Tapewire

Nasdaq · USD

NTNX

Nutanix, Inc.

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Tapewire entity
3296
SEC CIK
0001618732
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2017 Filed Jun 1, 2017 20:55 UTC
Eggers Barry10% owner
Nieh Peter10% owner
OtherClass A Common Stock 1,192,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 3

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VII, L.P.

Disclosed balance after: 0

F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by LGP VII.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC
Eggers Barry10% owner
Nieh Peter10% owner
OtherClass A Common Stock 1,192,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 2

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VII, L.P.

Disclosed balance after: 1,192,558

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by LGP VII.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:55 UTC
Eggers Barry10% owner
Nieh Peter10% owner
OtherClass A Common Stock 4,631,331 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037046 · a4.xml · nonDerivative · entry 1

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VII, L.P.

Disclosed balance after: 0

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3 · ownership.nature: The shares are held of record by Lightspeed VII.

Read SEC document
May 30, 2017 Filed Jun 2, 2017 00:56 UTC
Mhatre RaviDirector · 10% owner
OtherClass A Common Stock 177,858 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037047 · a4.xml · nonDerivative · entry 4

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,562

F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

Read SEC document
May 30, 2017 Filed Jun 2, 2017 00:56 UTC
Mhatre RaviDirector · 10% owner
OtherClass A Common Stock 1,192,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037047 · a4.xml · nonDerivative · entry 3

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VII, L.P.

Disclosed balance after: 0

F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by LGP VII.

Read SEC document
May 30, 2017 Filed Jun 2, 2017 00:56 UTC
Mhatre RaviDirector · 10% owner
OtherClass A Common Stock 1,192,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037047 · a4.xml · nonDerivative · entry 2

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed General Partner VII, L.P.

Disclosed balance after: 1,192,558

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: The shares are held of record by LGP VII.

Read SEC document
May 30, 2017 Filed Jun 2, 2017 00:56 UTC
Mhatre RaviDirector · 10% owner
OtherClass A Common Stock 4,631,331 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-037047 · a4.xml · nonDerivative · entry 1

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lightspeed Venture Partners VII, L.P.

Disclosed balance after: 0

F1 · kind: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F1 · price: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3 · ownership.nature: The shares are held of record by Lightspeed VII.

Read SEC document
May 28, 2017 Filed May 31, 2017 17:58 UTC
Sangster DavidEVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000055 · wf-form4_149626789271856.xml · derivative · entry 5

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Class A Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: On May 28, 2017, 37,500 RSUs vested and became issuable and the remaining RSUs shall vest in 9 equal quarterly installments beginning on June 15, 2017.

F5 · derivative.expiration_date: On May 28, 2017, 37,500 RSUs vested and became issuable and the remaining RSUs shall vest in 9 equal quarterly installments beginning on June 15, 2017.

Read SEC document
May 28, 2017 Filed May 31, 2017 17:58 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000055 · wf-form4_149626789271856.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2017 Filed May 31, 2017 17:52 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000053 · wf-form4_149626753050472.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2023-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
May 26, 2017 Filed May 31, 2017 17:52 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
SaleClass A Common Stock 30,000 $19.76 $592,800.00
Disclosure

SEC source: 0001618732-17-000053 · wf-form4_149626753050472.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,074

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $19.40 to $20.80. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 26, 2017 Filed May 31, 2017 17:52 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionClass A Common Stock 30,000 $1.22 $36,600.00
Disclosure

SEC source: 0001618732-17-000053 · wf-form4_149626753050472.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2017 Filed Aug 11, 2017 18:41 UTC
MCADAM JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 5,312 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000095 · wf-form4_150249129087111.xml · derivative · entry 2

MCADAM JOHN · CIK 0001186031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 31,875 RSUs vested and became issuable. The remaining 53,125 RSUs vest in 10 equal quarterly installments beginning on May 19, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 31,875 RSUs vested and became issuable. The remaining 53,125 RSUs vest in 10 equal quarterly installments beginning on May 19, 2017.

F4 · balance_after: The remaining number of unvested RSUs, which are settled to Class A common stock upon vest, have been moved to Table I.

