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Nasdaq · USD

OCFC

OCEANFIRST FINANCIAL CORP

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4580
SEC CIK
0001004702
Parsed reports
466

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 3, 2020 18:18 UTC
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantStock Option (right to buy) · Derivative 38,395 $0.00 Strike: $20.44 $0.00
Disclosure

SEC source: 0001004702-20-000067 · wf-form4_158325946514871.xml · derivative · entry 3

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,395

Underlying: Common Stock · 38,395 shares

Expires 2030-02-28

F3 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:18 UTC
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantCommon Stock 6,115 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000067 · wf-form4_158325946514871.xml · nonDerivative · entry 2

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal installments beginning on March 1, 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2020, 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:18 UTC
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantCommon Stock 1,835 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000067 · wf-form4_158325946514871.xml · nonDerivative · entry 1

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:08 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
GrantStock Option (right to buy) · Derivative 76,790 $0.00 Strike: $20.44 $0.00
Disclosure

SEC source: 0001004702-20-000065 · wf-form4_158325887437515.xml · derivative · entry 5

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,790

Underlying: Common Stock · 76,790 shares

Expires 2030-02-28

F5 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:08 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
GrantCommon Stock 12,230 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000065 · wf-form4_158325887437515.xml · nonDerivative · entry 2

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,344

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal installments beginning on March 1, 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2020, 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:08 UTC
ESTEP MICHELE BEVP & CAO, OceanFirst Bank
GrantCommon Stock 3,670 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000065 · wf-form4_158325887437515.xml · nonDerivative · entry 1

ESTEP MICHELE B · CIK 0001577826 · EVP & CAO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,114

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:04 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
GrantStock Option (right to buy) · Derivative 76,790 $0.00 Strike: $20.44 $0.00
Disclosure

SEC source: 0001004702-20-000063 · wf-form4_158325865419864.xml · derivative · entry 7

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,790

Underlying: Common Stock · 76,790 shares

Expires 2030-02-28

F6 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:04 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
GrantCommon Stock 12,230 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000063 · wf-form4_158325865419864.xml · nonDerivative · entry 2

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,366

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal installments beginning on March 1, 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2020, 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 18:04 UTC
Tsimbinos Steven JamesExecutive VP/Corp. Secretary
GrantCommon Stock 3,670 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000063 · wf-form4_158325865419864.xml · nonDerivative · entry 1

Tsimbinos Steven James · CIK 0001501127 · Executive VP/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,136

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:57 UTC
Lebel Joseph IIIEVP, COO OceanFirst Bank
GrantStock Option (right to buy) · Derivative 153,585 $0.00 Strike: $20.44 $0.00
Disclosure

SEC source: 0001004702-20-000061 · wf-form4_158325824517819.xml · derivative · entry 8

Lebel Joseph III · CIK 0001424070 · EVP, COO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,585

Underlying: Common Stock · 153,585 shares

Expires 2030-02-28

F7 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:57 UTC
Lebel Joseph IIIEVP, COO OceanFirst Bank
GrantCommon Stock 24,460 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000061 · wf-form4_158325824517819.xml · nonDerivative · entry 2

Lebel Joseph III · CIK 0001424070 · EVP, COO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,535

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal installments beginning on March 1, 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2020, 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:57 UTC
Lebel Joseph IIIEVP, COO OceanFirst Bank
GrantCommon Stock 7,340 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000061 · wf-form4_158325824517819.xml · nonDerivative · entry 1

Lebel Joseph III · CIK 0001424070 · EVP, COO OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,075

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:52 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantStock Option (right to buy) · Derivative 76,791 $0.00 Strike: $20.44 $0.00
Disclosure

SEC source: 0001004702-20-000059 · wf-form4_158325796267774.xml · derivative · entry 5

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,791

Underlying: Common Stock · 76,791 shares

Expires 2030-02-28

F4 · ownership.direct: Options vest in three equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:52 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
GrantCommon Stock 3,669 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000059 · wf-form4_158325796267774.xml · nonDerivative · entry 1

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,676

F1 · ownership.direct: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:47 UTC
Maher ChristopherDirector · Chairman, President and CEO
GrantStock Option (right to buy) · Derivative 166,380 $0.00 Strike: $20.44 $0.00
Disclosure

SEC source: 0001004702-20-000057 · wf-form4_158325763810468.xml · derivative · entry 7

