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Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 3, 2021 23:41 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Tax withholdingCommon Stock 2,328 $98.43 $229,145.04
Disclosure

SEC source: 0000073124-21-000107 · wf-form4_161481485371409.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,699

F1 · balance_after: Reflects 2,328 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,544 previously reported stock units. The remaining 3,216 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects the March 3, 2021 transfer of 633 shares of Common Stock to the reporting person's former spouse pursuant to a domestic relations order.

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March 01, 2021 Filed Mar 3, 2021 23:40 UTC
Allnutt Lauren EEVP & Controller
Tax withholdingCommon Stock 97 $98.43 $9,547.71
Disclosure

SEC source: 0000073124-21-000106 · wf-form4_161481482522146.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,149

F1 · balance_after: Reflects 97 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 324 previously reported stock units. The remaining 227 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 1,658 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2021 Filed Oct 6, 2023 23:12 UTC SaleCommon Stock 3 $97.48 $292.44
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 14

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 20

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February 22, 2021 Filed Feb 24, 2021 23:56 UTC
Tyler Jason J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 125 $96.92 $12,115.00
Disclosure

SEC source: 0000073124-21-000093 · wf-form4_161421095616890.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,041

F1 · balance_after: Reflects 125 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 426 previously reported stock units. The remaining 301 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 10,644 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 22, 2021 Filed Feb 24, 2021 23:55 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 250 $96.92 $24,230.00
Disclosure

SEC source: 0000073124-21-000092 · wf-form4_161421092679046.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,895

F1 · balance_after: Reflects 250 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 852 previously reported stock units. The remaining 602 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 24,658 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 22, 2021 Filed Feb 24, 2021 23:55 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 1,155 $96.92 $111,942.60
Disclosure

SEC source: 0000073124-21-000091 · wf-form4_161421090224879.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,382

F1 · balance_after: Reflects 1,155 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,752 previously reported stock units. The remaining 1,597 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 22, 2021 Filed Feb 24, 2021 23:54 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 579 $96.92 $56,116.68
Disclosure

SEC source: 0000073124-21-000090 · wf-form4_161421088208394.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,314

F1 · balance_after: Reflects 579 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,845 previously reported stock units. The remaining 1,266 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 16,956 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 22, 2021 Filed Feb 24, 2021 23:54 UTC
O'Grady MichaelDirector · Chairman, President and CEO
Tax withholdingCommon Stock 1,981 $96.92 $191,998.52
Disclosure

SEC source: 0000073124-21-000089 · wf-form4_161421084317760.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,877

F1 · balance_after: Reflects 1,981 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,471 previously reported stock units. The remaining 2,490 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 22, 2021 Filed Feb 24, 2021 23:53 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 594 $96.92 $57,570.48
Disclosure

SEC source: 0000073124-21-000087 · wf-form4_161421076874744.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,433

F1 · balance_after: Reflects 594 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,202 previously reported stock units. The remaining 1,608 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 11,825 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 22, 2021 Filed Feb 24, 2021 23:54 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 871 $96.92 $84,417.32
Disclosure

SEC source: 0000073124-21-000088 · wf-form4_161421082488400.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,795

F1 · balance_after: Reflects 871 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,206 previously reported stock units. The remaining 1,335 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 20,190 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 22, 2021 Filed Feb 24, 2021 23:52 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 1,232 $96.92 $119,405.44
Disclosure

SEC source: 0000073124-21-000086 · wf-form4_161421069800299.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,743

F1 · balance_after: Reflects 1,232 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,936 previously reported stock units. The remaining 1,704 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:51 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 1,157 $96.92 $112,136.44
Disclosure

SEC source: 0000073124-21-000085 · wf-form4_161421065184632.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,499

F1 · balance_after: Reflects 1,157 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,758 previously reported stock units. The remaining 1,601 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:50 UTC
Allnutt Lauren EEVP & Controller
Tax withholdingCommon Stock 79 $96.92 $7,656.68
Disclosure

SEC source: 0000073124-21-000083 · wf-form4_161421060103956.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,246

