Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2023 Filed Oct 6, 2023 23:13 UTC SaleCommon Stock 3 $75.60 $226.80
Disclosure

SEC source: 0000073124-23-000179 · wf-form4_169663398138970.xml · nonDerivative · entry 4

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 2

Disclosed balance after: 15

Read SEC document
April 28, 2023 Filed May 2, 2023 21:35 UTC GiftCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000132 · wf-form4_168306330552206.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 40,487

F1 · balance_after: On April 28, 2023, a trust in which the reporting person has a partial direct pecuniary interest distributed 21,600 shares of the Corporation's common stock to such trust's beneficiaries, of which 2,700 shares were distributed to the reporting person.

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April 25, 2023 Filed Apr 27, 2023 23:39 UTC GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000127 · wf-form4_168263878528744.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,291.68

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:39 UTC GrantCommon Stock 50.69 $78.16 $3,961.93
Disclosure

SEC source: 0000073124-23-000127 · wf-form4_168263878528744.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,436.68

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:39 UTC GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000126 · wf-form4_168263876418551.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,064.41

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:39 UTC GrantCommon Stock 50.69 $78.16 $3,961.93
Disclosure

SEC source: 0000073124-23-000126 · wf-form4_168263876418551.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,209.41

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:39 UTC GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000125 · wf-form4_168263874163520.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,855

F1 · balance_after: On April 25, 2023, 1,343 already reported and vested stock units, granted on April 26, 2022, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:38 UTC GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000124 · wf-form4_168263872633648.xml · nonDerivative · entry 2

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,619.69

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:38 UTC GrantCommon Stock 50.69 $78.16 $3,961.93
Disclosure

SEC source: 0000073124-23-000124 · wf-form4_168263872633648.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,764.69

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:38 UTC GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000123 · wf-form4_168263871168521.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,046.13

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:38 UTC GrantCommon Stock 50.69 $78.16 $3,961.93
Disclosure

SEC source: 0000073124-23-000123 · wf-form4_168263871168521.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,191.13

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:38 UTC
POWELL CHARLES DAdvisory Director
GrantStock Units · Derivative 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000122 · wf-form4_168263869332317.xml · derivative · entry 4

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,855

Underlying: Common Stock · 1,855 shares

Expires not disclosed

F3 · derivative.exercise_price: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2024 Annual Meeting of Stockholders.

F3 · derivative.exercise_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2024 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2024 Annual Meeting of Stockholders.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:38 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionStock Units · Derivative 1,343 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-23-000122 · wf-form4_168263869332317.xml · derivative · entry 3

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · price: 1,343 stock units vested on April 25, 2023 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.exercise_date: 1,343 stock units vested on April 25, 2023 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.expiration_date: 1,343 stock units vested on April 25, 2023 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:38 UTC
POWELL CHARLES DAdvisory Director
Disposition to issuerCommon Stock 1,343 $80.80 $108,514.40
Disclosure

SEC source: 0000073124-23-000122 · wf-form4_168263869332317.xml · nonDerivative · entry 2

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: 1,343 stock units vested on April 25, 2023 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:38 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionCommon Stock 1,343 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-23-000122 · wf-form4_168263869332317.xml · nonDerivative · entry 1

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · balance_after: 1,343 stock units vested on April 25, 2023 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:38 UTC GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000121 · wf-form4_168263867877351.xml · nonDerivative · entry 1

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,427

F1 · balance_after: Includes 1,855 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:37 UTC GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000120 · wf-form4_168263865839661.xml · nonDerivative · entry 2

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,877.2

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:37 UTC GrantCommon Stock 50.69 $78.16 $3,961.93
Disclosure

SEC source: 0000073124-23-000120 · wf-form4_168263865839661.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,022.2

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:37 UTC GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000119 · wf-form4_168263863964018.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,855

F1 · balance_after: Reflects the October 21, 2022 transfer of 11,396 shares previously directly held by the reporting person into the reporting person's existing trust account.