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,380

Underlying: Common Stock · 166,380 shares

Expires 2030-03-01

F6 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:47 UTC
Maher ChristopherDirector · Chairman, President and CEO
GrantCommon Stock 36,695 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000057 · wf-form4_158325763810468.xml · nonDerivative · entry 2

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,727

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal installments beginning on March 1, 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2020, 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:47 UTC
Maher ChristopherDirector · Chairman, President and CEO
GrantCommon Stock 7,950 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000057 · wf-form4_158325763810468.xml · nonDerivative · entry 1

Maher Christopher · CIK 0001343583 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,032

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:34 UTC
YOUNG SAMUELDirector
GrantCommon Stock, par value $0.01 per share 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000055 · wf-form4_158325683080910.xml · nonDerivative · entry 1

YOUNG SAMUEL · CIK 0001298421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,098

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:31 UTC
WALSH JOHN EDirector
GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000053 · wf-form4_158325667419522.xml · nonDerivative · entry 1

WALSH JOHN E · CIK 0001236526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,891

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

F2 · ownership.direct: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:10 UTC GrantStock Option (Right to Buy · Derivative 17,065 $0.00 Strike: $20.44 $0.00
Disclosure

SEC source: 0001004702-20-000049 · wf-form4_158325540432045.xml · derivative · entry 2

Scopellite Steven · CIK 0001596018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

Underlying: Common Stock · 17,065 shares

Expires 2030-02-28

F2 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:05 UTC GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000047 · wf-form4_158325511213139.xml · nonDerivative · entry 1

Murphy Joseph M. Jr. · CIK 0001796954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,445

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:03 UTC GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000045 · wf-form4_158325496306871.xml · nonDerivative · entry 1

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,445

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:00 UTC
Lloyd John KDirector
GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000043 · wf-form4_158325478360108.xml · nonDerivative · entry 1

Lloyd John K · CIK 0001729980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,230

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:56 UTC GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000041 · wf-form4_158325457839330.xml · nonDerivative · entry 1

Katsoulis Nicos · CIK 0001408329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,635

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:53 UTC GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000039 · wf-form4_158325438268157.xml · nonDerivative · entry 1

Guadagno Kimberly M · CIK 0001745788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,360

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:50 UTC GrantStock Option (right to buy) · Derivative 17,065 $20.44 Strike: $20.44 $348,808.60
Disclosure

SEC source: 0001004702-20-000037 · wf-form4_158325424189648.xml · derivative · entry 2

Farris Jack M. · CIK 0001636468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,065

Underlying: Common Stock · 17,065 shares

Expires 2030-02-28

F2 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:47 UTC GrantCommon Stock, par value $0.01 per share 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000035 · wf-form4_158325404806733.xml · nonDerivative · entry 1

Devlin Michael D · CIK 0001363229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,578

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:45 UTC GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000033 · wf-form4_158325390423841.xml · nonDerivative · entry 1

COSCIA ANTHONY R · CIK 0001199796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,943

F1 · balance_after: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:38 UTC GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000029 · wf-form4_158325351070131.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,539

F1 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 20:12 UTC Amendment
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantStock Option (right to buy) · Derivative 38,395 $20.44 Strike: $20.44 $784,793.80
Disclosure

SEC source: 0001004702-20-000079 · wf-form4a_158335275170418.xml · derivative · entry 3

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,395

Underlying: Common Stock · 38,395 shares

Expires 2030-02-28

F4 · ownership.direct: Options vest in five equal annual installments beginning on the date first exercisable.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 20:12 UTC Amendment
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantCommon Stock 6,115 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000079 · wf-form4a_158335275170418.xml · nonDerivative · entry 2

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,005

F1 · balance_after: This form is being filed to correct the number of shares held by Mr. Sridharan on February 28, 2020.

F3 · ownership.direct: Restricted shares awarded. Such shares vest in five equal installments beginning on March 1, 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2020, 2021, 2022, 2023, and 2024, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 20:12 UTC Amendment
Sridharan KarthikEVP & CIO, OceanFirst Bank
GrantCommon Stock 1,835 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000079 · wf-form4a_158335275170418.xml · nonDerivative · entry 1

Sridharan Karthik · CIK 0001787869 · EVP & CIO, OceanFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,890

F1 · balance_after: This form is being filed to correct the number of shares held by Mr. Sridharan on February 28, 2020.

