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Mirani Rajiv

Disclosed activity across 1 company

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172441
SEC CIK
0001685510

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nutanix, Inc.NTNX · Entity 3296SVP, EngineeringOctober 12, 2017October 17, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nutanix, Inc.

Report date October 12, 2017 · Filed October 17, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect278,667 Reported balance After 2017-10-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-10-12 · Exercise / conversion · Acquired 20,000 · Balance 278,667

F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2017.

Class A Common StockSEC Table I · non-derivativeDirect258,667 Reported balance After 2017-10-12 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-10-12 · Sale · Disposed 20,000 · Balance 258,667

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $26.14 to $26.63. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.22 · Expires 2023-07-16Direct45,000 Reported balance After 2017-10-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-10-12 · Exercise / conversion · Disposed 20,000 · Balance 45,000

F3: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2017.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $26.14 to $26.63. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F3: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2017 Filed Oct 17, 2017 18:39 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000142 · wf-form4_150827995788973.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
October 12, 2017 Filed Oct 17, 2017 18:39 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 20,000 $26.42 $528,324.00
Disclosure

SEC source: 0001618732-17-000142 · wf-form4_150827995788973.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,667

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $26.14 to $26.63. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
October 12, 2017 Filed Oct 17, 2017 18:39 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 20,000 $1.22 $24,400.00
Disclosure

SEC source: 0001618732-17-000142 · wf-form4_150827995788973.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2017.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 18:39 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000115 · wf-form4_150551517802422.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 18:39 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 75,000 $21.69 $1,626,622.50
Disclosure

SEC source: 0001618732-17-000115 · wf-form4_150551517802422.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,667

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.31 to $22.06. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 18:39 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 75,000 $1.22 $91,500.00
Disclosure

SEC source: 0001618732-17-000115 · wf-form4_150551517802422.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 17:20 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000105 · wf-form4_150516483665993.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,667

F1 · shares: Represents restricted stock units that settle into shares of Class A common stock, earned by the Reporting Person upon achievement of a performance target. The restricted stock units vest on 09/15/2018, contingent upon continuous service to the Company.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000097 · wf-form4_150300740472049.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 20,000 $21.55 $431,062.00
Disclosure

SEC source: 0001618732-17-000097 · wf-form4_150300740472049.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.34 to $22.15. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 18:03 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 20,000 $1.22 $24,400.00
Disclosure

SEC source: 0001618732-17-000097 · wf-form4_150300740472049.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:46 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001685510-17-000002 · wf-form4_150032435840792.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:46 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 20,000 $19.63 $392,664.00
Disclosure

SEC source: 0001685510-17-000002 · wf-form4_150032435840792.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $19.59 to $19.725. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:46 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 20,000 $1.22 $24,400.00
Disclosure

SEC source: 0001685510-17-000002 · wf-form4_150032435840792.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2017 Filed Jun 28, 2017 18:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,400 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000078 · wf-form4_149869035878611.xml · derivative · entry 6

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Class A Common Stock · 20,400 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
June 28, 2017 Filed Jun 28, 2017 18:52 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 20,400 $20.06 $409,132.20
Disclosure

SEC source: 0001618732-17-000078 · wf-form4_149869035878611.xml · nonDerivative · entry 4

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.00 to $20.20. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
June 28, 2017 Filed Jun 28, 2017 18:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 20,400 $1.22 $24,888.00
Disclosure

SEC source: 0001618732-17-000078 · wf-form4_149869035878611.xml · nonDerivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 18:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,600 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000078 · wf-form4_149869035878611.xml · derivative · entry 5

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,400

Underlying: Class A Common Stock · 4,600 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 18:52 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 4,600 $20.02 $92,109.94
Disclosure

SEC source: 0001618732-17-000078 · wf-form4_149869035878611.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.00 to $20.22. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 18:52 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 4,600 $1.22 $5,612.00
Disclosure

SEC source: 0001618732-17-000078 · wf-form4_149869035878611.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 19:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000074 · wf-form4_149791567253640.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 19:41 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 20,000 $17.16 $343,256.00
Disclosure

SEC source: 0001618732-17-000074 · wf-form4_149791567253640.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,000

F2 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $16.9801 to $17.37. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 19:41 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 20,000 $1.22 $24,400.00
Disclosure

SEC source: 0001618732-17-000074 · wf-form4_149791567253640.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000051 · wf-form4_149505454981825.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 25,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:56 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 25,000 $17.02 $425,465.00
Disclosure

SEC source: 0001618732-17-000051 · wf-form4_149505454981825.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $16.31 to $17.37. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:56 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 25,000 $1.22 $30,500.00
Disclosure

SEC source: 0001618732-17-000051 · wf-form4_149505454981825.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:33 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000017 · wf-form4_149039119515938.xml · derivative · entry 6

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2024-05-19

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:33 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000017 · wf-form4_149039119515938.xml · derivative · entry 5

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 300,000 shares

Expires 2024-05-19

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:33 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000017 · wf-form4_149039119515938.xml · derivative · entry 4

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2023-07-16

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:33 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000017 · wf-form4_149039119515938.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 250,000 shares

Expires 2023-07-16

F2 · kind: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:33 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000017 · wf-form4_149039119515938.xml · derivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 17:33 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001618732-17-000017 · wf-form4_149039119515938.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F1 · price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:29 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 6

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class B Common Stock · 300,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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October 05, 2016 Filed Oct 5, 2016 20:29 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 5

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2024-05-19

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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October 05, 2016 Filed Oct 5, 2016 20:29 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 4

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class B Common Stock · 250,000 shares

Expires 2023-07-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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October 05, 2016 Filed Oct 5, 2016 20:29 UTC Nutanix, Inc. NTNX · Entity 3296 OtherEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2023-07-16

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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October 05, 2016 Filed Oct 5, 2016 20:29 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · derivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F2 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

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October 05, 2016 Filed Oct 5, 2016 20:29 UTC Nutanix, Inc. NTNX · Entity 3296 OtherCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-031281 · doc4.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.