Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 3, 2019 22:29 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 358.89 | $83.59 | $29,999.62 |
DisclosureSEC source: 0000073124-19-000009 · wf-form4_154655453629639.xml · nonDerivative · entry 1 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,097.05 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:28 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 388.8 | $83.59 | $32,499.79 |
DisclosureSEC source: 0000073124-19-000008 · wf-form4_154655449736728.xml · nonDerivative · entry 1 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,147.67 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:27 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 373.85 | $83.59 | $31,250.12 |
DisclosureSEC source: 0000073124-19-000007 · wf-form4_154655445290948.xml · nonDerivative · entry 1 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,454.03 F1 · balance_after: Includes 2,000 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 19:09 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 358.89 | $83.59 | $29,999.62 |
DisclosureSEC source: 0001124194-19-000001 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,344.91 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Read SEC document |
| December 13, 2018 Filed Dec 18, 2018 00:50 UTC |
Potter Stephen NVice Chairman
|
GiftCommon Stock | 11,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000321 · wf-form4_154509421584287.xml · nonDerivative · entry 2 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 46,072 F1 · balance_after: Reflects the December 14, 2018 distribution of 15,950 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| December 13, 2018 Filed Dec 18, 2018 00:50 UTC |
Potter Stephen NVice Chairman
|
SaleCommon Stock | 141.33 | $86.90 | $12,281.58 |
DisclosureSEC source: 0000073124-18-000321 · wf-form4_154509421584287.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 8,181.4 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:24 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 1,063.93 | $102.72 | $109,286.89 |
DisclosureSEC source: 0000073124-18-000319 · wf-form4_154474344190671.xml · nonDerivative · entry 1 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,841.93 F1 · shares: Represents stock units related to the deferral of accrued 2018 compensation pursuant to the Northern Trust Corporation 2018 Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:45 UTC |
WADDELL FREDERICK HDirector · Chairman
|
Tax withholdingCommon Stock | 542 | $90.36 | $48,975.12 |
DisclosureSEC source: 0000073124-18-000317 · wf-form4_154457193376384.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,065 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:45 UTC |
St Clair JoyceExecutive Vice President
|
Tax withholdingCommon Stock | 275 | $90.36 | $24,849.00 |
DisclosureSEC source: 0000073124-18-000316 · wf-form4_154457190482206.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,436 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:44 UTC |
Potter Stephen NVice Chairman
|
Tax withholdingCommon Stock | 224 | $90.36 | $20,240.64 |
DisclosureSEC source: 0000073124-18-000315 · wf-form4_154457187577269.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,014 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:44 UTC |
Parker TeresaExecutive Vice President
|
Tax withholdingCommon Stock | 332 | $90.36 | $29,999.52 |
DisclosureSEC source: 0000073124-18-000314 · wf-form4_154457184691048.xml · nonDerivative · entry 1 Parker Teresa · CIK 0001705976 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,291 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 14,282 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:43 UTC |
MORRISON WILLIAM LVice Chairman
|
Tax withholdingCommon Stock | 150 | $90.36 | $13,554.00 |
DisclosureSEC source: 0000073124-18-000313 · wf-form4_154457181582846.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,849 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 27,943 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:43 UTC |
Levy Susan CohenEVP, Gen Counsel & Corp Sec
|
Tax withholdingCommon Stock | 418 | $90.36 | $37,770.48 |
DisclosureSEC source: 0000073124-18-000312 · wf-form4_154457178482390.xml · nonDerivative · entry 1 Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,321 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 20,528 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:42 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
Tax withholdingCommon Stock | 312 | $90.36 | $28,192.32 |
DisclosureSEC source: 0000073124-18-000311 · wf-form4_154457175474545.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,354 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:42 UTC |
Bowman BiffEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 518 | $90.36 | $46,806.48 |
DisclosureSEC source: 0000073124-18-000310 · wf-form4_154457172611786.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,893 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 25,468 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 23:04 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GiftCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000301 · wf-form4_154266863015287.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 124,278 Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 23:21 UTC |
WADDELL FREDERICK HDirector · Chairman
|
GiftCommon Stock | 1,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000299 · wf-form4_154180567970915.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 96,881 F1 · balance_after: Reflects the August 20, 2018 distribution of 5,078 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. F2 · balance_after: Reflects the November 6, 2018 distribution of 6,945 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 22:44 UTC |
Potter Stephen NVice Chairman
|
Tax withholdingCommon Stock | 6,831 | $93.16 | $636,375.96 |
DisclosureSEC source: 0000073124-18-000293 · wf-form4_154033465503698.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,238 F1 · balance_after: Reflects 6,831 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 16,277 previously reported stock units. The remaining 9,446 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 23:33 UTC |
