organization · Reporting owner

Lightspeed General Partner VII, L.P.

Disclosed activity across 3 companies

Tapewire entity: 163827
SEC CIK: 0001602663

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AEROHIVE NETWORKS, INCHIVE · Entity 155534	10% owner	August 30, 2018	September 04, 2018
Nutanix, Inc.NTNX · Entity 3296	10% owner	May 30, 2017	June 01, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEROHIVE NETWORKS, INC

Report date August 30, 2018 · Filed September 04, 2018

Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed Ultimate General Partner VII, Ltd., LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Mhatre Ravi, Nieh Peter

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VII, L.P.	4,397,897	Reported balance After 2018-08-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-08-30 · Other · Disposed 628,270 · Balance 4,397,897 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F3: The shares are held of record by Lightspeed VII.
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed General Partner VII, L.P.	0	Last balance in matching sequence After 2018-08-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2018-08-30 · Other · Acquired 130,679 · Balance 130,679 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4: The shares are held of record by LGP VII. Row 3 · 2018-08-30 · Other · Disposed 130,679 · Balance 0 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4: The shares are held of record by LGP VII.
Common StockSEC Table I · non-derivative	IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008	90,781	Reported balance After 2018-08-30 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
Common StockSEC Table I · non-derivative	Direct	92,763	Reported balance After 2018-08-30 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2018-08-30 · Other · Acquired 19,564 · Balance 92,763 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7: The shares are held of record by Ravi Mhatre.
Common StockSEC Table I · non-derivative	Direct	90,781	Reported balance After 2018-08-30 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8: The shares are held of records by Peter Y. Nieh.
Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VIII, L.P.	10,192	Reported balance Holding disclosure · report date 2018-08-30 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 10,192 F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

Filing footnotes · ownership attribution and instrument terms

F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

F3: The shares are held of record by Lightspeed VII.

F4: The shares are held of record by LGP VII.

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F7: The shares are held of record by Ravi Mhatre.

F8: The shares are held of records by Peter Y. Nieh.

F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.

Nutanix, Inc.

Report date May 30, 2017 · Filed June 01, 2017

Jointly reported with LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed Venture Partners VII, L.P., Lightspeed Ultimate General Partner VII, Ltd., Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Nieh Peter, SCHAEPE CHRISTOPHER J

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VII, L.P.	0	Reported balance After 2017-05-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-05-30 · Other · Disposed 4,631,331 · Balance 0 F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3: The shares are held of record by Lightspeed VII.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed General Partner VII, L.P.	0	Last balance in matching sequence After 2017-05-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2017-05-30 · Other · Acquired 1,192,558 · Balance 1,192,558 F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII. Row 3 · 2017-05-30 · Other · Disposed 1,192,558 · Balance 0 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F4: The shares are held of record by LGP VII.
Class A Common StockSEC Table I · non-derivative	Direct	273,777	Reported balance After 2017-05-30 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2017-05-30 · Other · Acquired 174,008 · Balance 273,777 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F17: The shares are held of record by Peter Nieh.
Class A Common StockSEC Table I · non-derivative	IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008	0	Last balance in matching sequence After 2017-05-31 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 5 · 2017-05-30 · Other · Acquired 174,008 · Balance 190,355 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Row 7 · 2017-05-30 · Sale · Disposed 139,657 · Balance 50,698 F8: These sales were executed in multiple trades at prices ranging from $18.75 to $19.72. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Row 8 · 2017-05-31 · Sale · Disposed 50,698 · Balance 0 F9: These sales were executed in multiple trades at prices ranging from $18.75 to $18.86. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997	213,955	Last balance in matching sequence After 2017-05-30 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 6 · 2017-05-30 · Other · Acquired 174,008 · Balance 238,955 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Row 9 · 2017-05-30 · Sale · Disposed 25,000 · Balance 213,955 F10: These sales were executed in multiple trades at prices ranging from $18.26 to $18.465. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. F7: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VIII, L.P.	3,759,643	Reported balance After 2017-05-31 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2017-05-31 · Conversion · Acquired 3,007,715 · Balance 3,759,643 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F12: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F13: The shares are held of record by Lightspeed VIII.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners Select, L.P.	190,363	Reported balance After 2017-05-31 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2017-05-31 · Conversion · Acquired 190,363 · Balance 190,363 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F14: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F15: The shares are held of record by Lightspeed Select.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners VIII, L.P.	11,441,783	Reported balance After 2017-05-31 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2017-05-31 · Conversion · Disposed 3,007,715 · Balance 11,441,783 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F12: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F13: The shares are held of record by Lightspeed VIII.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners Select, L.P.	0	Reported balance After 2017-05-31 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2017-05-31 · Conversion · Disposed 190,363 · Balance 0 F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F14: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F15: The shares are held of record by Lightspeed Select.
Class A Common StockSEC Table I · non-derivative	IndirectBy Schaepe-Chiu Investments I LP - Fund 1	86,148	Reported balance Holding disclosure · report date 2017-05-30 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 86,148 F16: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: The shares are held of record by Lightspeed VII.

