Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2019 Filed Jul 30, 2019 20:46 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 3,206 $0.00 Strike: $52.64 $0.00
Disclosure

SEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · derivative · entry 7

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

Underlying: Common Stock · 3,206 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 20:46 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
SaleCommon Stock 9,612 $99.63 $957,643.56
Disclosure

SEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 4

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,776

F3 · price: Price reflects the weighted average sales price from $99.60 to $99.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 20:46 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Exercise / conversionCommon Stock 6,406 $52.69 $337,532.14
Disclosure

SEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 3

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 20:46 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Exercise / conversionCommon Stock 3,206 $52.64 $168,763.84
Disclosure

SEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 2

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 20:46 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
SaleCommon Stock 12,000 $99.60 $1,195,200.00
Disclosure

SEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,776

F1 · price: Price reflects the weighted average sales price from $99.51 to $99.75. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:21 UTC GrantCommon Stock 17.72 $91.65 $1,624.04
Disclosure

SEC source: 0000073124-19-000189 · wf-form4_156209886512745.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,684.63

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:21 UTC GrantCommon Stock 19.45 $91.65 $1,782.59
Disclosure

SEC source: 0000073124-19-000188 · wf-form4_156209884574175.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,284.34

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:20 UTC GrantCommon Stock 6.91 $91.65 $633.30
Disclosure

SEC source: 0000073124-19-000187 · wf-form4_156209882849507.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,033.41

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:20 UTC GrantCommon Stock 17.29 $91.65 $1,584.63
Disclosure

SEC source: 0000073124-19-000186 · wf-form4_156209881143310.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,031.5

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:19 UTC GrantCommon Stock 18.15 $91.65 $1,663.45
Disclosure

SEC source: 0000073124-19-000183 · wf-form4_156209875835332.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,101.83

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:20 UTC GrantCommon Stock 17.29 $91.65 $1,584.63
Disclosure

SEC source: 0000073124-19-000185 · wf-form4_156209879453339.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,941.11

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:19 UTC GrantCommon Stock 1.58 $91.65 $144.81
Disclosure

SEC source: 0000073124-19-000184 · wf-form4_156209877611774.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389.08

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:19 UTC
BYNOE LINDADirector
GrantCommon Stock 15.46 $91.65 $1,416.91
Disclosure

SEC source: 0000073124-19-000182 · wf-form4_156209873938396.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,652.75

F1 · balance_after: Includes 21,652.75 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:21 UTC GrantCommon Stock 347.22 $90.00 $31,249.80
Disclosure

SEC source: 0000073124-19-000189 · wf-form4_156209886512745.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,666.91

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:21 UTC GrantCommon Stock 402.78 $90.00 $36,250.20
Disclosure

SEC source: 0000073124-19-000188 · wf-form4_156209884574175.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,264.89

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:20 UTC GrantCommon Stock 333.33 $90.00 $29,999.70
Disclosure

SEC source: 0000073124-19-000186 · wf-form4_156209881143310.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,014.21

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:19 UTC GrantCommon Stock 392.7 $90.00 $35,343.00
Disclosure

SEC source: 0000073124-19-000183 · wf-form4_156209875835332.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083.68

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:20 UTC GrantCommon Stock 312.27 $90.00 $28,104.30
Disclosure

SEC source: 0000073124-19-000185 · wf-form4_156209879453339.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,923.82

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 19:25 UTC
CROWN SUSANDirector
GrantCommon Stock Units 333.33 $90.00 $29,999.70
Disclosure

SEC source: 0001124194-19-000006 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,204.24

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
June 14, 2019 Filed Jun 14, 2019 22:46 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
SaleCommon Stock 12,156 $86.88 $1,056,113.28
Disclosure

SEC source: 0000073124-19-000170 · wf-form4_156055237268588.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,776

F1 · price: Price reflects the weighted average sales price from $86.74 to $87.07. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 22:53 UTC
Thomas Shundrawn APresident / Asset Management
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 5,384 $0.00 Strike: $43.65 $0.00
Disclosure

SEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · derivative · entry 5

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,384 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 22:53 UTC
Thomas Shundrawn APresident / Asset Management
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 5,700 $0.00 Strike: $52.64 $0.00
Disclosure

SEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · derivative · entry 4

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,700 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 22:53 UTC
Thomas Shundrawn APresident / Asset Management
SaleCommon Stock 11,084 $97.65 $1,082,352.60
Disclosure

SEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · nonDerivative · entry 3

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,561

F2 · price: Price reflects the weighted average sales price from $97.61 to $97.69. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 22:53 UTC
Thomas Shundrawn APresident / Asset Management
Exercise / conversionCommon Stock 5,384 $43.65 $235,011.60
Disclosure

SEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 22:53 UTC
Thomas Shundrawn APresident / Asset Management
Exercise / conversionCommon Stock 5,700 $52.64 $300,048.00
Disclosure