Read SEC document
May 19, 2017 Filed Aug 11, 2017 18:41 UTC
MCADAM JOHNDirector
Exercise / conversionClass A Common Stock 5,312 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000095 · wf-form4_150249129087111.xml · nonDerivative · entry 1

MCADAM JOHN · CIK 0001186031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This number includes 47,813 unvested restricted stock units or RSUs, which are issuable into Class A common stock.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:56 UTC
Mirani RajivSVP, Engineering
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000051 · wf-form4_149505454981825.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:56 UTC
Mirani RajivSVP, Engineering
SaleClass A Common Stock 25,000 $17.02 $425,465.00
Disclosure

SEC source: 0001618732-17-000051 · wf-form4_149505454981825.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $16.31 to $17.37. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:56 UTC
Mirani RajivSVP, Engineering
Exercise / conversionClass A Common Stock 25,000 $1.22 $30,500.00
Disclosure

SEC source: 0001618732-17-000051 · wf-form4_149505454981825.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 8, 2017 18:04 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 195,585 $15.23 $2,978,974.69
Disclosure

SEC source: 0001618732-17-000047 · wf-form4_149428106996029.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,165

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units.

Read SEC document
May 04, 2017 Filed May 8, 2017 17:56 UTC Tax withholdingClass A Common Stock 56,033 $15.23 $853,444.23
Disclosure

SEC source: 0001618732-17-000046 · wf-form4_149428060027042.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,967

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units.

Read SEC document
May 04, 2017 Filed May 8, 2017 22:07 UTC
Pandey DheerajDirector · CEO and Chairman
Tax withholdingClass A Common Stock 302,988 $15.23 $4,614,840.53
Disclosure

SEC source: 0001618732-17-000049 · wf-form4_149428123281922.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,012

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units.

Read SEC document
May 04, 2017 Filed May 8, 2017 18:05 UTC
Ting HowardChief Marketing Officer
Tax withholdingClass A Common Stock 3,642 $15.23 $55,471.67
Disclosure

SEC source: 0001618732-17-000048 · wf-form4_149428113940305.xml · nonDerivative · entry 1

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,192

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units.

Read SEC document
May 04, 2017 Filed May 8, 2017 17:45 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Tax withholdingClass A Common Stock 5,051 $15.23 $76,932.29
Disclosure

SEC source: 0001618732-17-000041 · wf-form4_149427989919305.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,074

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units.

Read SEC document
May 02, 2017 Filed May 2, 2017 21:04 UTC
Sangster DavidEVP, Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,363 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · derivative · entry 8

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,000

Underlying: Class A Common Stock · 9,363 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
May 02, 2017 Filed May 2, 2017 21:04 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 9,363 $15.02 $140,590.13
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 5

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.16. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 02, 2017 Filed May 2, 2017 21:04 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 9,363 $3.20 $29,961.60
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC
Sangster DavidEVP, Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,637 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · derivative · entry 7

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,363

Underlying: Class A Common Stock · 3,637 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC
Sangster DavidEVP, Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · derivative · entry 6

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 14,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 17,637 $15.03 $265,015.33
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.17. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 3,637 $3.20 $11,638.40
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:04 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 14,000 $1.22 $17,080.00
Disclosure

SEC source: 0001618732-17-000039 · wf-form4_149377345229260.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:04 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 393,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000032 · wf-form4_149376626693658.xml · derivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,250

Underlying: Class A Common Stock · 393,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable. In addition (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable. In addition (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:04 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 393,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000032 · wf-form4_149376626693658.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000036 · wf-form4_149376657042593.xml · derivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Class A Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 125,000 RSUs vested and became issuable. The remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 125,000 RSUs vested and became issuable. The remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:09 UTC Exercise / conversionClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000036 · wf-form4_149376657042593.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 23:07 UTC
Pandey DheerajDirector · CEO and Chairman
Exercise / conversionRestricted Stock Units · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000034 · wf-form4_149376641516328.xml · derivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 600,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: On April 28, 2017, all 600,000 RSUs vested and became issuable.

F2 · derivative.expiration_date: On April 28, 2017, all 600,000 RSUs vested and became issuable.

Read SEC document
April 28, 2017 Filed May 2, 2017 23:07 UTC
Pandey DheerajDirector · CEO and Chairman
Exercise / conversionClass A Common Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000034 · wf-form4_149376641516328.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:08 UTC
Ting HowardChief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000035 · wf-form4_149376647858318.xml · derivative · entry 2

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,625

Underlying: Class A Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 9,375 restricted stock units, or RSUs, vested and become issuable. The remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 9,375 restricted stock units, or RSUs, vested and become issuable. The remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:08 UTC
Ting HowardChief Marketing Officer
Exercise / conversionClass A Common Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000035 · wf-form4_149376647858318.xml · nonDerivative · entry 1