F4: The shares are held of record by LGP VII.

F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F7: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

F8: These sales were executed in multiple trades at prices ranging from $18.75 to $19.72. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F9: These sales were executed in multiple trades at prices ranging from $18.75 to $18.86. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F10: These sales were executed in multiple trades at prices ranging from $18.26 to $18.465. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F11: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F12: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F13: The shares are held of record by Lightspeed VIII.

F14: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F15: The shares are held of record by Lightspeed Select.

F16: The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.

F17: The shares are held of record by Peter Nieh.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MULESOFT, INC

Report date May 01, 2018 · Filed May 03, 2018

Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed Ultimate General Partner VII, Ltd., Eggers Barry, Nieh Peter, SCHAEPE CHRISTOPHER J

Section 16 reporting ended · disclosed 2018-05-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners VII, L.P.	Last balance in matching sequence After 2018-05-01 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2018-05-01 · Conversion · Acquired 10,847,715 · Balance 10,847,715 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 3 · 2018-05-01 · Other · Disposed 10,847,715 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Lightspeed Venture Partners Select, L.P.	Last balance in matching sequence After 2018-05-01 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2018-05-01 · Conversion · Acquired 3,171,808 · Balance 3,171,808 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Row 4 · 2018-05-01 · Other · Disposed 3,171,808 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008	Reported balance After 2018-05-01 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2018-05-01 · Other · Disposed 4,099 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4. F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy Peter Y. Nieh	Reported balance After 2018-05-01 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2018-05-01 · Other · Disposed 170,647 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4.
Class A Common StockSEC Table I · non-derivative	IndirectBy The Schaepe-Chiu Living Trust Dated 11/5/1997	Reported balance After 2018-05-01 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2018-05-01 · Other · Disposed 164,330 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4. F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
Class A Common StockSEC Table I · non-derivative	IndirectBy Nieh Investments LP - Fund 3	Reported balance After 2018-05-01 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2018-05-01 · Other · Disposed 945 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.
Class A Common StockSEC Table I · non-derivative	IndirectBy Schaepe-Chiu Investments I LP - Fund 2	Reported balance After 2018-05-01 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2018-05-01 · Other · Disposed 567 · Balance 0 F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners VII, L.P.	Reported balance After 2018-05-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2018-05-01 · Conversion · Disposed 10,847,715 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Lightspeed Venture Partners Select, L.P.	Reported balance After 2018-05-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2018-05-01 · Conversion · Disposed 3,171,808 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock.

F2: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.

F3: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein.

F4: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock.

F5: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4.

F6: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.

F7: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4.

F8: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4.

F9: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

F10: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity.

