. L.P., KKR III GP LLC, OPERF Co-Investment LLC, KRAVIS HENRY R, ROBERTS GEORGE R, GREENE JAMES H JR, RAETHER PAUL E

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectHeld through Hercules Holding II, LLC and KKR Millennium Fund L.P.	9,313,725	Reported balance Holding disclosure · report date 2008-04-29 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 9,313,725 F1: Hercules Holding II, LLC holds 91,845,692 shares, or 97.5%, of the common stock of HCA Inc. Hercules Holding II, LLC is held by a private investor group, including affiliates of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Merrill Lynch Global Private Equity, and affiliates of HCA, Inc. founder Dr. Thomas F. Frist, Jr. Each such person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock held by HCA Inc. However, each such person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of HCA Inc. F2: KKR Millennium Fund L.P. ("Millennium Fund") directly owns 9,313,725 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole general partner of the Millennium Fund, KKR Associates Millennium L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the Millennium Fund. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the Millennium Fund. KKR Associates Millennium L.P. and KKR Millennium GP LLC disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. (continued in footnote (3)) F3: KKR Millennium GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert, Scott C. Nuttall and William J. Janetschek. Mr. Michelson is a member of the board of directors of HCA Inc. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR Millennium GP LLC but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F12: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.
Common stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectHeld through Hercules Holding II, LLC and KKR 2006 Fund L.P.	8,642,157	Reported balance Holding disclosure · report date 2008-04-29 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 8,642,157 F1: Hercules Holding II, LLC holds 91,845,692 shares, or 97.5%, of the common stock of HCA Inc. Hercules Holding II, LLC is held by a private investor group, including affiliates of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Merrill Lynch Global Private Equity, and affiliates of HCA, Inc. founder Dr. Thomas F. Frist, Jr. Each such person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock held by HCA Inc. However, each such person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of HCA Inc. F4: KKR 2006 Fund L.P. (the "2006 Fund") directly owns 8,642,157 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole general partner of the 2006 Fund, KKR Associates 2006 L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the 2006 Fund. As the sole general partner of KKR Associates 2006 L.P., KKR 2006 GP LLC may also be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the 2006 Fund. KKR Associates 2006 L.P. and KKR 2006 GP LLC disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. (continued in footnote (5)) F5: KKR 2006 GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Scott C. Nuttall, Joseph Y. Bae, Brian F. Carroll, John K. Saer, Jr. and William J. Janetschek. Mr. Michelson is a member of the board of directors of HCA Inc. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR 2006 GP LLC but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F12: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.
Common stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectHeld through Hercules Holding II, LLC and KKR PEI Investments, L.P.	4,901,961	Reported balance Holding disclosure · report date 2008-04-29 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 4,901,961 F1: Hercules Holding II, LLC holds 91,845,692 shares, or 97.5%, of the common stock of HCA Inc. Hercules Holding II, LLC is held by a private investor group, including affiliates of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Merrill Lynch Global Private Equity, and affiliates of HCA, Inc. founder Dr. Thomas F. Frist, Jr. Each such person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock held by HCA Inc. However, each such person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of HCA Inc. F6: KKR PEI Investments, L.P. ("PEI Investments") directly owns 4,901,961 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole general partner of PEI Investments, KKR PEI Associates, L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by PEI Investments. As the sole general partner of KKR PEI Associates, L.P., KKR PEI GP Limited may also be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by PEI Investments. KKR PEI Associates, L.P. and KKR PEI GP Limited disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. (continued in footnote (7)) F7: Kohlberg Kravis Roberts & Co. L.P., pursuant to a services agreement with KKR PEI GP Limited, may be deemed to share voting and dispositive power with respect to the shares of HCA Inc. held by PEI Investments. KKR & Co. L.L.C. is the general partner of Kohlberg Kravis Roberts & Co. L.P. Kohlberg Kravis Roberts & Co. L.P. and KKR & Co. L.L.C. disclaim beneficial ownership of such securities. The members of KKR & Co. L.L.C. are Henry R. Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, Johannes P. Huth, Todd A. Fisher, Alexander Navab and other executives of Kohlberg Kravis Roberts & Co. L.P. Messrs. Kravis and Roberts, as managing members of KKR & Co. L.L.C., may be deemed to share beneficial ownership of any shares beneficially owned by KKR & Co. L.L.C. but disclaim beneficial ownership of such shares. The other members of KKR & Co. L.L.C. also disclaim beneficial ownership of any shares beneficially owned by KKR & Co. L.L.C. F12: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.
Common stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectHeld through Hercules Holding II, LLC and KKR Partners III, L.P.	319,411	Reported balance Holding disclosure · report date 2008-04-29 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 319,411 F1: Hercules Holding II, LLC holds 91,845,692 shares, or 97.5%, of the common stock of HCA Inc. Hercules Holding II, LLC is held by a private investor group, including affiliates of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Merrill Lynch Global Private Equity, and affiliates of HCA, Inc. founder Dr. Thomas F. Frist, Jr. Each such person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock held by HCA Inc. However, each such person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of HCA Inc. F8: KKR Partners III, L.P. ("Partners III") directly owns 319,411 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole general partner of Partners III, KKR III GP LLC may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by Partners III. KKR III GP LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. KKR III GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts and the other members of which are the individuals named in notes (3), (5) and (7) above and other executives of Kohlberg Kravis Roberts & Co. L.P. (continued in footnote (9)) F9: Messrs. Kravis and Roberts may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR III GP LLC but disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. The other members of KKR III GP LLC disclaim beneficial ownership of any shares beneficially owned by KKR III GP LLC, except to the extent of their pecuniary interest therein. F12: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.
Common stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectHeld through Hercules Holding II, LLC and OPERF Co-Investment LLC	196,078	Reported balance Holding disclosure · report date 2008-04-29 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 196,078 F1: Hercules Holding II, LLC holds 91,845,692 shares, or 97.5%, of the common stock of HCA Inc. Hercules Holding II, LLC is held by a private investor group, including affiliates of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Merrill Lynch Global Private Equity, and affiliates of HCA, Inc. founder Dr. Thomas F. Frist, Jr. Each such person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock held by HCA Inc. However, each such person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of HCA Inc. F10: OPERF Co-Investment LLC ("OPERF Co-Investment") directly owns 196,078 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole manager of OPERF Co-Investment, KKR Associates 2006 L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by OPERF Co-Investment. As the sole general partner of KKR Associates 2006 L.P., KKR 2006 GP LLC may also be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the 2006 Fund. KKR Associates 2006 L.P. and KKR 2006 GP LLC disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. (continued in footnote (11)) F11: KKR 2006 GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Scott C. Nuttall, Joseph Y. Bae, Brian F. Carroll, John K. Saer, Jr. and William J. Janetschek. Mr. Michelson is a member of the board of directors of HCA Inc. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR 2006 GP LLC but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F12: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.