MORRISON WILLIAM LVice Chairman
|
Tax withholdingCommon Stock | 8,320 | $94.28 | $784,409.60 |
DisclosureSEC source: 0000073124-18-000289 · wf-form4_154025119573970.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,999 F1 · balance_after: Includes 28,093 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 8,320 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 21,142 previously reported stock units. The remaining 12,822 shares were distributed to the reporting person as shares of common stock. Read SEC document |
| October 10, 2018 Filed Feb 14, 2019 01:11 UTC |
Harrison Dean MDirector
|
OtherCommon Stock | 1 | $103.35 | $103.35 |
DisclosureSEC source: 0000073124-19-000053 · wf-form4_155010669713452.xml · nonDerivative · entry 3 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 47 Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 22:08 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 3.23 | $103.66 | $334.82 |
DisclosureSEC source: 0000073124-18-000284 · wf-form4_153851806190132.xml · nonDerivative · entry 2 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,416.93 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 22:07 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 3.1 | $103.66 | $321.35 |
DisclosureSEC source: 0000073124-18-000283 · wf-form4_153851803382680.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,807.49 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 22:06 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 3.1 | $103.66 | $321.35 |
DisclosureSEC source: 0000073124-18-000282 · wf-form4_153851800166359.xml · nonDerivative · entry 2 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,738.16 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 22:06 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 3.35 | $103.66 | $347.26 |
DisclosureSEC source: 0000073124-18-000281 · wf-form4_153851797538691.xml · nonDerivative · entry 2 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,758.87 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 22:06 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 3.23 | $103.66 | $334.82 |
DisclosureSEC source: 0000073124-18-000280 · wf-form4_153851794888854.xml · nonDerivative · entry 2 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,080.18 F2 · balance_after: Includes 20,080.18 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:08 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 305.98 | $102.13 | $31,249.74 |
DisclosureSEC source: 0000073124-18-000284 · wf-form4_153851806190132.xml · nonDerivative · entry 1 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,413.7 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:07 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 293.74 | $102.13 | $29,999.67 |
DisclosureSEC source: 0000073124-18-000283 · wf-form4_153851803382680.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,804.39 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:06 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 293.74 | $102.13 | $29,999.67 |
DisclosureSEC source: 0000073124-18-000282 · wf-form4_153851800166359.xml · nonDerivative · entry 1 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,735.06 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:06 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 318.22 | $102.13 | $32,499.81 |
DisclosureSEC source: 0000073124-18-000281 · wf-form4_153851797538691.xml · nonDerivative · entry 1 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,755.52 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:06 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 305.98 | $102.13 | $31,249.74 |
DisclosureSEC source: 0000073124-18-000280 · wf-form4_153851794888854.xml · nonDerivative · entry 1 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,076.95 F1 · balance_after: Includes 20,076.95 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:09 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 293.74 | $102.13 | $29,999.67 |
DisclosureSEC source: 0001124194-18-000008 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,980.23 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Read SEC document |
| September 13, 2018 Filed Oct 23, 2018 22:43 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GiftCommon Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000292 · wf-form4_154033461781736.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 124,382 Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 22:39 UTC |
Bowman BiffChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 21,352 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-18-000269 · wf-form4_153385437563166.xml · derivative · entry 4 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,352 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 22:39 UTC |
Bowman BiffChief Financial Officer
|
SaleCommon Stock | 21,352 | $111.11 | $2,372,420.72 |
DisclosureSEC source: 0000073124-18-000269 · wf-form4_153385437563166.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,411 F2 · price: Price reflects the weighted average sales price from $110.68 to $111.34. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 25,986 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 22:39 UTC |
Bowman BiffChief Financial Officer
|
Exercise / conversionCommon Stock | 21,352 | $52.69 | $1,125,036.88 |
DisclosureSEC source: 0000073124-18-000269 · wf-form4_153385437563166.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25,986 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 08, 2018 Filed Aug 8, 2018 22:29 UTC |
Cherecwich PeterPresident/C&IS
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 13,413 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-18-000266 · wf-form4_153376735283059.xml · derivative · entry 7 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,412 Underlying: Common Stock · 13,413 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| August 08, 2018 Filed Aug 8, 2018 22:29 UTC |
Cherecwich PeterPresident/C&IS
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,348 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-18-000266 · wf-form4_153376735283059.xml · derivative · entry 6 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,348 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| August 08, 2018 Filed Aug 8, 2018 22:29 UTC |