F11: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 30, 2018 Filed Sep 4, 2018 18:23 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-055107 · a4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,781 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.direct: The shares are held of records by Peter Y. Nieh. Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:23 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,564	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-055107 · a4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,763 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.direct: The shares are held of record by Ravi Mhatre. Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:23 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-055107 · a4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 90,781 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:23 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-055107 · a4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:23 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-055107 · a4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,679 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:23 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,270	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-055107 · a4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 4,397,897 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
August 22, 2018 Filed Aug 24, 2018 18:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-053567 · a4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,635 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.direct: The shares are held of records by Peter Y. Nieh. Read SEC document
August 22, 2018 Filed Aug 24, 2018 18:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,564	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-053567 · a4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,199 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.direct: The shares are held of record by Ravi Mhatre. Read SEC document
August 22, 2018 Filed Aug 24, 2018 18:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-053567 · a4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 71,635 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
August 22, 2018 Filed Aug 24, 2018 18:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-053567 · a4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
August 22, 2018 Filed Aug 24, 2018 18:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-053567 · a4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,679 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
August 22, 2018 Filed Aug 24, 2018 18:36 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,270	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-053567 · a4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 5,026,167 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052649 · a4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,489 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.direct: The shares are held of records by Peter Y. Nieh. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,564	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052649 · a4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,635 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.direct: The shares are held of record by Ravi Mhatre. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	19,146	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052649 · a4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 52,489 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052649 · a4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	130,679	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052649 · a4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 130,679 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	628,270	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052649 · a4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 5,654,437 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
August 10, 2018 Filed Aug 14, 2018 18:28 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	33,343	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052030 · a4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,343 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F9 · ownership.direct: The shares are held by Peter Y. Nieh Read SEC document
August 10, 2018 Filed Aug 14, 2018 18:28 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	34,071	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052030 · a4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,071 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.direct: The Share are held by Ravi Mhatre Read SEC document
August 10, 2018 Filed Aug 14, 2018 18:28 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	33,343	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052030 · a4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 33,343 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
August 10, 2018 Filed Aug 14, 2018 18:28 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	227,580	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052030 · a4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F5 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F5 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
August 10, 2018 Filed Aug 14, 2018 18:28 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	227,580	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052030 · a4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 227,580 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
August 10, 2018 Filed Aug 14, 2018 18:28 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	1,094,118	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-052030 · a4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner LIGHTSPEED VENTURE PARTNERS VIII LP · CIK 0001435573 · 10% owner Lightspeed General Partner VIII, L.P. · CIK 0001522569 · 10% owner Lightspeed Ultimate General Partner VIII, Ltd. · CIK 0001522568 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Mhatre Ravi · CIK 0001366050 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 6,282,707 F1 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F1 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	ConversionClass B Common Stock · Derivative	3,171,808	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · derivative · entry 11 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 3,171,808 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · kind: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · price: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · derivative.exercise_date: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · derivative.expiration_date: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3 · ownership.nature: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	ConversionClass B Common Stock · Derivative	10,847,715	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · derivative · entry 10 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 10,847,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · kind: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · price: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · derivative.exercise_date: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · derivative.expiration_date: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2 · ownership.nature: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	567	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 9 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Schaepe-Chiu Investments I LP - Fund 2 Disclosed balance after: 0 F4 · kind: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F4 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F11 · ownership.nature: The shares were held of record by Schaepe-Chiu Investments I LP - Fund 2. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. Mr. Mhatre is a director of the Issuer and files separate reports under Section 16 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	945	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 8 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Nieh Investments LP - Fund 3 Disclosed balance after: 0 F4 · kind: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F4 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F10 · ownership.nature: The shares were held of record by Nieh Family Investments LP - Fund 3. Peter Nieh serves as co-trustee of the general partner of such entity. