Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2019 Filed Oct 31, 2019 20:54 UTC |
Bowman BiffEVP & Chief Financial Officer
|
GiftCommon Stock | 2,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000242 · wf-form4_157255525639254.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,517 F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 20:54 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 8,110 | $100.52 | $815,217.20 |
DisclosureSEC source: 0000073124-19-000243 · wf-form4_157255527831903.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 2018 GRAT Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $100.40 to $100.69. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Reflects the October 29, 2019 distribution of 5,210 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
| October 29, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,453 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · derivative · entry 15 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,356 Underlying: Common Stock · 6,453 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 29, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 12,359 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · derivative · entry 14 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,597 Underlying: Common Stock · 12,359 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 29, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 18,812 | $102.96 | $1,936,883.52 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 9 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,863 F6 · price: Price reflects the weighted average sales price from $102.87 to $103.17. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 29, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 6,453 | $88.06 | $568,251.18 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 8 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 29, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 12,359 | $58.25 | $719,911.75 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 7 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,870 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · derivative · entry 13 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,869 Underlying: Common Stock · 11,870 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/17/2016. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,093 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · derivative · entry 12 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110 Underlying: Common Stock · 11,093 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 22,963 | $102.06 | $2,343,603.78 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 6 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,863 F5 · price: Price reflects the weighted average sales price from $101.96 to $102.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 11,870 | $70.21 | $833,392.70 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 5 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 11,093 | $60.85 | $675,009.05 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 4 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 7,118 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · derivative · entry 11 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711 Underlying: Common Stock · 7,118 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 3,562 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · derivative · entry 10 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356 Underlying: Common Stock · 3,562 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 10,680 | $101.56 | $1,084,660.80 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 3 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,863 F4 · price: Price reflects the weighted average sales price from $101.49 to $101.67. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 7,118 | $52.69 | $375,047.42 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 2 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 23:56 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 3,562 | $52.64 | $187,503.68 |
DisclosureSEC source: 0000073124-19-000239 · wf-form4_157239336004147.xml · nonDerivative · entry 1 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the 9/14/2019 transfer of 15,913 shares of Common Stock to the reporting person's former spouse pursuant to a domestic relations order. F3 · balance_after: Exercise of Employee Stock Option and sale of resulting Common Stock shares occurred at the direction, and for the benefit, of the reporting person's former spouse. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:12 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 23.92 | $89.88 | $2,149.93 |
DisclosureSEC source: 0000073124-19-000228 · wf-form4_157005071621709.xml · nonDerivative · entry 2 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,043.42 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:11 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 26.43 | $89.88 | $2,375.53 |
DisclosureSEC source: 0000073124-19-000227 · wf-form4_157005069023894.xml · nonDerivative · entry 2 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,699.22 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:11 UTC |
SLARK MARTIN PDirector
|
GrantCommon Stock | 8.28 | $89.88 | $744.21 |
DisclosureSEC source: 0000073124-19-000226 · wf-form4_157005066449040.xml · nonDerivative · entry 1 SLARK MARTIN P · CIK 0001012930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,041.69 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:11 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 23.3 | $89.88 | $2,094.20 |
DisclosureSEC source: 0000073124-19-000225 · wf-form4_157005063801278.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,376.27 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:10 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 23.13 | $89.88 | $2,078.92 |
DisclosureSEC source: 0000073124-19-000224 · wf-form4_157005061325074.xml · nonDerivative · entry 2 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,258.92 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:09 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 24.76 | $89.88 | $2,225.43 |
DisclosureSEC source: 0000073124-19-000222 · wf-form4_157005056076666.xml · nonDerivative · entry 3 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,515.04 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:10 UTC |
Klevorn Marcy SDirector
|
GrantCommon Stock | 1.89 | $89.88 | $169.87 |
DisclosureSEC source: 0000073124-19-000223 · wf-form4_157005058639490.xml · nonDerivative · entry 1 Klevorn Marcy S · CIK 0001692367 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390.97 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:09 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 18.51 | $89.88 | $1,663.68 |
DisclosureSEC source: 0000073124-19-000221 · wf-form4_157005053419810.xml · nonDerivative · entry 1 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,671.26 F1 · balance_after: Includes 21,671.26 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:12 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 334.87 | $93.32 | $31,250.07 |