Cherecwich PeterPresident/C&IS
|
SaleCommon Stock | 19,761 | $111.35 | $2,200,387.35 |
DisclosureSEC source: 0000073124-18-000266 · wf-form4_153376735283059.xml · nonDerivative · entry 3 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,462 F4 · price: Price reflects the weighted average sales price from $110.90 to $111.63. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 23,462 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the March 8, 2018 transfer of 9,840 shares of the Corporation's common stock into a newly created grantor retained annuity trust. F3 · balance_after: Reflects the May 7, 2018 transfer of 13,490 shares previously directly held by the reporting person into the a newly created trust account. Read SEC document |
| August 08, 2018 Filed Aug 8, 2018 22:29 UTC |
Cherecwich PeterPresident/C&IS
|
Exercise / conversionCommon Stock | 13,413 | $58.25 | $781,307.25 |
DisclosureSEC source: 0000073124-18-000266 · wf-form4_153376735283059.xml · nonDerivative · entry 2 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 23,462 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the March 8, 2018 transfer of 9,840 shares of the Corporation's common stock into a newly created grantor retained annuity trust. F3 · balance_after: Reflects the May 7, 2018 transfer of 13,490 shares previously directly held by the reporting person into the a newly created trust account. Read SEC document |
| August 08, 2018 Filed Aug 8, 2018 22:29 UTC |
Cherecwich PeterPresident/C&IS
|
Exercise / conversionCommon Stock | 6,348 | $60.85 | $386,275.80 |
DisclosureSEC source: 0000073124-18-000266 · wf-form4_153376735283059.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 23,462 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the March 8, 2018 transfer of 9,840 shares of the Corporation's common stock into a newly created grantor retained annuity trust. F3 · balance_after: Reflects the May 7, 2018 transfer of 13,490 shares previously directly held by the reporting person into the a newly created trust account. Read SEC document |
| August 06, 2018 Filed Aug 6, 2018 22:55 UTC | SaleCommon Stock | 9,699 | $110.00 | $1,066,890.00 |
DisclosureSEC source: 0000073124-18-000262 · wf-form4_153359611550497.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · 2016 GRAT Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $110.00 to $110.01. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
|
| August 06, 2018 Filed Aug 8, 2018 22:30 UTC |
MORRISON WILLIAM LVice Chairman
|
GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000267 · wf-form4_153376738073638.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,319 Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 22:55 UTC |
WADDELL FREDERICK HDirector · Chairman
|
GiftCommon Stock | 2,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000263 · wf-form4_153359613997103.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 85,909 Read SEC document |
| August 03, 2018 Filed Feb 14, 2019 01:12 UTC |
WADDELL FREDERICK HDirector · Chairman
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GiftCommon Stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000054 · wf-form4_155010672427283.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 137,592 F1 · balance_after: Reflects a January 26, 2017 gift of 63 shares, which had been previously reported as a gift of 36 shares. F2 · balance_after: Transactions not required to be reported pursuant to Section 16(a) of the Securities Exchange Act of 1934 following the reporting person's retirement as a director and executive officer of the issuer effective January 23, 2019 are not reflected on this Form 4. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 23:01 UTC |
St Clair JoyceExecutive Vice President
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GiftCommon Stock | 2,289 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000255 · wf-form4_153264609530016.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2015 GRAT Disclosed balance after: 0 F2 · balance_after: On July 25, 2018, the reporting person's grantor retained annuity trust ("GRAT") distributed 5,403 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 2,289 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 23:01 UTC |
St Clair JoyceExecutive Vice President
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SaleCommon Stock | 3,166 | $112.00 | $354,592.00 |
DisclosureSEC source: 0000073124-18-000255 · wf-form4_153264609530016.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 33,147 F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F2 · balance_after: On July 25, 2018, the reporting person's grantor retained annuity trust ("GRAT") distributed 5,403 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 2,289 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:11 UTC |
Potter Stephen NVice Chairman
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GiftCommon Stock | 875 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000252 · wf-form4_153246669818962.xml · nonDerivative · entry 1 Potter Stephen N · CIK 0001378549 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 32,070 Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:10 UTC |
MORRISON WILLIAM LVice Chairman
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 3,872 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · derivative · entry 8 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,614 Underlying: Common Stock · 3,872 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:10 UTC |
MORRISON WILLIAM LVice Chairman
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Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 10,014 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · derivative · entry 7 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,014 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:10 UTC |
MORRISON WILLIAM LVice Chairman
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SaleCommon Stock | 13,886 | $110.87 | $1,539,540.82 |
DisclosureSEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,569 F2 · price: Price reflects the weighted average sales price from $110.81 to $110.93. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.