F2 · balance_after: On April 25, 2023, 1,343 already reported and vested stock units, granted on April 26, 2022, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

F3 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:37 UTC GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000118 · wf-form4_168263862103817.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,487.09

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:37 UTC GrantCommon Stock 50.69 $78.16 $3,961.93
Disclosure

SEC source: 0000073124-23-000118 · wf-form4_168263862103817.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,632.09

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:36 UTC
BYNOE LINDADirector
GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000117 · wf-form4_168263860215855.xml · nonDerivative · entry 2

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,396.39

F2 · balance_after: Includes 28,396.39 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 23:36 UTC
BYNOE LINDADirector
GrantCommon Stock 50.69 $78.16 $3,961.93
Disclosure

SEC source: 0000073124-23-000117 · wf-form4_168263860215855.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,541.39

F1 · balance_after: Includes 26,541.39 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 16:36 UTC
CROWN SUSANDirector
GrantCommon Stock Units 1,855 $78.16 $144,986.80
Disclosure

SEC source: 0001124194-23-000003 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,690.36

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
April 17, 2023 Filed Oct 6, 2023 23:13 UTC PurchaseCommon Stock 1 $85.61 $85.61
Disclosure

SEC source: 0000073124-23-000179 · wf-form4_169663398138970.xml · nonDerivative · entry 3

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 3

Disclosed balance after: 3

Read SEC document
April 17, 2023 Filed Dec 7, 2023 23:39 UTC
Cherecwich PeterPresident/Asset Servicing
SaleCommon Stock 3 $85.63 $256.89
Disclosure

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 10

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 7

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:39 UTC
Gamba DanielPresident / Asset Management
GrantCommon Stock 54,720 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000096 · wf-form4_168073075191132.xml · nonDerivative · entry 1

Gamba Daniel · CIK 0001972227 · President / Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,720

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:20 UTC GrantCommon Stock 106.13 $88.13 $9,353.24
Disclosure

SEC source: 0000073124-23-000092 · wf-form4_168065042455891.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,385.99

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:20 UTC GrantCommon Stock 115.27 $88.13 $10,158.75
Disclosure

SEC source: 0000073124-23-000091 · wf-form4_168065040890088.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,158.72

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:19 UTC GrantCommon Stock 101.04 $88.13 $8,904.66
Disclosure

SEC source: 0000073124-23-000089 · wf-form4_168065037223723.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,140.44

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:20 UTC GrantCommon Stock 46.8 $88.13 $4,124.48
Disclosure

SEC source: 0000073124-23-000090 · wf-form4_168065038765685.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,714

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:19 UTC GrantCommon Stock 39.06 $88.13 $3,442.36
Disclosure

SEC source: 0000073124-23-000088 · wf-form4_168065033776309.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,971.51

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:18 UTC GrantCommon Stock 118.12 $88.13 $10,409.92
Disclosure

SEC source: 0000073124-23-000087 · wf-form4_168065031231593.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,581.4

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:18 UTC
BYNOE LINDADirector
GrantCommon Stock 59.22 $88.13 $5,219.06
Disclosure

SEC source: 0000073124-23-000086 · wf-form4_168065029334375.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,490.7

F1 · balance_after: Includes 26,490.70 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 19:26 UTC
CROWN SUSANDirector
GrantCommon Stock Units 70.67 $88.13 $6,228.15
Disclosure

SEC source: 0001124194-23-000002 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,784.67

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 23:20 UTC GrantCommon Stock 411.32 $88.13 $36,249.63
Disclosure

SEC source: 0000073124-23-000091 · wf-form4_168065040890088.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,043.45

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 23:18 UTC GrantCommon Stock 468.06 $88.13 $41,250.13
Disclosure

SEC source: 0000073124-23-000087 · wf-form4_168065031231593.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,463.28

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 09, 2023 Filed Mar 14, 2023 00:08 UTC
Allnutt Lauren EEVP & Controller
SaleCommon Stock 559 $87.30 $48,800.70
Disclosure

SEC source: 0000073124-23-000069 · wf-form4_167875247876434.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

F1 · balance_after: Includes 3,460 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:49 UTC
Tyler Jason J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 2,044 $94.49 $193,137.56
Disclosure

SEC source: 0000073124-23-000067 · wf-form4_167789094453520.xml · nonDerivative · entry 1

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,727

F1 · balance_after: Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 1,524, rather than the 1,007 shares originally reported.

F2 · balance_after: Reflects 2,044 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,613 previously reported stock units. The remaining 2,569 shares were distributed to the reporting person as shares of common stock.

F3 · balance_after: Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:48 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 2,218 $94.49 $209,578.82
Disclosure

SEC source: 0000073124-23-000065 · wf-form4_167789088642263.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,422

F1 · balance_after: Reflects 2,218 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,924 previously reported stock units. The remaining 2,706 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 55,838 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:49 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 2,585 $94.49 $244,256.65
Disclosure

SEC source: 0000073124-23-000066 · wf-form4_167789091441890.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,812

F1 · balance_after: Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 3,788, rather than the 2,868 shares originally reported.

