Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| O-I Glass, Inc. /DE/OI · Entity 4907 | President, O-I Asia Pacific | March 07, 2019 | March 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
O-I Glass, Inc. /DE/
Report date March 07, 2019 · Filed March 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Direct)SEC Table I · non-derivative | Direct | 22,861 |
Ending reported balance
After 2019-03-08 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2019-03-07 · Grant · Acquired 19,934 · Balance 48,105 F1: Certain restricted stock units granted for the 2016-2018 grant period vest in the form of common stock based upon the Issuer's performance against certain strategic objective goals. On March 7, 2019, the Compensation Committee of the Issuer's Board of Directors determined that the strategic objective goals had been met, resulting in the vesting of these shares. Row 2 · 2019-03-07 · Grant · Acquired 8,176 · Balance 56,281 F2: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date. Row 3 · 2019-03-07 · Exercise / conversion · Acquired 300 · Balance 56,581 Row 4 · 2019-03-07 · Sale · Disposed 300 · Balance 56,281 Row 5 · 2019-03-07 · Sale · Disposed 6,382 · Balance 49,899 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.895, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 6 · 2019-03-07 · Sale · Disposed 7,104 · Balance 42,795 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.675, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 7 · 2019-03-07 · Sale · Disposed 19,934 · Balance 22,861 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.44 to $19.64, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 8 · 2019-03-08 · Exercise / conversion · Acquired 10,995 · Balance 33,856 Row 9 · 2019-03-08 · Sale · Disposed 10,995 · Balance 22,861 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $19.485, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Stock Option 03/07/2016 $15.05SEC Table II · derivative / convertible security · Conversion / exercise price $15.05 · Expires 2023-03-07 | Direct | 14,760 |
Reported balance
After 2019-03-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-03-07 · Exercise / conversion · Disposed 300 · Balance 14,760 F7: The options become exercisable in annual 25% increments beginning on the first anniversary of the grant date, March 7, 2017. |
| Stock Option 03/07/2016 $15.05SEC Table II · derivative / convertible security · Conversion / exercise price $15.05 · Expires 2023-03-07 | Direct | 3,765 |
Reported balance
After 2019-03-08 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-03-08 · Exercise / conversion · Disposed 10,995 · Balance 3,765 F7: The options become exercisable in annual 25% increments beginning on the first anniversary of the grant date, March 7, 2017. |
| Common Stock (Indirect)SEC Table I · non-derivative | IndirectBy 401k | 900.091 |
Reported balance
Holding disclosure · report date 2019-03-07 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 900.091 |
Filing footnotes · ownership attribution and instrument terms
F1: Certain restricted stock units granted for the 2016-2018 grant period vest in the form of common stock based upon the Issuer's performance against certain strategic objective goals. On March 7, 2019, the Compensation Committee of the Issuer's Board of Directors determined that the strategic objective goals had been met, resulting in the vesting of these shares.
F2: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.895, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.675, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.44 to $19.64, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $19.485, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The options become exercisable in annual 25% increments beginning on the first anniversary of the grant date, March 7, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | Exercise / conversionStock Option 03/07/2016 $15.05 · Derivative | 10,995 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · derivative · entry 12 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,765 Underlying: Common Stock (Direct) · 10,995 shares Expires 2023-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options become exercisable in annual 25% increments beginning on the first anniversary of the grant date, March 7, 2017. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | SaleCommon Stock (Direct) | 10,995 | $19.42 | $213,505.31 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · nonDerivative · entry 9 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,861 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40 to $19.485, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | Exercise / conversionCommon Stock (Direct) | 10,995 | $15.05 | $165,474.75 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · nonDerivative · entry 8 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | Exercise / conversionStock Option 03/07/2016 $15.05 · Derivative | 300 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · derivative · entry 11 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,760 Underlying: Common Stock (Direct) · 300 shares Expires 2023-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options become exercisable in annual 25% increments beginning on the first anniversary of the grant date, March 7, 2017. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | SaleCommon Stock (Direct) | 19,934 | $19.52 | $389,141.58 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · nonDerivative · entry 7 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,861 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.44 to $19.64, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | SaleCommon Stock (Direct) | 7,104 | $19.65 | $139,564.47 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · nonDerivative · entry 6 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,795 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.675, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | SaleCommon Stock (Direct) | 6,382 | $19.74 | $126,011.95 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · nonDerivative · entry 5 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,899 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.895, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | SaleCommon Stock (Direct) | 300 | $19.68 | $5,904.00 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · nonDerivative · entry 4 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,281 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | Exercise / conversionCommon Stock (Direct) | 300 | $15.05 | $4,515.00 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · nonDerivative · entry 3 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 8,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · nonDerivative · entry 2 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,281 F2 · shares: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:14 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 19,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005065 · doc4.xml · nonDerivative · entry 1 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,105 F1 · shares: Certain restricted stock units granted for the 2016-2018 grant period vest in the form of common stock based upon the Issuer's performance against certain strategic objective goals. On March 7, 2019, the Compensation Committee of the Issuer's Board of Directors determined that the strategic objective goals had been met, resulting in the vesting of these shares. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 20:29 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | Tax withholdingCommon Stock (Direct) | 2,759 | $21.97 | $60,615.23 |
DisclosureSEC source: 0001225208-18-005820 · doc4.xml · nonDerivative · entry 3 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,171 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 20:29 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 2,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005820 · doc4.xml · nonDerivative · entry 2 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,930 F2 · shares: Certain restricted stock units granted for the 2015-2017 grant period vest in the form of common stock based upon the Issuer's performance against certain strategic objective goals. On March 7, 2018, the Compensation Committee of the Issuer's Board of Directors determined that the strategic objective goals had been partially met, resulting in the vesting of these shares. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 20:29 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 9,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005820 · doc4.xml · nonDerivative · entry 1 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,694 F1 · shares: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 21:26 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | SaleCommon Stock (Indirect) | 3,499.723 | $23.86 | $83,503.39 |
DisclosureSEC source: 0001225208-17-017075 · doc4.xml · nonDerivative · entry 1 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k Disclosed balance after: 0 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:45 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | Tax withholdingCommon Stock (Direct) | 1,160 | $19.97 | $23,165.20 |
DisclosureSEC source: 0001225208-17-005999 · doc4.xml · nonDerivative · entry 3 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,624 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:45 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005999 · doc4.xml · nonDerivative · entry 2 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,784 F2 · shares: Represents shares of common stock received by the reporting person on March 7, 2017 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2014-2016 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:45 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 10,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005999 · doc4.xml · nonDerivative · entry 1 Connors Timothy M. · CIK 0001663388 · President, O-I Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,354 F1 · shares: The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.