F1 · balance_after: Reflects 79 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 227 previously reported stock units. The remaining 148 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 1,982 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 23:50 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Tax withholdingCommon Stock 1,143 $96.92 $110,779.56
Disclosure

SEC source: 0000073124-21-000084 · wf-form4_161421062438533.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,660

F1 · balance_after: Reflects 1,143 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,724 previously reported stock units. The remaining 1,581 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 24,297 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 18, 2021 Filed Feb 20, 2021 00:42 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 1,247 $96.31 $120,098.57
Disclosure

SEC source: 0000073124-21-000063 · wf-form4_161378173726873.xml · nonDerivative · entry 2

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,048

F1 · balance_after: Includes 41,243 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 1,247 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,769 previously reported shares resulting from vested stock units. The remaining 1,522 shares were distributed to the reporting person as shares of common stock.

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February 17, 2021 Filed Feb 20, 2021 00:44 UTC
Tyler Jason J.EVP & Chief Financial Officer
GrantCommon Stock 6,285 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000068 · wf-form4_161378186497666.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,166

F1 · balance_after: Includes 11,070 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 17, 2021 Filed Feb 20, 2021 00:43 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 6,554 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000065 · wf-form4_161378178760770.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,134

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:43 UTC
Thomas Shundrawn APresident / Asset Management
GrantCommon Stock 8,799 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000066 · wf-form4_161378181301743.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,145

F1 · balance_after: Includes 25,510 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:42 UTC
Parker TeresaExecutive Vice President
GrantCommon Stock 13,368 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000063 · wf-form4_161378173726873.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,295

F1 · balance_after: Includes 41,243 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:43 UTC
South Thomas AExecutive Vice President
GrantCommon Stock 6,554 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000064 · wf-form4_161378176225636.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,893

F1 · balance_after: Includes 18,801 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:42 UTC
O'Grady MichaelDirector · Chairman, President and CEO
GrantCommon Stock 24,511 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000062 · wf-form4_161378171211949.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,348

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:41 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
GrantCommon Stock 6,285 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000061 · wf-form4_161378168949325.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,666

F1 · balance_after: Includes 22,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:41 UTC
Gossett Mark CExecutive Vice President
GrantCommon Stock 5,477 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000060 · wf-form4_161378164306305.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,027

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:40 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 9,338 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000059 · wf-form4_161378161760575.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,679

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:40 UTC
Cherecwich PeterPresident/C&IS
GrantCommon Stock 8,799 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000058 · wf-form4_161378159372209.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,257

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:39 UTC
Allnutt Lauren EEVP & Controller
GrantCommon Stock 943 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000056 · wf-form4_161378154658166.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,325

F1 · balance_after: Includes 2,209 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2021 Filed Feb 20, 2021 00:39 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
GrantCommon Stock 7,542 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000057 · wf-form4_161378157513669.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,803

F1 · balance_after: Includes 27,021 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 08, 2021 Filed Feb 9, 2021 23:14 UTC
Thomas Shundrawn APresident / Asset Management
GiftCommon Stock 1,997 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000042 · wf-form4_161291246339257.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,346

F1 · balance_after: Includes 16,711 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 28, 2021 Filed Feb 1, 2021 22:41 UTC GiftCommon Stock 1,110 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000040 · wf-form4_161221924999601.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 21,104

F1 · balance_after: On January 28, 2021, a trust in which the reporting person has a partial direct pecuniary interest distributed 8,880 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,110 shares were distributed to the reporting person.

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January 28, 2021 Filed Feb 1, 2021 22:40 UTC
FRADKIN STEVEN LPresident/Wealth Management
SaleCommon Stock 8,473 $91.50 $775,279.50
Disclosure

SEC source: 0000073124-21-000039 · wf-form4_161221922973198.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 51,006

F1 · price: Price reflects the weighted average sales price from $91.16 to $91.88. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

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January 19, 2021 Filed Jan 21, 2021 23:25 UTC
Tyler Jason J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 574 $96.76 $55,540.24
Disclosure

SEC source: 0000073124-21-000036 · wf-form4_161127154407709.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,881

F1 · balance_after: Includes 4,785 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:25 UTC
Tyler Jason J.EVP & Chief Financial Officer
GrantCommon Stock 1,745 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000036 · wf-form4_161127154407709.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,455