F2 · balance_after: Reflects 2,585 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,831 previously reported stock units. The remaining 3,246 shares were distributed to the reporting person as shares of common stock.

F3 · balance_after: Includes 19,062 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:48 UTC
O'Grady MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 9,845 $94.49 $930,254.05
Disclosure

SEC source: 0000073124-23-000064 · wf-form4_167789086284087.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,941

F1 · balance_after: Reflects 9,845 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 23,463 previously reported stock units. The remaining 13,618 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:47 UTC
Levy Susan CohenEVP and General Counsel
Tax withholdingCommon Stock 2,636 $94.49 $249,075.64
Disclosure

SEC source: 0000073124-23-000063 · wf-form4_167789083490523.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,085

F1 · balance_after: Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 4,344, rather than the 3,104 shares originally reported.

F2 · balance_after: Reflects 2,636 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,279 previously reported stock units. The remaining 3,643 shares were distributed to the reporting person as shares of common stock.

F3 · balance_after: Includes 16,355 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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March 01, 2023 Filed Mar 4, 2023 00:47 UTC
Gossett Mark CExecutive Vice President
Tax withholdingCommon Stock 1,753 $94.49 $165,640.97
Disclosure

SEC source: 0000073124-23-000062 · wf-form4_167789081124843.xml · nonDerivative · entry 1

Gossett Mark C · CIK 0001801431 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,723

F1 · balance_after: Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 930, rather than the 846 shares originally reported.

F2 · balance_after: Reflects 1,753 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,176 previously reported stock units. The remaining 2,423 shares were distributed to the reporting person as shares of common stock.

F3 · balance_after: Includes 14,849 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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March 01, 2023 Filed Mar 4, 2023 00:46 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 3,895 $94.49 $368,038.55
Disclosure

SEC source: 0000073124-23-000061 · wf-form4_167789079107326.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,441

F1 · balance_after: Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 6,576, rather than the 5,046 shares originally reported, which resulted in a transfer of 8,268 shares to the reporting person's existing trust account on such date, rather than the 9,798 shares originally reported in footnote 2 of such filing.

F2 · balance_after: Reflects 3,895 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,281 previously reported stock units. The remaining 5,386 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F3 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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March 01, 2023 Filed Mar 4, 2023 00:46 UTC
Cherecwich PeterPresident/Asset Servicing
Tax withholdingCommon Stock 3,765 $94.49 $355,754.85
Disclosure

SEC source: 0000073124-23-000060 · wf-form4_167789076379979.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,180

F1 · balance_after: Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 6,221, rather than the 4,676 shares originally reported, which resulted in a transfer of 7,820 shares to the reporting person's existing trust account on such date, rather than the 9,365 shares originally reported in footnote 2 of such filing.

F2 · balance_after: Reflects 3,765 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 8,972 previously reported stock units. The remaining 5,207 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F3 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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March 01, 2023 Filed Mar 4, 2023 00:45 UTC
Allnutt Lauren EEVP & Controller
Tax withholdingCommon Stock 235 $94.49 $22,205.15
Disclosure

SEC source: 0000073124-23-000059 · wf-form4_167789072873399.xml · nonDerivative · entry 1

Allnutt Lauren E · CIK 0001775330 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,135

F1 · balance_after: Reflects 235 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 794 previously reported stock units. The remaining 559 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 3,460 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 23, 2023 Filed Feb 25, 2023 01:09 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 1,418 $93.70 $132,866.60
Disclosure

SEC source: 0000073124-23-000046 · wf-form4_167728732803462.xml · nonDerivative · entry 2

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,640

F2 · balance_after: Includes 58,788 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects 1,418 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 3,151 previously reported shares resulting from vested stock units. The remaining 1,733 shares were distributed to the reporting person as shares of common stock.

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February 22, 2023 Filed Feb 24, 2023 00:53 UTC
Tyler Jason J.EVP & Chief Financial Officer
GrantCommon Stock 9,386 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000044 · wf-form4_167719996892561.xml · nonDerivative · entry 3

Tyler Jason J. · CIK 0001664676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,288

F2 · balance_after: Includes 23,482 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 22, 2023 Filed Feb 24, 2023 00:52 UTC
Taylor AlexandriaChief Human Resources Officer
GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0000073124-23-000043 · wf-form4_167719993373331.xml · nonDerivative · entry 1

Taylor Alexandria · CIK 0001950022 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,309

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.