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	164,330	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 7 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997 Disclosed balance after: 0 F4 · kind: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F8 · shares: Subsequent to Christopher J. Schaepe's most recent Section 16 report, The Schaepe-Chiu Living Trust Dated November 5, 1997 gifted 8,085 shares of Class A common stock, which transactions were not required to be reported on a Form 4. F4 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F9 · ownership.nature: The shares were held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	170,647	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Peter Y. Nieh Disclosed balance after: 0 F4 · kind: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F7 · shares: Subsequent to Peter Nieh's most recent Section 16 report, Peter Nieh gifted 1,390 shares of Class A common stock, which transactions were not required to be reported on a Form 4. F4 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	4,099	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 0 F4 · kind: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F5 · shares: Subsequent to Barry Eggers' most recent Section 16 report, Barry Eggers Revocable Trust dtd 6/4/2008 gifted 2,260 shares of Class A common stock, which transaction was not required to be reported on a Form 4. F4 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F6 · ownership.nature: The shares were held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	3,171,808	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 0 F4 · kind: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F4 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F3 · ownership.nature: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	10,847,715	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F4 · kind: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F4 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock. F2 · ownership.nature: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	ConversionClass A Common Stock	3,171,808	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners Select, L.P. Disclosed balance after: 3,171,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · price: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F3 · ownership.nature: The shares were held of record by Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Read SEC document
May 01, 2018 Filed May 3, 2018 18:55 UTC	MULESOFT, INC MULE · Entity 12294	ConversionClass A Common Stock	10,847,715	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-18-030347 · a4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 10,847,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F1 · price: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2 · ownership.nature: The shares were held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim beneficial ownership of the shares except to the extent of their respective pecuniary interests therein. Read SEC document
February 21, 2018 Filed Feb 23, 2018 19:12 UTC	MULESOFT, INC MULE · Entity 12294	ConversionClass B Common Stock · Derivative	1,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-013148 · doc4.xml · derivative · entry 10 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture partners VII, L.P. Disclosed balance after: 10,847,715 Underlying: Class A Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.exercise_date: Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.expiration_date: Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
February 21, 2018 Filed Feb 23, 2018 19:12 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	56,359	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 7 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 172,415 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
February 21, 2018 Filed Feb 23, 2018 19:12 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	56,359	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Peter Y. Nieh Disclosed balance after: 172,037 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). Read SEC document
February 21, 2018 Filed Feb 23, 2018 19:12 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	56,359	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 56,359 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
February 21, 2018 Filed Feb 23, 2018 19:12 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	386,250	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
February 21, 2018 Filed Feb 23, 2018 19:12 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	386,250	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 386,250 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
February 21, 2018 Filed Feb 23, 2018 19:12 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	1,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
February 21, 2018 Filed Feb 23, 2018 19:12 UTC	MULESOFT, INC MULE · Entity 12294	ConversionClass A Common Stock	1,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-013148 · doc4.xml · nonDerivative · entry 1 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Lightspeed Venture Partners VII, L.P. Disclosed balance after: 1,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
December 04, 2017 Filed Dec 6, 2017 20:02 UTC	MULESOFT, INC MULE · Entity 12294	ConversionClass B Common Stock · Derivative	1,700,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-064281 · doc4.xml · derivative · entry 10 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture partners VII, L.P. Disclosed balance after: 12,347,715 Underlying: Class A Common Stock · 1,700,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · kind: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F1 · price: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.exercise_date: Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F11 · derivative.expiration_date: Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document
December 04, 2017 Filed Dec 6, 2017 20:02 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	57,839	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 7 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Schaepe-Chiu Living Trust dated 11/5/97 Disclosed balance after: 116,056 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Read SEC document
December 04, 2017 Filed Dec 6, 2017 20:02 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	57,839	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 6 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Peter Y. Nieh Disclosed balance after: 115,678 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). Read SEC document
December 04, 2017 Filed Dec 6, 2017 20:02 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	57,839	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 5 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Eggers Revocable Trust dtd 6/4/2008 Disclosed balance after: 57,839 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7 · ownership.nature: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. Read SEC document
December 04, 2017 Filed Dec 6, 2017 20:02 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	395,670	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 4 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 0 F6 · kind: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6 · price: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
December 04, 2017 Filed Dec 6, 2017 20:02 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	395,670	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 3 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed General Partner VII, L.P. Disclosed balance after: 395,670 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: The shares are held of record by LGP VII. Read SEC document
December 04, 2017 Filed Dec 6, 2017 20:02 UTC	MULESOFT, INC MULE · Entity 12294	OtherClass A Common Stock	1,700,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-064281 · doc4.xml · nonDerivative · entry 2 Lightspeed Venture Partners VII, L.P. · CIK 0001347126 · 10% owner Lightspeed General Partner VII, L.P. · CIK 0001602663 · 10% owner Lightspeed Ultimate General Partner VII, Ltd. · CIK 0001602662 · 10% owner SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner Eggers Barry · CIK 0001366048 · 10% owner Nieh Peter · CIK 0001366051 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Lightspeed Venture Partners VII, L.P. Disclosed balance after: 0 F4 · kind: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F4 · price: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2 · ownership.nature: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: The shares are held of record by Lightspeed VII. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.