SEC source: 0000073124-19-000161 · wf-form4_155631921021281.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 22:53 UTC
Parker TeresaExecutive Vice President
SaleCommon Stock 3,000 $97.50 $292,500.00
Disclosure

SEC source: 0000073124-19-000160 · wf-form4_155631917226774.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,244

F1 · price: Price reflects the weighted average sales price from $97.50 to $97.52. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 23,959 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:14 UTC
ROWE JOHN WDirector
GrantCommon Stock 22.83 $95.94 $2,190.31
Disclosure

SEC source: 0000073124-19-000153 · wf-form4_155623765702847.xml · nonDerivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,922.57

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:16 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000156 · wf-form4_155623777067330.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,862.11

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:16 UTC GrantCommon Stock 22.83 $95.94 $2,190.31
Disclosure

SEC source: 0000073124-19-000156 · wf-form4_155623777067330.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,716.11

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:17 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000157 · wf-form4_155623780838814.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,319.69

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:17 UTC GrantCommon Stock 22.83 $95.94 $2,190.31
Disclosure

SEC source: 0000073124-19-000157 · wf-form4_155623780838814.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,173.69

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:15 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000155 · wf-form4_155623773201730.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: On April 23, 2019, 1,033 already reported and vested stock units, granted on April 17, 2018, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:15 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000154 · wf-form4_155623769471020.xml · nonDerivative · entry 2

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,026.5

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:15 UTC GrantCommon Stock 22.83 $95.94 $2,190.31
Disclosure

SEC source: 0000073124-19-000154 · wf-form4_155623769471020.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,880.5

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:11 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000148 · wf-form4_155623746298785.xml · nonDerivative · entry 2

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,387.5

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:11 UTC GrantCommon Stock 1.5 $95.94 $143.91
Disclosure

SEC source: 0000073124-19-000148 · wf-form4_155623746298785.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241.5

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:13 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000152 · wf-form4_155623761866607.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,680.88

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:13 UTC GrantCommon Stock 22.83 $95.94 $2,190.31
Disclosure

SEC source: 0000073124-19-000152 · wf-form4_155623761866607.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,534.88

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:13 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000151 · wf-form4_155623758149568.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,611.55

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:13 UTC GrantCommon Stock 22.83 $95.94 $2,190.31
Disclosure

SEC source: 0000073124-19-000151 · wf-form4_155623758149568.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,465.55

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:12 UTC
POWELL CHARLES DAdvisory Director
GrantStock Units · Derivative 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000150 · wf-form4_155623753880739.xml · derivative · entry 4

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

Underlying: Common Stock · 1,146 shares

Expires not disclosed

F3 · derivative.exercise_price: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2020 Annual Meeting of Stockholders.

F3 · derivative.exercise_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2020 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2020 Annual Meeting of Stockholders.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:12 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionStock Units · Derivative 1,033 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-19-000150 · wf-form4_155623753880739.xml · derivative · entry 3

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · derivative.exercise_date: 1,033 stock units vested on April 23, 2019 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.expiration_date: 1,033 stock units vested on April 23, 2019 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:12 UTC
POWELL CHARLES DAdvisory Director
Disposition to issuerCommon Stock 1,033 $94.30 $97,411.90
Disclosure

SEC source: 0000073124-19-000150 · wf-form4_155623753880739.xml · nonDerivative · entry 2

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: 1,033 stock units vested on April 23, 2019 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

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April 23, 2019 Filed Apr 26, 2019 00:12 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionCommon Stock 1,033 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-19-000150 · wf-form4_155623753880739.xml · nonDerivative · entry 1

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · balance_after: 1,033 stock units vested on April 23, 2019 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

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April 23, 2019 Filed Apr 26, 2019 00:11 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000149 · wf-form4_155623750167459.xml · nonDerivative · entry 1

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386

F1 · balance_after: Includes 1,146 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 23, 2019 Filed Apr 26, 2019 00:09 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000146 · wf-form4_155623738482567.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,690.98

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 23, 2019 Filed Apr 26, 2019 00:09 UTC GrantCommon Stock 22.83 $95.94 $2,190.31
Disclosure

SEC source: 0000073124-19-000146 · wf-form4_155623738482567.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,544.98

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 23, 2019 Filed Apr 26, 2019 00:10 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000147 · wf-form4_155623742378343.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553

F1 · balance_after: Includes 1,146 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 23, 2019 Filed Apr 26, 2019 00:09 UTC
BYNOE LINDADirector
GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000145 · wf-form4_155623734607182.xml · nonDerivative · entry 2

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,637.29

F2 · balance_after: Includes 21,637.29 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 23, 2019 Filed Apr 26, 2019 00:09 UTC
BYNOE LINDADirector
GrantCommon Stock 22.83 $95.94 $2,190.31
Disclosure

SEC source: 0000073124-19-000145 · wf-form4_155623734607182.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,491.29

F1 · balance_after: Includes 20,491.29 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.