Filing footnotes · ownership attribution and instrument terms

F1: Hercules Holding II, LLC holds 91,845,692 shares, or 97.5%, of the common stock of HCA Inc. Hercules Holding II, LLC is held by a private investor group, including affiliates of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Merrill Lynch Global Private Equity, and affiliates of HCA, Inc. founder Dr. Thomas F. Frist, Jr. Each such person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock held by HCA Inc. However, each such person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. Certain affiliates of Kohlberg Kravis Roberts & Co. L.P. collectively have the right under Hercules Holding II, LLC's limited liability company agreement to nominate up to three directors of HCA Inc.

F2: KKR Millennium Fund L.P. ("Millennium Fund") directly owns 9,313,725 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole general partner of the Millennium Fund, KKR Associates Millennium L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the Millennium Fund. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the Millennium Fund. KKR Associates Millennium L.P. and KKR Millennium GP LLC disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. (continued in footnote (3))

F3: KKR Millennium GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert, Scott C. Nuttall and William J. Janetschek. Mr. Michelson is a member of the board of directors of HCA Inc. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR Millennium GP LLC but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F4: KKR 2006 Fund L.P. (the "2006 Fund") directly owns 8,642,157 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole general partner of the 2006 Fund, KKR Associates 2006 L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the 2006 Fund. As the sole general partner of KKR Associates 2006 L.P., KKR 2006 GP LLC may also be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the 2006 Fund. KKR Associates 2006 L.P. and KKR 2006 GP LLC disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. (continued in footnote (5))

F5: KKR 2006 GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Scott C. Nuttall, Joseph Y. Bae, Brian F. Carroll, John K. Saer, Jr. and William J. Janetschek. Mr. Michelson is a member of the board of directors of HCA Inc. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR 2006 GP LLC but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F6: KKR PEI Investments, L.P. ("PEI Investments") directly owns 4,901,961 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole general partner of PEI Investments, KKR PEI Associates, L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by PEI Investments. As the sole general partner of KKR PEI Associates, L.P., KKR PEI GP Limited may also be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by PEI Investments. KKR PEI Associates, L.P. and KKR PEI GP Limited disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. (continued in footnote (7))

F7: Kohlberg Kravis Roberts & Co. L.P., pursuant to a services agreement with KKR PEI GP Limited, may be deemed to share voting and dispositive power with respect to the shares of HCA Inc. held by PEI Investments. KKR & Co. L.L.C. is the general partner of Kohlberg Kravis Roberts & Co. L.P. Kohlberg Kravis Roberts & Co. L.P. and KKR & Co. L.L.C. disclaim beneficial ownership of such securities. The members of KKR & Co. L.L.C. are Henry R. Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, Johannes P. Huth, Todd A. Fisher, Alexander Navab and other executives of Kohlberg Kravis Roberts & Co. L.P. Messrs. Kravis and Roberts, as managing members of KKR & Co. L.L.C., may be deemed to share beneficial ownership of any shares beneficially owned by KKR & Co. L.L.C. but disclaim beneficial ownership of such shares. The other members of KKR & Co. L.L.C. also disclaim beneficial ownership of any shares beneficially owned by KKR & Co. L.L.C.

F8: KKR Partners III, L.P. ("Partners III") directly owns 319,411 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole general partner of Partners III, KKR III GP LLC may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by Partners III. KKR III GP LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. KKR III GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts and the other members of which are the individuals named in notes (3), (5) and (7) above and other executives of Kohlberg Kravis Roberts & Co. L.P. (continued in footnote (9))

F9: Messrs. Kravis and Roberts may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR III GP LLC but disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. The other members of KKR III GP LLC disclaim beneficial ownership of any shares beneficially owned by KKR III GP LLC, except to the extent of their pecuniary interest therein.

F10: OPERF Co-Investment LLC ("OPERF Co-Investment") directly owns 196,078 units of Hercules Holding II, LLC and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Inc. by virtue of its membership in Hercules Holding II, LLC. As the sole manager of OPERF Co-Investment, KKR Associates 2006 L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by OPERF Co-Investment. As the sole general partner of KKR Associates 2006 L.P., KKR 2006 GP LLC may also be deemed to share voting and dispositive power with respect to the shares of common stock of HCA Inc. held by the 2006 Fund. KKR Associates 2006 L.P. and KKR 2006 GP LLC disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. (continued in footnote (11))

F11: KKR 2006 GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Scott C. Nuttall, Joseph Y. Bae, Brian F. Carroll, John K. Saer, Jr. and William J. Janetschek. Mr. Michelson is a member of the board of directors of HCA Inc. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR 2006 GP LLC but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F12: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.

KINDERCARE LEARNING CENTERS INC /DE

Report date January 07, 2005 · Filed January 11, 2005

Jointly reported with KKR KLC L L C, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, MICHELSON MICHAEL W, GREENE JAMES H JR, GILHULY EDWARD A, STUART SCOTT M

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee	0	Reported balance After 2005-01-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2005-01-07 · Sale · Disposed 15,454,210 · Balance 0 F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction. F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C.

Filing footnotes · ownership attribution and instrument terms

F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction.

