Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Co-President, Chief Commercial | August 31, 2026 | September 02, 2026 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | President / Asset Management | April 03, 2025 | April 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRANKLIN TEMPLETON INC
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | Direct | 608,584 |
Reported balance
After 2026-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-31 · Tax withholding · Disposed 64,136 · Balance 608,584 F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2: Of the amount of securities beneficially owned, 525,096 shares represent unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2: Of the amount of securities beneficially owned, 525,096 shares represent unvested restricted stock units.
NORTHERN TRUST CORP
Report date April 03, 2025 · Filed April 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,848 |
Reported balance
After 2025-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-03 · Tax withholding · Disposed 6,061 · Balance 61,848 F1: Includes 44,977 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2: Reflects 6,061 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 13,680 previously reported stock units. The remaining 7,619 shares were distributed to the reporting person as shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 44,977 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2: Reflects 6,061 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 13,680 previously reported stock units. The remaining 7,619 shares were distributed to the reporting person as shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 2, 2026 20:16 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 64,136 | $34.15 | $2,190,244.40 |
DisclosureSEC source: 0000038777-26-000246 · form4.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · Co-President, Chief Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,584 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 525,096 shares represent unvested restricted stock units. Read SEC document |
| July 21, 2026 Filed Jul 23, 2026 20:28 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 229,850 | $32.63 | $7,500,005.50 |
DisclosureSEC source: 0000038777-26-000196 · form4.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · Co-President, Chief Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 672,720 F1 · shares: Of the amount of securities beneficially owned, 672,720 shares represent unvested restricted stock unit awards. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 23:03 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 442,870 | $22.79 | $10,093,007.30 |
DisclosureSEC source: 0000038777-25-000206 · form4.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · Co-President, Chief Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,870 F1 · balance_after: Of the amount of securities beneficially owned, 442,870 shares represent unvested restricted stock unit awards. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 21:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,061 | $92.33 | $559,612.13 |
DisclosureSEC source: 0000073124-25-000149 · wk-form4_1744060535.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · President / Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,848 F1 · balance_after: Includes 44,977 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 6,061 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 13,680 previously reported stock units. The remaining 7,619 shares were distributed to the reporting person as shares of common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,300 | $110.27 | $143,351.00 |
DisclosureSEC source: 0000073124-25-000132 · wk-form4_1741126482.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · President / Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,909 F1 · balance_after: Includes 58,657 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 1,300 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,933 previously reported stock units. The remaining 1,633 shares were distributed to the reporting person as shares of common stock. Read SEC document |
| February 05, 2025 Filed Feb 8, 2025 00:29 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,819 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-25-000072 · wk-form4_1738974535.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · President / Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,209 F1 · balance_after: Includes 61,590 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 21:23 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,061 | $87.77 | $531,973.97 |
DisclosureSEC source: 0000073124-24-000118 · wk-form4_1712352208.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · President / Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,390 F1 · balance_after: Reflects 6,061 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 13,680 previously reported stock units. The remaining 7,619 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 52,771 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:49 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 11,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-24-000060 · wk-form4_1708724917.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · President / Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,451 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 54,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-23-000096 · wf-form4_168073075191132.xml · nonDerivative · entry 1 Gamba Daniel · CIK 0001972227 · President / Asset Management 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,720 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.