Ting Howard · CIK 0001685522 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 23:10 UTC Exercise / conversionClass B Common Stock · Derivative 37,187 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000037 · wf-form4_149376662297285.xml · derivative · entry 2

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,187

Underlying: Class A Common Stock · 37,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

Read SEC document
April 28, 2017 Filed May 2, 2017 23:10 UTC Exercise / conversionRestricted Stock Units · Derivative 37,187 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000037 · wf-form4_149376662297285.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,813

Underlying: Class B Common Stock · 37,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: On April 28, 2017, 37,187 RSUs vested and became issuable. The remaining RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F2 · derivative.expiration_date: On April 28, 2017, 37,187 RSUs vested and became issuable. The remaining RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:03 UTC
MCADAM JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 31,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000031 · wf-form4_149376619138790.xml · derivative · entry 4

MCADAM JOHN · CIK 0001186031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,125

Underlying: Class A Common Stock · 31,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 31,875 RSUs vested and became issuable. The remaining RSUs vest in 10 equal quarterly installments beginning on May 19, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 31,875 RSUs vested and became issuable. The remaining RSUs vest in 10 equal quarterly installments beginning on May 19, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:03 UTC
MCADAM JOHNDirector
OtherRestricted Stock Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000031 · wf-form4_149376619138790.xml · derivative · entry 3

MCADAM JOHN · CIK 0001186031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Class A Common Stock · 85,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F3 · derivative.exercise_date: On April 28, 2017, 31,875 RSUs vested and became issuable. The remaining RSUs vest in 10 equal quarterly installments beginning on May 19, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 31,875 RSUs vested and became issuable. The remaining RSUs vest in 10 equal quarterly installments beginning on May 19, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:03 UTC
MCADAM JOHNDirector
OtherRestricted Stock Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000031 · wf-form4_149376619138790.xml · derivative · entry 2

MCADAM JOHN · CIK 0001186031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 85,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.

F3 · derivative.exercise_date: On April 28, 2017, 31,875 RSUs vested and became issuable. The remaining RSUs vest in 10 equal quarterly installments beginning on May 19, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 31,875 RSUs vested and became issuable. The remaining RSUs vest in 10 equal quarterly installments beginning on May 19, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:03 UTC
MCADAM JOHNDirector
Exercise / conversionClass A Common Stock 31,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000031 · wf-form4_149376619138790.xml · nonDerivative · entry 1

MCADAM JOHN · CIK 0001186031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:06 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 13,125 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000033 · wf-form4_149376635458748.xml · derivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,875

Underlying: Class A Common Stock · 13,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 13,125 RSUs vested and became issuable. In addition (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 13,125 RSUs vested and became issuable. In addition (i) 16,875 RSUs vest in 9 equal quarterly installments beginning on June 15, 2017 and (ii) 40,000 RSUs vest in 16 equal quarterly installments beginning on April 1, 2018.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:06 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionClass A Common Stock 13,125 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000033 · wf-form4_149376635458748.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 18:30 UTC
Eggers Barry10% owner
Nieh Peter10% owner
SaleClass A Common Stock 29,590 $18.10 $535,581.96
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 9

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments I LP - Fund 1

Disclosed balance after: 0

F9 · price: These sales were executed in multiple trades at prices ranging from $17.85 to $18.26. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F8 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 18:30 UTC
Eggers Barry10% owner
Nieh Peter10% owner
SaleClass A Common Stock 55,410 $18.10 $1,002,926.54
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 8

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,769

F9 · price: These sales were executed in multiple trades at prices ranging from $17.85 to $18.26. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F15 · ownership.direct: The shares are held of record by Peter Nieh.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 18:30 UTC
Eggers Barry10% owner
Nieh Peter10% owner
SaleClass A Common Stock 46,271 $17.51 $810,172.82
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 7

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments I LP - Fund 1

Disclosed balance after: 29,590

F7 · price: These sales were executed in multiple trades at prices ranging from $17.24 to $17.87. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F8 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 18:30 UTC
Eggers Barry10% owner
Nieh Peter10% owner
SaleClass A Common Stock 14,723 $17.51 $257,789.42
Disclosure

SEC source: 0001104659-17-022319 · a4.xml · nonDerivative · entry 6

LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner

Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner

Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner

Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner

Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner

Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner

Eggers Barry · CIK 0001366048 · 10% owner

Nieh Peter · CIK 0001366051 · 10% owner

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,179

F7 · price: These sales were executed in multiple trades at prices ranging from $17.24 to $17.87. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F15 · ownership.direct: The shares are held of record by Peter Nieh.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.