F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C.

SEALY CORP

Report date July 10, 2009 · Filed July 16, 2009

Jointly reported with KKR Millennium GP LLC, Sealy Holding LLC, KKR Millennium Fund L.P., KKR Associates Millennium L.P., KRAVIS HENRY R, ROBERTS GEORGE R, GREENE JAMES H JR, RAETHER PAUL E, MICHELSON MICHAEL W

Security / award	Ownership account	Disclosed shares / units	Disclosure context
8% Senior Secured Third Lien Convertible Notes due 2016SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-07-15	IndirectSee	3,753,910	Reported balance After 2009-07-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2009-07-10 · Purchase · Acquired 3,753,910 · Balance 3,753,910 F1: 8% Senior Secured Third Lien Convertible Notes due 2016 co-issued by Sealy Corporation and Sealy Mattress Company F2: Immediately exercisable F3: The convertible notes of the Issuer reported on this Form 4 are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. F4: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any convertible notes of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. F5: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F6: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4.

Filing footnotes · ownership attribution and instrument terms

F1: 8% Senior Secured Third Lien Convertible Notes due 2016 co-issued by Sealy Corporation and Sealy Mattress Company

F2: Immediately exercisable

F3: The convertible notes of the Issuer reported on this Form 4 are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC.

F4: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any convertible notes of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein.

F5: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement.

F6: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ACCURIDE CORP

Report date May 25, 2007 · Filed May 30, 2007

Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, KKR 1996 FUND L P, Hubcap Acquisition LLC, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, MICHELSON MICHAEL W, HUTH JOHANNES P

Section 16 reporting ended · disclosed 2007-05-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Hubcap Acquisition LLC	3,094,556	Reported balance After 2007-05-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2007-05-25 · Sale · Disposed 4,755,657 · Balance 3,094,556 F1: The shares of common stock of Issuer reported on this Form 4 are held of record by Hubcap Acquisition L.L.C. As the managing member of Hubcap Acquisition L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acquisition L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of such shares of the Issuer held by Hubcap Acquision L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP, L.L.C. also may deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acqusition L.L.C. F2: KKR 1996 GP, L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members are Messrs. Paul E. Raether, Michael W. Michaelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Greene is a director of the Issuer and may be deemed to share beneficial ownership of any shares beneficially owned by KKR 1996 GP, L.L.C. Each such Reporting Person, other than Hubcap Acqusition L.L.C., disclaims beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons, other than Hubcap Acqusition L.L.C, are the beneficial owners of all such equity securities covered by this statement. F3: Mr. Fredrick M. Goltz, a member of KKR & Co. L.L.C., the general partner Kohlberg Kravis Roberts & Co. L.P., is also a member of the Issuer's board of directors. Mr. Goltz disclaims that he is the owner (beneficial or otherwise) of any shares beneficially owned by KKR Associates 1996 L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock of Issuer reported on this Form 4 are held of record by Hubcap Acquisition L.L.C. As the managing member of Hubcap Acquisition L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acquisition L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of such shares of the Issuer held by Hubcap Acquision L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP, L.L.C. also may deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acqusition L.L.C.

F2: KKR 1996 GP, L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members are Messrs. Paul E. Raether, Michael W. Michaelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Greene is a director of the Issuer and may be deemed to share beneficial ownership of any shares beneficially owned by KKR 1996 GP, L.L.C. Each such Reporting Person, other than Hubcap Acqusition L.L.C., disclaims beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons, other than Hubcap Acqusition L.L.C, are the beneficial owners of all such equity securities covered by this statement.

F3: Mr. Fredrick M. Goltz, a member of KKR & Co. L.L.C., the general partner Kohlberg Kravis Roberts & Co. L.P., is also a member of the Issuer's board of directors. Mr. Goltz disclaims that he is the owner (beneficial or otherwise) of any shares beneficially owned by KKR Associates 1996 L.P.

AMPHENOL CORP /DE/

Report date February 23, 2004 · Filed February 26, 2004

Section 16 reporting ended · disclosed 2004-02-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnote	4,350,628	Reported balance After 2004-02-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2004-02-23 · Other · Disposed 7,560,000 · Balance 4,350,628 F1: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004. The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share. The Reporting Person received $57.90 per share. F2: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004. The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share. The Reporting Person received $57.90 per share.

F2: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock.

Alliance HealthCare Services, Inc

Report date March 16, 2007 · Filed May 15, 2007

Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, Viewer Holdings LLC, FISHER TODD A, GREENE JAMES H JR, HUTH JOHANNES P, KRAVIS HENRY R, MICHELSON MICHAEL W, KKR 1996 FUND L P

Section 16 reporting ended · disclosed 2007-05-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Viewer Holdings LLC	1,443,065	Reported balance After 2007-03-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2007-03-16 · Sale · Disposed 24,501,505 · Balance 1,443,065 F1: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings LLC. As the senior member of Viewer Holdings LLC, KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. F2: KKR 1996 GP LLC is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP LLC may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement. F3: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings LLC. As the senior member of Viewer Holdings LLC, KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC.

F2: KKR 1996 GP LLC is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP LLC may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement.

F3: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P.

NRG ENERGY, INC.

