Orchard First Source Asset Management, LLC

SEC source: 0001487918-23-000004 · wf-form4_167338443952206.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001716951-23-000004 · wf-form4_167416916571883.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 0

F1 · ownership.nature: These securities were held by OFS Funding I, LLC ("Funding I"). Funding I is owned by Orchard First Source Asset Management, LLC ("OFSAM"). As a result, OFSAM may have been deemed to beneficially own the securities held by Funding I by virtue of its ownership interest in Funding I. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-23-000004 · wf-form4_167416916571883.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001716951-22-000067 · wf-form4_166609653165670.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 10,543

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-22-000067 · wf-form4_166609653165670.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,672

F1 · kind: On September 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2022, payable to holders of record of common stock on September 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 6,333 and 452 shares of common stock, respectively, as of October 31, 2022.

SEC source: 0001716951-22-000049 · wf-form4_165817472765986.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 10,091

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-22-000049 · wf-form4_165817472765986.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,339

F1 · kind: On June 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2022, payable to holders of record of common stock on June 13, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 5,607 and 400 shares of common stock, respectively, as of July 29, 2022.

SEC source: 0001716951-22-000024 · wf-form4_165031285350585.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,691

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-22-000024 · wf-form4_165031285350585.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,732

F1 · kind: On March 1, 2022, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2022, payable to holders of record of common stock on March 15, 2022 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 4,070 and 290 shares of common stock, respectively, as of April 29, 2022.

SEC source: 0001716951-22-000004 · wf-form4_164271091147556.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,401

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-22-000004 · wf-form4_164271091147556.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,662

F1 · kind: On December 1, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2022, payable to holders of record of common stock on December 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,587 and 256 shares of common stock, respectively, as of January 31, 2022.

SEC source: 0001716951-21-000113 · wf-form4_163466175019070.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 9,145

F1 · kind: On August 24, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2021, payable to holders of record of common stock on September 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,493 and 249 shares of common stock, respectively, as of October 29, 2021.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-21-000113 · wf-form4_163466175019070.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,075

F1 · kind: On August 24, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2021, payable to holders of record of common stock on September 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,493 and 249 shares of common stock, respectively, as of October 29, 2021.

SEC source: 0001716951-21-000103 · wf-form4_162681770621568.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 8,896

F1 · kind: On May 26, 2021, the Issuer's board of directors declared a $0.54 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2021, payable to holders of record of common stock on June 14, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,261 and 232 shares of common stock, respectively, as of July 30, 2021.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-21-000103 · wf-form4_162681770621568.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,582

F1 · kind: On May 26, 2021, the Issuer's board of directors declared a $0.54 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2021, payable to holders of record of common stock on June 14, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,261 and 232 shares of common stock, respectively, as of July 30, 2021.

SEC source: 0001716951-21-000057 · wf-form4_161956129100811.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 8,664

F1 · kind: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 2,889 and 206 shares of common stock, respectively, as of April 30, 2021.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-21-000057 · wf-form4_161956129100811.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,321

F1 · kind: On February 8, 2021, the Issuer's board of directors declared a $0.53 per share quarterly distribution (the "Dividend") for the quarter ending April 30, 2021, payable to holders of record of common stock on March 23, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 2,889 and 206 shares of common stock, respectively, as of April 30, 2021.

SEC source: 0001716951-21-000014 · wf-form4_161170365027753.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 8,458

F1 · kind: On November 30, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2021, payable to holders of record of common stock on December 18, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,149 and 224 shares of common stock, respectively, as of January 29, 2021.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-21-000014 · wf-form4_161170365027753.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,432

F1 · kind: On November 30, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending January 31, 2021, payable to holders of record of common stock on December 18, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 3,149 and 224 shares of common stock, respectively, as of January 29, 2021.

SEC source: 0001716951-20-000077 · wf-form4_160322866797797.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 8,234

F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2020, payable to holders of record of common stock on September 15, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 5,098 and 364 shares of common stock, respectively, as of October 30, 2020.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-20-000077 · wf-form4_160322866797797.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,283

F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2020, payable to holders of record of common stock on September 15, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 5,098 and 364 shares of common stock, respectively, as of October 30, 2020.

SEC source: 0001716951-20-000047 · wf-form4_159537206132965.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 7,870

F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2020, payable to holders of record of common stock on June 16, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 5,185 and 370 shares of common stock, respectively, as of July 31, 2020.

F2 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-20-000047 · wf-form4_159537206132965.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,185

F1 · kind: On May 26, 2020, the Issuer's board of directors declared a $0.52 per share quarterly distribution (the "Dividend") for the quarter ending July 31, 2020, payable to holders of record of common stock on June 16, 2020 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 10% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 90%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 5,185 and 370 shares of common stock, respectively, as of July 31, 2020.

SEC source: 0001716951-19-000095 · wf-form4_156701884978487.xml · derivative · entry 4

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-08-27

F2 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held.

F1 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by Orchard First Source Asset Management, LLC ("OFSAM"). As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-19-000095 · wf-form4_156701884978487.xml · derivative · entry 3

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2019-08-27

F2 · security: Subscription Rights entitled the holders thereof to purchase one new share of Common Stock for every two rights held.

SEC source: 0001716951-19-000095 · wf-form4_156701884978487.xml · nonDerivative · entry 2

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by OFS Funding I, LLC

Disclosed balance after: 7,500

F1 · ownership.nature: These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by Orchard First Source Asset Management, LLC ("OFSAM"). As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM.

SEC source: 0001716951-19-000095 · wf-form4_156701884978487.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

SEC source: 0001716951-18-000049 · wf-form4_153919315521150.xml · nonDerivative · entry 1

Orchard First Source Asset Management, LLC · CIK 0001528554 · Parent of Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000