DisclosureSEC source: 0000073124-19-000228 · wf-form4_157005071621709.xml · nonDerivative · entry 1 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,019.5 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:17 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 321.47 | $93.32 | $29,999.58 |
DisclosureSEC source: 0001124194-19-000008 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,549.01 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:11 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 388.45 | $93.32 | $36,250.15 |
DisclosureSEC source: 0000073124-19-000227 · wf-form4_157005069023894.xml · nonDerivative · entry 1 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,672.79 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:11 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 321.47 | $93.32 | $29,999.58 |
DisclosureSEC source: 0000073124-19-000225 · wf-form4_157005063801278.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,352.97 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:10 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 294.68 | $93.32 | $27,499.54 |
DisclosureSEC source: 0000073124-19-000224 · wf-form4_157005061325074.xml · nonDerivative · entry 1 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,235.79 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:09 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 388.45 | $93.32 | $36,250.15 |
DisclosureSEC source: 0000073124-19-000222 · wf-form4_157005056076666.xml · nonDerivative · entry 2 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,490.28 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC |
South Thomas AExecutive Vice President
|
SaleCommon Stock | 1,000 | $98.54 | $98,540.00 |
DisclosureSEC source: 0000073124-19-000210 · wf-form4_156866641857212.xml · nonDerivative · entry 1 South Thomas A · CIK 0001751051 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,963 F1 · price: Price reflects the weighted average sales price from $98.53 to $98.57. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 12,698 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 2,300 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · derivative · entry 8 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766 Underlying: Common Stock · 2,300 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 1,484 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · derivative · entry 7 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,484 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/17/2016. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 593 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · derivative · entry 6 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 593 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC |
Leech WilsonEVP/Chief Risk Officer
|
SaleCommon Stock | 4,377 | $99.26 | $434,461.02 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · nonDerivative · entry 4 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,279.63 F2 · price: Price reflects the weighted average sales price from $99.24 to $99.28. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionCommon Stock | 2,300 | $58.25 | $133,975.00 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · nonDerivative · entry 3 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,656.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionCommon Stock | 1,484 | $70.21 | $104,191.64 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · nonDerivative · entry 2 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,356.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:40 UTC |
Leech WilsonEVP/Chief Risk Officer
|
Exercise / conversionCommon Stock | 593 | $60.85 | $36,084.05 |
DisclosureSEC source: 0000073124-19-000209 · wf-form4_156866639948997.xml · nonDerivative · entry 1 Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,872.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 21:41 UTC |
St Clair JoyceExecutive Vice President
|
GiftCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000203 · wf-form4_156651009991708.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 26,183 F1 · balance_after: Reflects the August 20, 2019 transfer of 12,484 shares of the Corporation's common stock into a newly created grantor retained annuity trust. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC |
Bowman BiffEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 25,867 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · derivative · entry 7 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,622 Underlying: Common Stock · 25,867 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning on 2/16/2017. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC |
Bowman BiffEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 20,337 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · derivative · entry 6 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,337 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on 2/10/2015. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC |
Bowman BiffEVP & Chief Financial Officer
|
SaleCommon Stock | 298 | $93.36 | $27,821.28 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · nonDerivative · entry 4 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,006 F3 · price: Price reflects the weighted average sales price from $93.34 to $93.40. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC |
Bowman BiffEVP & Chief Financial Officer
|
SaleCommon Stock | 45,906 | $92.81 | $4,260,535.86 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · nonDerivative · entry 3 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,304 F2 · price: Price reflects the weighted average sales price from $92.34 to $93.33. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC |
Bowman BiffEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 25,867 | $58.25 | $1,506,752.75 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 20:33 UTC |
Bowman BiffEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 20,337 | $60.85 | $1,237,506.45 |
DisclosureSEC source: 0000073124-19-000201 · wf-form4_156512359733328.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:46 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 9,983 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · derivative · entry 9 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,203 Underlying: Common Stock · 9,983 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:46 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
SaleCommon Stock | 9,983 | $99.17 | $990,014.11 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 6 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,776 F4 · price: Price reflects the weighted average sales price from $99.16 to $99.21. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:46 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionCommon Stock | 9,983 | $60.85 | $607,465.55 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · nonDerivative · entry 5 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 20:46 UTC |
BROWNE ROBERT PEVP & Chief Investment Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 6,406 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-19-000199 · wf-form4_156451958926562.xml · derivative · entry 8 BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,829 Underlying: Common Stock · 6,406 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.