Report date August 15, 2006 · Filed August 16, 2006

Jointly reported with KKR Millennium GP Energy LLC, KKR Millennium Fund Energy LP, KKR Partners III, L.P., KKR Associates Millennium Energy L.P., KRAVIS HENRY R, ROBERTS GEORGE R, FISHER TODD A, Garaialde Jacques, GREENE JAMES H JR

Section 16 reporting ended · disclosed 2006-08-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnotes	4,099,941	Reported balance After 2006-08-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2006-08-15 · Sale · Disposed 4,099,941 · Balance 4,099,941 F1: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F2: As general partner of Millennium Energy, KKR Associates Millennium (Energy) L.P. ("KKR Associates") may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As the general partner of KKR Associates, KKR Millennium GP (Energy) LLC ("KKR GP LLC") also may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As general partner of KKR Partners, KKR GP LLC may be deemed to be the beneficial owner of the Common Stock held by KKR Partners. F3: Henry R. Kravis, George R. Roberts, Todd A. Fisher, Jacques Garaialde, Perry Golkin, James H. Greene, Jr., Johannes P. Huth, Marc S. Lipschultz, Michael W. Michelson, Alexander Navab and Paul E. Raether are the members of KKR GP LLC (the "Members"), and as such may be deemed to share beneficial ownership of any Common Stock that KKR GP LLC may be deemed to beneficially own. Each Reporting Person disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest therein. F4: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement. F5: Due to limitations on Form 4, certain persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnotes	215,786	Reported balance After 2006-08-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2006-08-15 · Sale · Disposed 215,786 · Balance 215,786 F1: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F2: As general partner of Millennium Energy, KKR Associates Millennium (Energy) L.P. ("KKR Associates") may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As the general partner of KKR Associates, KKR Millennium GP (Energy) LLC ("KKR GP LLC") also may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As general partner of KKR Partners, KKR GP LLC may be deemed to be the beneficial owner of the Common Stock held by KKR Partners. F3: Henry R. Kravis, George R. Roberts, Todd A. Fisher, Jacques Garaialde, Perry Golkin, James H. Greene, Jr., Johannes P. Huth, Marc S. Lipschultz, Michael W. Michelson, Alexander Navab and Paul E. Raether are the members of KKR GP LLC (the "Members"), and as such may be deemed to share beneficial ownership of any Common Stock that KKR GP LLC may be deemed to beneficially own. Each Reporting Person disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest therein. F4: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement. F5: Due to limitations on Form 4, certain persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table.

F2: As general partner of Millennium Energy, KKR Associates Millennium (Energy) L.P. ("KKR Associates") may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As the general partner of KKR Associates, KKR Millennium GP (Energy) LLC ("KKR GP LLC") also may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As general partner of KKR Partners, KKR GP LLC may be deemed to be the beneficial owner of the Common Stock held by KKR Partners.

F3: Henry R. Kravis, George R. Roberts, Todd A. Fisher, Jacques Garaialde, Perry Golkin, James H. Greene, Jr., Johannes P. Huth, Marc S. Lipschultz, Michael W. Michelson, Alexander Navab and Paul E. Raether are the members of KKR GP LLC (the "Members"), and as such may be deemed to share beneficial ownership of any Common Stock that KKR GP LLC may be deemed to beneficially own. Each Reporting Person disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest therein.

F4: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement.

F5: Due to limitations on Form 4, certain persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4.

O-I Glass, Inc. /DE/

Report date December 02, 2004 · Filed December 06, 2004

Jointly reported with KKR ASSOCIATES, GILHULY EDWARD A, ROBERTS GEORGE R, RAETHER PAUL E, KRAVIS HENRY R, STUART SCOTT M, KKR PARTNERS II LP, OII Associates, L.P., OII Associates II, L.P.

Section 16 reporting ended · disclosed 2004-12-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	4,365,000	Reported balance After 2004-12-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-12-02 · Sale · Disposed 30,555,000 · Balance 4,365,000 F1: Shares sold pursuant to a registered offering. F2: These shares are directly owned by OII Associates, L.P. ("OII"). KKR Associates, L.P. ("KKR Associates") is the general partner of OII and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII, but disclaims such beneficial ownership except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	106,075	Reported balance After 2004-12-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2004-12-02 · Sale · Disposed 742,525 · Balance 106,075 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F4: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is a general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership except to the extent of its economic interest. F5: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	28,925	Reported balance After 2004-12-02 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2004-12-02 · Sale · Disposed 202,475 · Balance 28,925 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F5: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group. F6: These shares are directly owned by OII Associates II, L.P. ("OII II"). KKR Associates is a general partner of OII II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII II, but disclaims such beneficial ownership except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	Direct	10,000	Reported balance Holding disclosure · report date 2004-12-02 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 10,000 F7: These securities are owned solely by Edward A. Gilhuly.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a registered offering.

F2: These shares are directly owned by OII Associates, L.P. ("OII"). KKR Associates, L.P. ("KKR Associates") is the general partner of OII and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII, but disclaims such beneficial ownership except to the extent of its economic interest.

F3: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest.

F4: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is a general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership except to the extent of its economic interest.

F5: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group.

F6: These shares are directly owned by OII Associates II, L.P. ("OII II"). KKR Associates is a general partner of OII II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII II, but disclaims such beneficial ownership except to the extent of its economic interest.

F7: These securities are owned solely by Edward A. Gilhuly.

WALTER INDUSTRIES INC /NEW/

Report date October 28, 2004 · Filed November 01, 2004

Jointly reported with KKR ASSOCIATES, GREENE JAMES H JR, KRAVIS HENRY R, RAETHER PAUL E, ROBERTS GEORGE R, STUART SCOTT M, GILHULY EDWARD A, MICHELSON MICHAEL W

Section 16 reporting ended · disclosed 2004-11-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Notes	1,092,488	Reported balance After 2004-10-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-10-28 · Sale · Disposed 4,374,755 · Balance 1,092,488 F1: Shares sold pursuant to a registered offering. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2004-10-28 · Other · Disposed 1,092,488 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	7,239	Reported balance After 2004-10-28 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2004-10-28 · Sale · Disposed 28,988 · Balance 7,239 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2004-10-28 · Other · Disposed 7,239 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	26,484	Reported balance After 2004-10-28 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2004-10-28 · Sale · Disposed 106,051 · Balance 26,484 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2004-10-28 · Other · Disposed 26,484 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	871,594	Reported balance After 2004-10-28 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2004-10-28 · Sale · Disposed 3,490,206 · Balance 871,594 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2004-10-28 · Other · Disposed 871,594 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a registered offering.

F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest.

F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.

F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004.

F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.

F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.

