Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

Export transactions ↓
Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2022 Filed Feb 25, 2022 23:26 UTC
Gossett Mark CExecutive Vice President
GrantCommon Stock 6,468 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000059 · wf-form4_164583156047185.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,301

F1 · balance_after: Includes 15,750 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 23:24 UTC
Allnutt Lauren EEVP & Controller
GrantCommon Stock 1,320 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000056 · wf-form4_164583146471596.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,094

F1 · balance_after: Includes 2,978 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 23:25 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 10,349 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000058 · wf-form4_164583153206908.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,311

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 23:25 UTC
Cherecwich PeterPresident/C&IS
GrantCommon Stock 10,349 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000057 · wf-form4_164583149263615.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,350

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:52 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 1,299 $121.75 $158,153.25
Disclosure

SEC source: 0000073124-22-000043 · wf-form4_164557033770903.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,349

F1 · balance_after: Includes 37,774 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 1,299 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 2,886 previously reported shares resulting from vested stock units. The remaining 1,587 shares were distributed to the reporting person as shares of common stock.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 23:03 UTC
Thomas Shundrawn APresident / Asset Management
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000041 · wf-form4_164462061440040.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,659

F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:19 UTC
Tyler Jason J.EVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 3,437 $0.00 Strike: $43.65 $0.00
Disclosure

SEC source: 0000073124-22-000039 · wf-form4_164384032804239.xml · derivative · entry 3

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,437 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/13/2013.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:19 UTC
Tyler Jason J.EVP & Chief Financial Officer
SaleCommon Stock 1,936 $115.60 $223,801.60
Disclosure

SEC source: 0000073124-22-000039 · wf-form4_164384032804239.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,286

F1 · balance_after: Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:19 UTC
Tyler Jason J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,437 $43.65 $150,025.05
Disclosure

SEC source: 0000073124-22-000039 · wf-form4_164384032804239.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:18 UTC GiftCommon Stock 1,730 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000038 · wf-form4_164384031096431.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,044

F1 · balance_after: On January 31, 2022, a trust in which the reporting person has a partial direct pecuniary interest distributed 13,840 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,730 shares were distributed to the reporting person.

Read SEC document
January 28, 2022 Filed Oct 6, 2023 23:12 UTC SaleCommon Stock 5 $115.64 $578.20
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 22

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 7

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:31 UTC
Tyler Jason J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 179 $132.16 $23,656.64
Disclosure

SEC source: 0000073124-22-000035 · wf-form4_164272145508815.xml · nonDerivative · entry 2

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,785

F1 · balance_after: Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,369 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 415, rather than the 423 originally reported.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:31 UTC
Tyler Jason J.EVP & Chief Financial Officer
GrantCommon Stock 517 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000035 · wf-form4_164272145508815.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

F1 · balance_after: Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,369 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 415, rather than the 423 originally reported.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:30 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 2,814 $132.16 $371,898.24
Disclosure

SEC source: 0000073124-22-000034 · wf-form4_164272143965867.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,659

F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:30 UTC
Thomas Shundrawn APresident / Asset Management
GrantCommon Stock 8,811 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000034 · wf-form4_164272143965867.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,473

F1 · balance_after: Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:30 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 3,031 $132.16 $400,576.96
Disclosure

SEC source: 0000073124-22-000033 · wf-form4_164272141875655.xml · nonDerivative · entry 2

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,148

F1 · balance_after: Includes 16,148 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 6,270 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:30 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 9,301 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000033 · wf-form4_164272141875655.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,449

F1 · balance_after: Includes 16,148 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:30 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 1,277 $132.16 $168,768.32
Disclosure

SEC source: 0000073124-22-000032 · wf-form4_164272139953463.xml · nonDerivative · entry 2

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,540

F1 · balance_after: Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:30 UTC
South Thomas AExecutive Vice President
GrantCommon Stock 4,196 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000032 · wf-form4_164272139953463.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,817

F1 · balance_after: Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:29 UTC
Levy Susan CohenEVP and General Counsel
Tax withholdingCommon Stock 2,815 $132.16 $372,030.40
Disclosure

SEC source: 0000073124-22-000030 · wf-form4_164272134828271.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,381

F1 · balance_after: Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:29 UTC
Levy Susan CohenEVP and General Counsel
GrantCommon Stock 8,811 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000030 · wf-form4_164272134828271.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,196

F1 · balance_after: Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:29 UTC
O'Grady MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 11,761 $132.16 $1,554,333.76
Disclosure

SEC source: 0000073124-22-000031 · wf-form4_164272137919202.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,692

F1 · balance_after: Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 17,260 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:29 UTC
O'Grady MichaelDirector · Chairman and CEO
GrantCommon Stock 29,021 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000031 · wf-form4_164272137919202.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,713

F1 · balance_after: Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:29 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 292 $132.16 $38,590.72
Disclosure

SEC source: 0000073124-22-000029 · wf-form4_164272132646739.xml · nonDerivative · entry 2

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,833

F1 · balance_after: Includes 9,833 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:29 UTC
Gossett Mark CExecutive Vice President
GrantCommon Stock 843 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000029 · wf-form4_164272132646739.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,125

F1 · balance_after: Includes 9,833 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:28 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 4,404 $132.16 $582,032.64
Disclosure

