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Long Kenneth W III

Disclosed activity across 1 company

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163213
SEC CIK
0001334367

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nutanix, Inc.NTNX · Entity 3296VP, Corporate Controller & CAOOctober 01, 2018October 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nutanix, Inc.

Report date October 01, 2018 · Filed October 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect131,063 Reported balance After 2018-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-10-01 · Exercise / conversion · Acquired 2,500 · Balance 131,063

F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2018.

Class A Common StockSEC Table I · non-derivativeDirect129,816 Reported balance After 2018-10-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-10-02 · Tax withholding · Disposed 1,247 · Balance 129,816

F2: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect38,125 Reported balance After 2018-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-10-01 · Exercise / conversion · Disposed 2,500 · Balance 38,125

F3: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2018.

F2: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F3: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2018 Filed Oct 3, 2018 17:19 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 1,247 $43.41 $54,132.27
Disclosure

SEC source: 0001618732-18-000145 · wf-form4_153860155510731.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,816

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:19 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000145 · wf-form4_153860155510731.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,125

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:19 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000145 · wf-form4_153860155510731.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2018.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 19:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000124 · wf-form4_153731190969666.xml · derivative · entry 5

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Class A Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 19:05 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 2,651 $49.13 $130,231.17
Disclosure

SEC source: 0001618732-18-000124 · wf-form4_153731190969666.xml · nonDerivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,694

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 19:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000124 · wf-form4_153731190969666.xml · derivative · entry 4

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Class A Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 19:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000124 · wf-form4_153731190969666.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 19:05 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000124 · wf-form4_153731190969666.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 15:21 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 1,271 $50.34 $63,983.28
Disclosure

SEC source: 0001618732-18-000097 · wf-form4_153064565586474.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,345

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 15:21 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000097 · wf-form4_153064565586474.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 15:21 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000097 · wf-form4_153064565586474.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 16:10 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 2,512 $61.86 $155,397.34
Disclosure

SEC source: 0001618732-18-000085 · wf-form4_152943899748350.xml · nonDerivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,116

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:10 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000085 · wf-form4_152943899748350.xml · derivative · entry 5

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Class A Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:10 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000085 · wf-form4_152943899748350.xml · derivative · entry 4

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class A Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:10 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000085 · wf-form4_152943899748350.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:10 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000085 · wf-form4_152943899748350.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 18:26 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 30,000 $63.37 $1,901,007.00
Disclosure

SEC source: 0001618732-18-000081 · wf-form4_152901518773621.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,628

Read SEC document
April 04, 2018 Filed Apr 6, 2018 16:28 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 30,000 $50.22 $1,506,513.00
Disclosure

SEC source: 0001618732-18-000054 · wf-form4_152304650001350.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,628

Read SEC document
April 02, 2018 Filed Apr 3, 2018 16:29 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 1,262 $48.29 $60,945.39
Disclosure

SEC source: 0001618732-18-000048 · wf-form4_152278734642534.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,628

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 16:29 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000048 · wf-form4_152278734642534.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 16:29 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000048 · wf-form4_152278734642534.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2018.

Read SEC document
March 16, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 1,781 $53.71 $95,660.36
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · nonDerivative · entry 6

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,390

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · derivative · entry 10

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Class A Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F7 · derivative.exercise_date: The 50,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F7 · derivative.expiration_date: The 50,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · derivative · entry 9

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,375

Underlying: Class A Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F6 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F6 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · nonDerivative · entry 5

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · nonDerivative · entry 4

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,917 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · derivative · entry 8

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,827

Underlying: Class A Common Stock · 22,917 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. The 100,000 total shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,085 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · derivative · entry 7

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,085 shares

Expires 2023-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was fully vested and exercisable on May 29, 2017.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 32,002 $54.36 $1,739,657.52
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · nonDerivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,171

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $54.33 to $54.53. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 22,917 $3.20 $73,334.40
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:16 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 9,085 $1.22 $11,083.70
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:27 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 60,000 $35.87 $2,151,930.00
Disclosure

SEC source: 0001618732-18-000004 · wf-form4_151510484821979.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,171

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.20 to $36.17. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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December 20, 2017 Filed Dec 21, 2017 20:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 31,250 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000239 · wf-form4_151390582020100.xml · derivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,744

Underlying: Class A Common Stock · 31,250 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

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December 20, 2017 Filed Dec 21, 2017 20:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 31,250 $3.20 $100,000.00
Disclosure

SEC source: 0001618732-17-000239 · wf-form4_151390582020100.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 16:50 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 992 $36.03 $35,741.76
Disclosure

SEC source: 0001618732-17-000217 · wf-form4_151372021615613.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,921

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000217 · wf-form4_151372021615613.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Class A Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022.

F3 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:50 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000217 · wf-form4_151372021615613.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 18:43 UTC Nutanix, Inc. NTNX · Entity 3296 GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000200 · wf-form4_151329500248433.xml · derivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 16:21 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,006 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000173 · wf-form4_151190409910307.xml · derivative · entry 5

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,994

Underlying: Class A Common Stock · 21,006 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 16:21 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 915 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000173 · wf-form4_151190409910307.xml · derivative · entry 4

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,085

Underlying: Class A Common Stock · 915 shares

Expires 2023-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was fully vested and exercisable on May 29, 2017.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 16:21 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 30,000 $34.00 $1,020,147.00
Disclosure

SEC source: 0001618732-17-000173 · wf-form4_151190409910307.xml · nonDerivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,038

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.00 to $34.07. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 16:21 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 21,006 $3.20 $67,219.20
Disclosure

SEC source: 0001618732-17-000173 · wf-form4_151190409910307.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 16:21 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 915 $1.22 $1,116.30
Disclosure

SEC source: 0001618732-17-000173 · wf-form4_151190409910307.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 17:12 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000163 · wf-form4_151069745299574.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2023-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was fully vested and exercisable as of May 29, 2017.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 17:12 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 30,000 $29.11 $873,267.00
Disclosure

SEC source: 0001618732-17-000163 · wf-form4_151069745299574.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,117

F2 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $29.00 to $29.41. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 17:12 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 30,000 $1.22 $36,600.00
Disclosure

SEC source: 0001618732-17-000163 · wf-form4_151069745299574.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 17:32 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 992 $22.07 $21,890.76
Disclosure

SEC source: 0001618732-17-000128 · wf-form4_150585673789545.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,117

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 17:32 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000128 · wf-form4_150585673789545.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,125

Underlying: Class A Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022.

F3 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 17:32 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000128 · wf-form4_150585673789545.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2017 Filed Jul 20, 2017 17:06 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001334367-17-000002 · wf-form4_150058476605113.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2023-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.