F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 10, 2009 Filed Jul 16, 2009 18:27 UTC	SEALY CORP ZZ · Entity 16658	Purchase8% Senior Secured Third Lien Convertible Notes due 2016 · Derivative	3,753,910	$25.00 Strike: $0.00	$93,847,750.00	Disclosure SEC source: 0001104659-09-043506 · a4.xml · derivative · entry 1 KKR Millennium GP LLC · CIK 0001288738 · 10% owner Sealy Holding LLC · CIK 0001358535 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 3,753,910 Underlying: Common Stock par value $0.01 per share · 93,847,750 shares Expires 2016-07-15 F1 · security: 8% Senior Secured Third Lien Convertible Notes due 2016 co-issued by Sealy Corporation and Sealy Mattress Company F2 · derivative.exercise_date: Immediately exercisable F3 · ownership.nature: The convertible notes of the Issuer reported on this Form 4 are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. F4 · ownership.nature: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any convertible notes of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. F5 · ownership.nature: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F6 · ownership.nature: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. Read SEC document
May 25, 2007 Filed May 30, 2007 17:40 UTC	ACCURIDE CORP ACW · Entity 17284	SaleCommon Stock	4,755,657	$14.91	$70,906,845.87	Disclosure SEC source: 0001104659-07-044159 · a4.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See Footnotes 1 & 2 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See Footnotes 1 & 2 KKR 1996 FUND L P · CIK 0001031665 · See Footnotes 1 & 2 Hubcap Acquisition LLC · CIK 0001323671 · 10% owner KRAVIS HENRY R · CIK 0001081714 · See Footnotes 1 & 2 ROBERTS GEORGE R · CIK 0001081715 · See Footnotes 1 & 2 RAETHER PAUL E · CIK 0001192062 · See Footnotes 1 & 2 MICHELSON MICHAEL W · CIK 0001182415 · See Footnotes 1 & 2 GOLKIN PERRY · CIK 0001206581 · See Footnotes 1 & 2 HUTH JOHANNES P · CIK 0001206779 · See Footnotes 1 & 2 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Hubcap Acquisition LLC Disclosed balance after: 3,094,556 F1 · ownership.nature: The shares of common stock of Issuer reported on this Form 4 are held of record by Hubcap Acquisition L.L.C. As the managing member of Hubcap Acquisition L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acquisition L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of such shares of the Issuer held by Hubcap Acquision L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP, L.L.C. also may deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acqusition L.L.C. F2 · ownership.nature: KKR 1996 GP, L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members are Messrs. Paul E. Raether, Michael W. Michaelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Greene is a director of the Issuer and may be deemed to share beneficial ownership of any shares beneficially owned by KKR 1996 GP, L.L.C. Each such Reporting Person, other than Hubcap Acqusition L.L.C., disclaims beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons, other than Hubcap Acqusition L.L.C, are the beneficial owners of all such equity securities covered by this statement. F3 · ownership.nature: Mr. Fredrick M. Goltz, a member of KKR & Co. L.L.C., the general partner Kohlberg Kravis Roberts & Co. L.P., is also a member of the Issuer's board of directors. Mr. Goltz disclaims that he is the owner (beneficial or otherwise) of any shares beneficially owned by KKR Associates 1996 L.P. Read SEC document
March 16, 2007 Filed May 15, 2007 16:06 UTC	Alliance HealthCare Services, Inc AIQ · Entity 17292	SaleCommon Stock	24,501,505	$6.25	$153,134,406.25	Disclosure SEC source: 0001209191-07-030339 · doc4.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See Footnotes 1 and 2 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See Footnotes 1 and 2 Viewer Holdings LLC · CIK 0001381953 · 10% owner · See Footnotes 1 and 2 FISHER TODD A · CIK 0001206470 · See Footnotes 1 and 2 GOLKIN PERRY · CIK 0001206581 · See Footnotes 1 and 2 GREENE JAMES H JR · CIK 0001205970 · See Footnotes 1 and 2 HUTH JOHANNES P · CIK 0001206779 · See Footnotes 1 and 2 KRAVIS HENRY R · CIK 0001081714 · See Footnotes 1 and 2 MICHELSON MICHAEL W · CIK 0001182415 · Director · See Footnotes 1 and 2 KKR 1996 FUND L P · CIK 0001031665 · See Footnotes 1 and 2 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viewer Holdings LLC Disclosed balance after: 1,443,065 F1 · ownership.nature: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings LLC. As the senior member of Viewer Holdings LLC, KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. F2 · ownership.nature: KKR 1996 GP LLC is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP LLC may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement. F3 · ownership.nature: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P. Read SEC document
November 29, 2006 Filed Nov 29, 2006 17:24 UTC	Alliance HealthCare Services, Inc AIQ · Entity 17292	SaleCommon Stock	1,200,000	$5.41	$6,486,000.00	Disclosure SEC source: 0001209191-06-061887 · doc4.xml · nonDerivative · entry 2 KKR 1996 GP LLC · CIK 0001031667 · See Footnotes 1 and 2 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See Footnotes 1 and 2 Viewer Holdings LLC · CIK 0001381953 · 10% owner · See Footnotes 1 and 2 FISHER TODD A · CIK 0001206470 · See Footnotes 1 and 2 GOLKIN PERRY · CIK 0001206581 · See Footnotes 1 and 2 GREENE JAMES H JR · CIK 0001205970 · See Footnotes 1 and 2 HUTH JOHANNES P · CIK 0001206779 · See Footnotes 1 and 2 KRAVIS HENRY R · CIK 0001081714 · See Footnotes 1 and 2 MICHELSON MICHAEL W · CIK 0001182415 · Director · See Footnotes 1 and 2 KKR 1996 FUND L P · CIK 0001031665 · See Footnotes 1 and 2 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viewer Holdings LLC Disclosed balance after: 25,944,570 F1 · ownership.nature: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings L.L.C. As the senior member of Viewer Holdings L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP L.L.C. also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. F2 · ownership.nature: KKR 1996 GP L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP L.L.C. may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement. F3 · ownership.nature: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P. Read SEC document