SEC source: 0000073124-22-000028 · wf-form4_164272130357488.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,962

F1 · balance_after: Includes 40,962 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 7,997 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:28 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 12,401 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000028 · wf-form4_164272130357488.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,363

F1 · balance_after: Includes 40,962 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:28 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 4,259 $132.16 $562,869.44
Disclosure

SEC source: 0000073124-22-000027 · wf-form4_164272128313668.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,001

F1 · balance_after: Includes 21,001 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 7,816 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 23:28 UTC
Cherecwich PeterPresident/C&IS
GrantCommon Stock 12,075 $0.00 $0.00
Disclosure

SEC source: 0000073124-22-000027 · wf-form4_164272128313668.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,076

F1 · balance_after: Includes 21,001 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:22 UTC GrantCommon Stock 54.91 $119.61 $6,567.79
Disclosure

SEC source: 0000073124-22-000014 · wf-form4_164133492987825.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,338.23

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:22 UTC GrantCommon Stock 59.82 $119.61 $7,155.07
Disclosure

SEC source: 0000073124-22-000013 · wf-form4_164133491015220.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,440.07

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:21 UTC GrantCommon Stock 24.14 $119.61 $2,887.39
Disclosure

SEC source: 0000073124-22-000012 · wf-form4_164133487033219.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,136.83

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:21 UTC GrantCommon Stock 52.18 $119.61 $6,241.25
Disclosure

SEC source: 0000073124-22-000011 · wf-form4_164133483839946.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186.62

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:20 UTC GrantCommon Stock 59.62 $119.61 $7,131.15
Disclosure

SEC source: 0000073124-22-000009 · wf-form4_164133477679849.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,516.39

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:20 UTC GrantCommon Stock 19 $119.61 $2,272.59
Disclosure

SEC source: 0000073124-22-000010 · wf-form4_164133480447021.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,429.27

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:19 UTC
BYNOE LINDADirector
GrantCommon Stock 32.37 $119.61 $3,871.78
Disclosure

SEC source: 0000073124-22-000008 · wf-form4_164133475145211.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,857.5

F1 · balance_after: Includes 24,857.50 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 20:17 UTC
CROWN SUSANDirector
GrantCommon Stock Units 39.97 $119.61 $4,780.81
Disclosure

SEC source: 0001124194-22-000001 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,099.8

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:22 UTC GrantCommon Stock 271.72 $119.61 $32,500.43
Disclosure

SEC source: 0000073124-22-000014 · wf-form4_164133492987825.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,283.32

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:22 UTC GrantCommon Stock 250.82 $119.61 $30,000.58
Disclosure

SEC source: 0000073124-22-000013 · wf-form4_164133491015220.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,380.25

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:21 UTC GrantCommon Stock 229.91 $119.61 $27,499.54
Disclosure

SEC source: 0000073124-22-000011 · wf-form4_164133483839946.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,134.44

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:20 UTC GrantCommon Stock 334.42 $119.61 $39,999.98
Disclosure

SEC source: 0000073124-22-000009 · wf-form4_164133477679849.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,456.77

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 20, 2021 Filed Oct 6, 2023 23:12 UTC PurchaseCommon Stock 1 $113.50 $113.50
Disclosure

SEC source: 0000073124-23-000178 · wf-form4_169663395878009.xml · nonDerivative · entry 21

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 12

Read SEC document
December 09, 2021 Filed Dec 10, 2021 23:14 UTC
South Thomas AExecutive Vice President
SaleCommon Stock 2,000 $118.22 $236,440.00
Disclosure

SEC source: 0000073124-21-000302 · wf-form4_163917806003380.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,621

F1 · price: Price reflects the weighted average sales price from $118.19 to $118.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,320 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 1,249, rather than the 1,261 originally reported.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 23:14 UTC
O'Grady MichaelDirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 48,110 $0.00 Strike: $43.65 $0.00
Disclosure

SEC source: 0000073124-21-000301 · wf-form4_163917803548711.xml · derivative · entry 6

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,110 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on February 13, 2013.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 23:14 UTC
O'Grady MichaelDirector · Chairman, President and CEO
SaleCommon Stock 48,110 $119.03 $5,726,533.30
Disclosure

SEC source: 0000073124-21-000301 · wf-form4_163917803548711.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,692

F2 · price: Price reflects the weighted average sales price from $118.58 to $119.57. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 23:14 UTC
O'Grady MichaelDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 48,110 $43.65 $2,100,001.50
Disclosure

SEC source: 0000073124-21-000301 · wf-form4_163917803548711.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:01 UTC
St Clair JoyceExecutive Vice President
GiftCommon Stock 12,700 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000298 · wf-form4_163917729535951.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,952

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:19 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 266 $117.38 $31,223.08
Disclosure

SEC source: 0000073124-21-000296 · wf-form4_163892277537913.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,148

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:19 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 404 $117.38 $47,421.52
Disclosure

SEC source: 0000073124-21-000295 · wf-form4_163892276014224.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,648

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Includes 37,774 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:19 UTC
O'Grady MichaelDirector · Chairman, President and CEO
Tax withholdingCommon Stock 2,353 $117.38 $276,195.14
Disclosure

SEC source: 0000073124-21-000294 · wf-form4_163892274144693.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,692

F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.