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 28, 2020 Filed Mar 4, 2020 20:04 UTC Amendment GrantCommon Stock 2,445 $0.00 $0.00
Disclosure

SEC source: 0001004702-20-000075 · wf-form4a_158335224744984.xml · nonDerivative · entry 1

TORRES GRACE C · CIK 0001246178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,612

F1 · date: This form is being filed to correct the date that the restricted shares were awarded to Ms. Torres.

F2 · ownership.direct: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2021. Total includes other restricted shares that vest in the future.

Read SEC document
February 27, 2020 Filed Feb 27, 2020 20:48 UTC PurchaseCommon Stock 2,000 $21.35 $42,700.00
Disclosure

SEC source: 0001004702-20-000022 · wf-form4_158283649375302.xml · nonDerivative · entry 1

Katsoulis Nicos · CIK 0001408329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,190

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 14:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 22,187 $8.45 Strike: $8.45 $187,480.15
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · derivative · entry 8

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,187 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 14:42 UTC SaleCommon Stock 22,187 $23.46 $520,507.02
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 5

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.45 to $23.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 14:42 UTC Exercise / conversionCommon Stock 22,187 $8.45 $187,480.15
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 4

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 14:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,297 $8.45 Strike: $8.45 $53,209.65
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · derivative · entry 7

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,187

Underlying: Common Stock · 6,297 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 14:42 UTC SaleCommon Stock 113 $23.46 $2,650.42
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 3

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 14:42 UTC SaleCommon Stock 6,184 $23.45 $145,014.80
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,207

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 14:42 UTC Exercise / conversionCommon Stock 6,297 $8.45 $53,209.65
Disclosure

SEC source: 0001004702-20-000019 · wf-form4_158229614765187.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,920 $8.45 Strike: $8.45 $100,724.00
Disclosure

SEC source: 0001004702-20-000017 · wf-form4_158205693548507.xml · derivative · entry 4

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,484

Underlying: Common Stock · 11,920 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2020 Filed Feb 18, 2020 20:15 UTC SaleCommon Stock 11,920 $23.54 $280,596.80
Disclosure

SEC source: 0001004702-20-000017 · wf-form4_158205693548507.xml · nonDerivative · entry 2

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,094

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.50 to $23.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

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February 13, 2020 Filed Feb 18, 2020 20:15 UTC Exercise / conversionCommon Stock 11,920 $8.45 $100,724.00
Disclosure

SEC source: 0001004702-20-000017 · wf-form4_158205693548507.xml · nonDerivative · entry 1

BRADY STEVEN E · CIK 0001298431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

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February 11, 2020 Filed Feb 12, 2020 17:38 UTC SaleCommon Stock 6,623 $23.48 $155,508.04
Disclosure

SEC source: 0001004702-20-000015 · wf-form4_158152910852247.xml · nonDerivative · entry 1

MOSS WILLIAM D · CIK 0001355121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.45 to $23.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.

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February 11, 2020 Filed Feb 12, 2020 17:36 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,310 $10.00 Strike: $10.00 $33,100.00
Disclosure

SEC source: 0001004702-20-000013 · wf-form4_158152895660911.xml · derivative · entry 3

CATANIA ANGELO · CIK 0001260073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,310 shares

Expires 2020-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 11, 2020 Filed Feb 12, 2020 17:36 UTC Tax withholdingCommon Stock 1,407 $23.53 $33,106.71
Disclosure

SEC source: 0001004702-20-000013 · wf-form4_158152895660911.xml · nonDerivative · entry 2

CATANIA ANGELO · CIK 0001260073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,925

F2 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

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February 11, 2020 Filed Feb 12, 2020 17:36 UTC Exercise / conversionCommon Stock 3,310 $10.00 $33,100.00
Disclosure

SEC source: 0001004702-20-000013 · wf-form4_158152895660911.xml · nonDerivative · entry 1

CATANIA ANGELO · CIK 0001260073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

F2 · balance_after: Total includes shares of restricted Common stock that have not yet vested.

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January 30, 2020 Filed Feb 3, 2020 15:33 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 29,770 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001004702-20-000011 · wf-form4_158074400783797.xml · derivative · entry 5

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,770 shares

Expires 2020-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 15:33 UTC
FITZPATRICK MICHAEL JExecutive Vice President & CFO
Tax withholdingCommon Stock 18,747 $23.68 $443,928.96
Disclosure

SEC source: 0001004702-20-000011 · wf-form4_158074400783797.xml · nonDerivative · entry 2

FITZPATRICK MICHAEL J · CIK 0001236522 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,007

F1 · ownership.direct: Total includes shares of restricted Common Stock that have not yet vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.