November 27, 2006 Filed Nov 29, 2006 17:24 UTC	Alliance HealthCare Services, Inc AIQ · Entity 17292	SaleCommon Stock	8,000,000	$5.41	$43,240,000.00	Disclosure SEC source: 0001209191-06-061887 · doc4.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See Footnotes 1 and 2 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See Footnotes 1 and 2 Viewer Holdings LLC · CIK 0001381953 · 10% owner · See Footnotes 1 and 2 FISHER TODD A · CIK 0001206470 · See Footnotes 1 and 2 GOLKIN PERRY · CIK 0001206581 · See Footnotes 1 and 2 GREENE JAMES H JR · CIK 0001205970 · See Footnotes 1 and 2 HUTH JOHANNES P · CIK 0001206779 · See Footnotes 1 and 2 KRAVIS HENRY R · CIK 0001081714 · See Footnotes 1 and 2 MICHELSON MICHAEL W · CIK 0001182415 · Director · See Footnotes 1 and 2 KKR 1996 FUND L P · CIK 0001031665 · See Footnotes 1 and 2 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viewer Holdings LLC Disclosed balance after: 27,144,570 F1 · ownership.nature: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings L.L.C. As the senior member of Viewer Holdings L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP L.L.C. also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. F2 · ownership.nature: KKR 1996 GP L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP L.L.C. may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement. F3 · ownership.nature: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P. Read SEC document
August 15, 2006 Filed Aug 16, 2006 21:14 UTC	NRG ENERGY, INC. NRG · Entity 3216	SaleCommon Stock, par value $0.01 per share	215,786	$48.41	$10,446,200.26	Disclosure SEC source: 0001104659-06-055605 · a4.xml · nonDerivative · entry 2 KKR Millennium GP Energy LLC · CIK 0001352571 · 10% owner · See Remarks KKR Millennium Fund Energy LP · CIK 0001352569 · 10% owner · See Remarks KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Remarks KKR Associates Millennium Energy L.P. · CIK 0001352570 · 10% owner · See Remarks KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Remarks ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Remarks FISHER TODD A · CIK 0001206470 · 10% owner · See Remarks Garaialde Jacques · CIK 0001320395 · 10% owner · See Remarks GOLKIN PERRY · CIK 0001206581 · 10% owner · See Remarks GREENE JAMES H JR · CIK 0001205970 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 215,786 F1 · price: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F1 · ownership.nature: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F2 · ownership.nature: As general partner of Millennium Energy, KKR Associates Millennium (Energy) L.P. ("KKR Associates") may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As the general partner of KKR Associates, KKR Millennium GP (Energy) LLC ("KKR GP LLC") also may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As general partner of KKR Partners, KKR GP LLC may be deemed to be the beneficial owner of the Common Stock held by KKR Partners. F3 · ownership.nature: Henry R. Kravis, George R. Roberts, Todd A. Fisher, Jacques Garaialde, Perry Golkin, James H. Greene, Jr., Johannes P. Huth, Marc S. Lipschultz, Michael W. Michelson, Alexander Navab and Paul E. Raether are the members of KKR GP LLC (the "Members"), and as such may be deemed to share beneficial ownership of any Common Stock that KKR GP LLC may be deemed to beneficially own. Each Reporting Person disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement. F5 · ownership.nature: Due to limitations on Form 4, certain persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4. Read SEC document
August 15, 2006 Filed Aug 16, 2006 21:14 UTC	NRG ENERGY, INC. NRG · Entity 3216	SaleCommon Stock, par value $0.01 per share	4,099,941	$48.41	$198,478,143.81	Disclosure SEC source: 0001104659-06-055605 · a4.xml · nonDerivative · entry 1 KKR Millennium GP Energy LLC · CIK 0001352571 · 10% owner · See Remarks KKR Millennium Fund Energy LP · CIK 0001352569 · 10% owner · See Remarks KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Remarks KKR Associates Millennium Energy L.P. · CIK 0001352570 · 10% owner · See Remarks KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Remarks ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Remarks FISHER TODD A · CIK 0001206470 · 10% owner · See Remarks Garaialde Jacques · CIK 0001320395 · 10% owner · See Remarks GOLKIN PERRY · CIK 0001206581 · 10% owner · See Remarks GREENE JAMES H JR · CIK 0001205970 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,099,941 F1 · price: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F1 · ownership.nature: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F2 · ownership.nature: As general partner of Millennium Energy, KKR Associates Millennium (Energy) L.P. ("KKR Associates") may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As the general partner of KKR Associates, KKR Millennium GP (Energy) LLC ("KKR GP LLC") also may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As general partner of KKR Partners, KKR GP LLC may be deemed to be the beneficial owner of the Common Stock held by KKR Partners. F3 · ownership.nature: Henry R. Kravis, George R. Roberts, Todd A. Fisher, Jacques Garaialde, Perry Golkin, James H. Greene, Jr., Johannes P. Huth, Marc S. Lipschultz, Michael W. Michelson, Alexander Navab and Paul E. Raether are the members of KKR GP LLC (the "Members"), and as such may be deemed to share beneficial ownership of any Common Stock that KKR GP LLC may be deemed to beneficially own. Each Reporting Person disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement. F5 · ownership.nature: Due to limitations on Form 4, certain persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4. Read SEC document
April 11, 2006 Filed Apr 13, 2006 13:49 UTC	SEALY CORP ZZ · Entity 16658	SaleCommon stock, par value $0.01 per share	3,481,868	$16.00	$55,709,888.00	Disclosure SEC source: 0001104659-06-024939 · a4.xml · nonDerivative · entry 1 KKR Millennium GP LLC · CIK 0001288738 · 10% owner Sealy Holding LLC · CIK 0001358535 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 46,625,921 F1 · price: Represents price to the public pursuant to an underwritten initial public offering before underwriting discounts. F2 · ownership.nature: These securities are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. F3 · ownership.nature: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F5 · ownership.nature: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. Read SEC document
April 06, 2006 Filed Apr 10, 2006 17:25 UTC	SEALY CORP ZZ · Entity 16658	PurchaseCommon Stock, par value $0.01 per share	146,000	$16.00	$2,336,000.00	Disclosure SEC source: 0001104659-06-024109 · a4.xml · nonDerivative · entry 2 KKR Millennium GP LLC · CIK 0001288738 · 10% owner Sealy Holding LLC · CIK 0001358535 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 146,000 F4 · ownership.nature: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F6 · ownership.nature: These securities are held of record by Aurora Investments II, LLC. As the managing members of Aurora Investments II, LLC, Messrs. Henry R. Kravis and George R. Roberts each may be deemed to be the beneficial owners of such shares of common stock of the Issuer held by Aurora Investments II LLC. Messrs. Henry R. Kravis and George R. Roberts each disclaim beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document