F1 · balance_after: Includes 4,785 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:25 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 2,455 $96.76 $237,545.80
Disclosure

SEC source: 0000073124-21-000035 · wf-form4_161127152590634.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,343

F1 · balance_after: Includes 16,711 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:25 UTC
Thomas Shundrawn APresident / Asset Management
GrantCommon Stock 8,175 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000035 · wf-form4_161127152590634.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,798

F1 · balance_after: Includes 16,711 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:25 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 3,398 $96.76 $328,790.48
Disclosure

SEC source: 0000073124-21-000034 · wf-form4_161127150896620.xml · nonDerivative · entry 2

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,580

F1 · balance_after: Includes 17,580 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 7,638 shares directly held by the reporting person into the reporting person's existing trust account.

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January 19, 2021 Filed Jan 21, 2021 23:25 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 11,036 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000034 · wf-form4_161127150896620.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,616

F1 · balance_after: Includes 17,580 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:25 UTC
O'Grady MichaelDirector · Chairman, President and CEO
Tax withholdingCommon Stock 10,211 $96.76 $988,016.36
Disclosure

SEC source: 0000073124-21-000033 · wf-form4_161127149445454.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,837

F1 · balance_after: Includes 53,837 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 16,221 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:25 UTC
O'Grady MichaelDirector · Chairman, President and CEO
GrantCommon Stock 26,432 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000033 · wf-form4_161127149445454.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,269

F1 · balance_after: Includes 53,837 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:24 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 4,062 $96.76 $393,039.12
Disclosure

SEC source: 0000073124-21-000031 · wf-form4_161127146046429.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,341

F1 · balance_after: Includes 41,341 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 8,473 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:24 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 12,535 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000031 · wf-form4_161127146046429.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,876

F1 · balance_after: Includes 41,341 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:24 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 2,776 $96.76 $268,605.76
Disclosure

SEC source: 0000073124-21-000032 · wf-form4_161127147705094.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,381

F1 · balance_after: Includes 16,111 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 19, 2021 Filed Jan 21, 2021 23:24 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
GrantCommon Stock 9,265 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000032 · wf-form4_161127147705094.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,157

F1 · balance_after: Includes 16,111 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 19, 2021 Filed Jan 21, 2021 23:24 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 3,821 $96.76 $369,719.96
Disclosure

SEC source: 0000073124-21-000030 · wf-form4_161127144104950.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,458

F1 · balance_after: Includes 21,458 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 8,169 shares directly held by the reporting person into the reporting person's existing trust account.

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January 19, 2021 Filed Jan 21, 2021 23:24 UTC
Cherecwich PeterPresident/C&IS
GrantCommon Stock 11,990 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000030 · wf-form4_161127144104950.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,448

F1 · balance_after: Includes 21,458 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 19, 2021 Filed Jan 21, 2021 23:23 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Tax withholdingCommon Stock 3,581 $96.76 $346,497.56
Disclosure

SEC source: 0000073124-21-000029 · wf-form4_161127142403238.xml · nonDerivative · entry 2

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,261

F1 · balance_after: Includes 19,479 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 19, 2021 Filed Jan 21, 2021 23:23 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
GrantCommon Stock 11,445 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000029 · wf-form4_161127142403238.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,842

F1 · balance_after: Includes 19,479 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 19, 2021 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 3 $97.41 $292.23
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 13

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 23

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January 01, 2021 Filed Jan 5, 2021 22:23 UTC GrantCommon Stock 46.72 $93.14 $4,351.50
Disclosure

SEC source: 0000073124-21-000016 · wf-form4_160988541848082.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,704.45

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 01, 2021 Filed Jan 5, 2021 22:23 UTC GrantCommon Stock 52.34 $93.14 $4,874.95
Disclosure

SEC source: 0000073124-21-000015 · wf-form4_160988540041668.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,843.66

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 01, 2021 Filed Jan 5, 2021 22:23 UTC GrantCommon Stock 17.42 $93.14 $1,622.50
Disclosure

SEC source: 0000073124-21-000014 · wf-form4_160988538200349.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,838.65

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.