April 06, 2006 Filed Apr 10, 2006 17:25 UTC	SEALY CORP ZZ · Entity 16658	SaleCommon stock, par value $0.01 per share	6,632,130	$16.00	$106,114,080.00	Disclosure SEC source: 0001104659-06-024109 · a4.xml · nonDerivative · entry 1 KKR Millennium GP LLC · CIK 0001288738 · 10% owner Sealy Holding LLC · CIK 0001358535 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,107,789 F1 · price: Represents price to the public pursuant to an underwritten initial public offering before underwriting discounts. F2 · ownership.nature: The securities are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. F3 · ownership.nature: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F5 · ownership.nature: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. Read SEC document
October 12, 2005 Filed Oct 14, 2005 12:30 UTC	ACCURIDE CORP ACW · Entity 17284	SaleCommon Stock	641,137	$13.25	$8,495,065.25	Disclosure SEC source: 0001179110-05-019678 · edgar.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See footnote 1 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See footnote 1 KKR 1996 FUND L P · CIK 0001031665 · See footnote 1 Hubcap Acquisition LLC · CIK 0001323671 · 10% owner KRAVIS HENRY R · CIK 0001081714 · See footnone 1 ROBERTS GEORGE R · CIK 0001081715 · See footnote 1 RAETHER PAUL E · CIK 0001192062 · See footnote 1 MICHELSON MICHAEL W · CIK 0001182415 · See footnote 1 GILHULY EDWARD A · CIK 0001206780 · See footnote 1 GOLKIN PERRY · CIK 0001206581 · See footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,850,213 F2 · balance_after: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 7,903,213 shares of common stock of the issuer. F1 · ownership.nature: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof. Read SEC document
October 05, 2005 Filed Oct 7, 2005 14:15 UTC	ACCURIDE CORP ACW · Entity 17284	SaleCommon Stock	4,274,250	$13.25	$56,633,812.50	Disclosure SEC source: 0001179110-05-019505 · edgar.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See footnote 1 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See footnote 1 KKR 1996 FUND L P · CIK 0001031665 · See footnote 1 Hubcap Acquisition LLC · CIK 0001323671 · 10% owner KRAVIS HENRY R · CIK 0001081714 · See footnone 1 ROBERTS GEORGE R · CIK 0001081715 · See footnote 1 RAETHER PAUL E · CIK 0001192062 · See footnote 1 MICHELSON MICHAEL W · CIK 0001182415 · See footnote 1 GILHULY EDWARD A · CIK 0001206780 · See footnote 1 GOLKIN PERRY · CIK 0001206581 · See footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,491,350 F2 · balance_after: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 8,544,350 shares of common stock of the issuer. F1 · ownership.nature: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof. Read SEC document
January 07, 2005 Filed Jan 11, 2005 17:47 UTC	KINDERCARE LEARNING CENTERS INC /DE KDCR · Entity 17579	SaleCommon Stock, par value $0.01 per share	15,454,210	$25.96	$401,191,291.60	Disclosure SEC source: 0000893750-05-000017 · form4_ex.xml · nonDerivative · entry 1 KKR KLC L L C · CIK 0001024808 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 0 F1 · price: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction. F2 · ownership.nature: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C. Read SEC document
December 02, 2004 Filed Dec 6, 2004 21:39 UTC	O-I Glass, Inc. /DE/ OI · Entity 4907	SaleCommon Stock	202,475	$22.98	$4,652,875.50	Disclosure SEC source: 0001209191-04-056143 · doc4.xml · nonDerivative · entry 3 KKR ASSOCIATES · CIK 0000901651 · 10% owner GILHULY EDWARD A · CIK 0001206780 · See Footnotes (2) - (6) ROBERTS GEORGE R · CIK 0001081715 · See Footnotes (2) - (6) GOLKIN PERRY · CIK 0001206581 · See Footnotes (2) - (6) RAETHER PAUL E · CIK 0001192062 · See Footnotes (2) - (6) KRAVIS HENRY R · CIK 0001081714 · See Footnotes (2) - (6) STUART SCOTT M · CIK 0001081716 · See Footnotes (2) - (6) KKR PARTNERS II LP · CIK 0000918992 · See Footnotes (3), (4), (5) OII Associates, L.P. · CIK 0001310721 · 10% owner OII Associates II, L.P. · CIK 0001310720 · See Footnores (3), (5), (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 28,925 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F5 · ownership.nature: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group. F6 · ownership.nature: These shares are directly owned by OII Associates II, L.P. ("OII II"). KKR Associates is a general partner of OII II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII II, but disclaims such beneficial ownership except to the extent of its economic interest. Read SEC document
December 02, 2004 Filed Dec 6, 2004 21:39 UTC	O-I Glass, Inc. /DE/ OI · Entity 4907	SaleCommon Stock	742,525	$22.98	$17,063,224.50	Disclosure SEC source: 0001209191-04-056143 · doc4.xml · nonDerivative · entry 2 KKR ASSOCIATES · CIK 0000901651 · 10% owner GILHULY EDWARD A · CIK 0001206780 · See Footnotes (2) - (6) ROBERTS GEORGE R · CIK 0001081715 · See Footnotes (2) - (6) GOLKIN PERRY · CIK 0001206581 · See Footnotes (2) - (6) RAETHER PAUL E · CIK 0001192062 · See Footnotes (2) - (6) KRAVIS HENRY R · CIK 0001081714 · See Footnotes (2) - (6) STUART SCOTT M · CIK 0001081716 · See Footnotes (2) - (6) KKR PARTNERS II LP · CIK 0000918992 · See Footnotes (3), (4), (5) OII Associates, L.P. · CIK 0001310721 · 10% owner OII Associates II, L.P. · CIK 0001310720 · See Footnores (3), (5), (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 106,075 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. F4 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is a general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership except to the extent of its economic interest. F5 · ownership.nature: Each of KKR Partners and OII II is filing this Form 4 because, pursuant to the rules promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), it may be deemed a "ten percent beneficial owner" for purposes of Section 16 of the Act were it held to be a member of a "group," as defined in Section 13(d) of the Act. KKR Partners and OII II do not affirm the existence of a group. Read SEC document
December 02, 2004 Filed Dec 6, 2004 21:39 UTC	O-I Glass, Inc. /DE/ OI · Entity 4907	SaleCommon Stock	30,555,000	$22.98	$702,153,900.00	Disclosure SEC source: 0001209191-04-056143 · doc4.xml · nonDerivative · entry 1 KKR ASSOCIATES · CIK 0000901651 · 10% owner GILHULY EDWARD A · CIK 0001206780 · See Footnotes (2) - (6) ROBERTS GEORGE R · CIK 0001081715 · See Footnotes (2) - (6) GOLKIN PERRY · CIK 0001206581 · See Footnotes (2) - (6) RAETHER PAUL E · CIK 0001192062 · See Footnotes (2) - (6) KRAVIS HENRY R · CIK 0001081714 · See Footnotes (2) - (6) STUART SCOTT M · CIK 0001081716 · See Footnotes (2) - (6) KKR PARTNERS II LP · CIK 0000918992 · See Footnotes (3), (4), (5) OII Associates, L.P. · CIK 0001310721 · 10% owner OII Associates II, L.P. · CIK 0001310720 · See Footnores (3), (5), (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,365,000 F1 · kind: Shares sold pursuant to a registered offering. F2 · ownership.nature: These shares are directly owned by OII Associates, L.P. ("OII"). KKR Associates, L.P. ("KKR Associates") is the general partner of OII and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by OII, but disclaims such beneficial ownership except to the extent of its economic interest. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Edward A. Gilhuly, Perry Golkin and Scott M. Stuart are general partners of KKR Associates, and in such capacity may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his econimic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	871,594	$16.16	$14,082,780.06	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 8 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7 · ownership.nature: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	3,490,206	$16.35	$57,064,868.10	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 7 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 871,594 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7 · ownership.nature: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	26,484	$16.16	$427,915.23	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 6 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	106,051	$16.35	$1,733,933.85	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 5 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 26,484 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	7,239	$16.16	$116,964.14	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 4 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	28,988	$16.35	$473,953.80	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 3 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 7,239 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	1,092,488	$16.16	$17,651,874.86	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 2 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	4,374,755	$16.35	$71,527,244.25	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 1 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,092,488 F1 · kind: Shares sold pursuant to a registered offering. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. Read SEC document
April 27, 2004 Filed Apr 29, 2004 17:54 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	47,031	$12.50	$587,887.50	Disclosure SEC source: 0001104659-04-011913 · a4.xml · nonDerivative · entry 3 ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 132,535 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 22, 2004. F4 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the sole general partner of KKR Partners. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by KKR Partners. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 27, 2004 Filed Apr 29, 2004 17:54 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	12,856	$12.50	$160,700.00	Disclosure SEC source: 0001104659-04-011913 · a4.xml · nonDerivative · entry 2 ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 36,227 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 22, 2004. F3 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the sole general partner of JWC II. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC II. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 27, 2004 Filed Apr 29, 2004 17:54 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	1,940,113	$12.50	$24,251,412.50	Disclosure SEC source: 0001104659-04-011913 · a4.xml · nonDerivative · entry 1 ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 5,467,243 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 22, 2004. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the sole general partner of JWC. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 20, 2004 Filed Apr 23, 2004 17:03 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	46,109	$12.75	$587,889.75	Disclosure SEC source: 0001104659-04-011129 · a4.xml · nonDerivative · entry 3 GOLKIN PERRY · CIK 0001206581 · Director · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 179,566 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 13, 2004. F4 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the sole general partner of KKR Partners. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by KKR Partners. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 20, 2004 Filed Apr 23, 2004 17:03 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	12,604	$12.75	$160,701.00	Disclosure SEC source: 0001104659-04-011129 · a4.xml · nonDerivative · entry 2 GOLKIN PERRY · CIK 0001206581 · Director · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 49,083 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 13, 2004. F3 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the sole general partner of JWC II. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC II. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 20, 2004 Filed Apr 23, 2004 17:03 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	1,902,071	$12.75	$24,251,405.25	Disclosure SEC source: 0001104659-04-011129 · a4.xml · nonDerivative · entry 1 GOLKIN PERRY · CIK 0001206581 · Director · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 7,407,356 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 13, 2004. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the sole general partner of JWC. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
February 23, 2004 Filed Feb 26, 2004 02:23 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	OtherClass A Common Stock	7,560,000	$60.00	$453,600,000.00	Disclosure SEC source: 0001104659-04-005735 · a4.xml · nonDerivative · entry 1 GOLKIN PERRY · CIK 0001206581 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,350,628 F1 · kind: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004. The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share. The Reporting Person received $57.90 per share. F2 · ownership.nature: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock. Read SEC document
August 15, 2003 Filed Aug 20, 2003 01:40 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	OtherClass A Common Stock	8,970,722	$50.00	$448,536,100.00	Disclosure SEC source: 0001104659-03-019224 · a4.xml · nonDerivative · entry 1 GOLKIN PERRY · CIK 0001206581 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,910,628 F1 · kind: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on August 15, 2003; the sale is expected to be consummated on August 20, 2003. The reported price of $50.00 per share does not reflect an underwriting discount of $1.98 per share. The Reporting Person received $48.02 per share. F2 · ownership.nature: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.