Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADOBE INC.ADBE · Entity 2895 | Director | April 15, 2026 | April 17, 2026 |
| Nutanix, Inc.NTNX · Entity 3296 | 10% owner | March 09, 2021 | March 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADOBE INC.
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,920 |
Reported balance
After 2026-04-15 transaction · row 1
1 source rowRow 1 · 2026-04-15 · Exercise / conversion · Acquired 900 · Balance 5,920 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-04-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-15 · Exercise / conversion · Disposed 900 · Balance 0 F1: This restricted stock unit award vested in full on April 15, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,367 |
Reported balance
After 2026-04-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-15 · Grant · Acquired 1,367 · Balance 1,367 F2: Vests 100% on the day of the Issuer's next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit award vested in full on April 15, 2026.
F2: Vests 100% on the day of the Issuer's next annual meeting of stockholders.
Nutanix, Inc.
Report date March 09, 2021 · Filed March 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-03-09 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2021-03-09 · Exercise / conversion · Acquired 886,000 · Balance 886,000 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 2 · 2021-03-09 · Sale · Disposed 886,000 · Balance 0 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 3 · 2021-03-09 · Exercise / conversion · Acquired 38,348 · Balance 38,348 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 4 · 2021-03-09 · Sale · Disposed 38,348 · Balance 0 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 5 · 2021-03-09 · Exercise / conversion · Acquired 285,652 · Balance 285,652 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 6 · 2021-03-09 · Sale · Disposed 285,652 · Balance 0 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.05 | Direct | 1,205,000 |
Reported balance
After 2021-03-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-09 · Exercise / conversion · Disposed 886,000 · Balance 1,205,000 F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.05 | Direct | 500,000 |
Reported balance
After 2021-03-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-09 · Exercise / conversion · Disposed 705,000 · Balance 500,000 F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 | Direct | 0 |
Reported balance
After 2021-03-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-03-09 · Exercise / conversion · Disposed 500,000 · Balance 0 F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 666,652 |
Reported balance
After 2021-03-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-09 · Exercise / conversion · Acquired 666,652 · Balance 666,652 F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 881,000 |
Reported balance
After 2021-03-09 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-03-09 · Exercise / conversion · Acquired 214,348 · Balance 881,000 F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 4,579,818 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 4,579,818 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F6: The shares are held of record by The Pandey Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 2,467,385 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,467,385 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F7: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 532,615 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 532,615 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F8: The Pandey 2017 Irrevocable Descendant's Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 381,218 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 381,218 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 381,218 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 381,218 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F10: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 381,218 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 381,218 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F11: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021.
F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.
F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
F6: The shares are held of record by The Pandey Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
F7: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee
F8: The Pandey 2017 Irrevocable Descendant's Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
F9: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
F10: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
F11: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2026 Filed Apr 17, 2026 20:37 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 1,367 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-26-000094 · wk-form4_1776458256.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,367 Underlying: Common Stock · 1,367 shares Expires not disclosed F2 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F2 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:37 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-26-000094 · wk-form4_1776458256.xml · derivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 15, 2026. F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 15, 2026. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:37 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-26-000094 · wk-form4_1776458256.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 22:55 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-019451 · wk-form4_1745448906.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 900 shares Expires not disclosed F2 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F2 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 22:55 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 633 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-019451 · wk-form4_1745448906.xml · derivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 22, 2025. F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 22, 2025. Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 22:55 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 633 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-019451 · wk-form4_1745448906.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:39 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 633 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-24-000103 · wk-form4_1713559147.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 633 Underlying: Common Stock · 633 shares Expires not disclosed F2 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F2 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:39 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-24-000103 · wk-form4_1713559147.xml · derivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 17, 2024. F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 17, 2024. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:39 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-24-000103 · wk-form4_1713559147.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:03 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 836 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-23-000104 · wf-form4_168237014771880.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 836 Underlying: Common Stock · 836 shares Expires not disclosed F2 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F2 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:03 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-23-000104 · wf-form4_168237014771880.xml · derivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 20, 2023. F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 20, 2023. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:03 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 672 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-23-000104 · wf-form4_168237014771880.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 23:05 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-22-000118 · wf-form4_165032313334298.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672 Underlying: Common Stock · 672 shares Expires not disclosed F2 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F2 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 23:05 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-22-000118 · wf-form4_165032313334298.xml · derivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 14, 2022. F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 14, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 23:05 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-22-000118 · wf-form4_165032313334298.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:26 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Units · Derivative | 615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-21-000101 · wf-form4_161903676229069.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615 Underlying: Common Stock · 615 shares Expires not disclosed F2 · derivative.exercise_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. F2 · derivative.expiration_date: Vests 100% on the day of the Issuer's next annual meeting of stockholders. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:26 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-21-000101 · wf-form4_161903676229069.xml · derivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 19, 2021 F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 19, 2021 Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:26 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 924 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-21-000101 · wf-form4_161903676229069.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass B Common Stock · Derivative | 214,348 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · derivative · entry 11 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,000 Underlying: Class B Common Stock · 214,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 500,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · derivative · entry 10 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. F3 · derivative.expiration_date: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass B Common Stock · Derivative | 666,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · derivative · entry 9 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,652 Underlying: Class A Common Stock · 666,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 705,000 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · derivative · entry 8 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class B Common Stock · 705,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. F3 · derivative.expiration_date: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 886,000 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · derivative · entry 7 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,000 Underlying: Class B Common Stock · 886,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. F3 · derivative.expiration_date: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 285,652 | $27.13 | $7,750,195.80 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · nonDerivative · entry 6 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 285,652 | $12.00 | $3,427,824.00 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · nonDerivative · entry 5 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 38,348 | $26.31 | $1,008,935.88 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · nonDerivative · entry 4 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 38,348 | $0.49 | $18,790.52 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · nonDerivative · entry 3 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 886,000 | $26.31 | $23,310,660.00 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 02:54 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 886,000 | $0.49 | $434,140.00 |
DisclosureSEC source: 0000899243-21-011251 · doc4.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 22:52 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 9,330 | $31.73 | $296,040.90 |
DisclosureSEC source: 0001618732-20-000181 · wf-form4_160833195651208.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · 10% owner · Founder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,628 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| December 15, 2020 Filed Dec 15, 2020 23:03 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000174 · wf-form4_160807337994589.xml · derivative · entry 4 Pandey Dheeraj · CIK 0001685495 · 10% owner · Founder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F3 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. As of the date of this report, the Reporting Person is continuing to provide service to the Issuer, as Founder, and will do so until the end of his employment period on December 18, 2020. All RSUs held by the Reporting Person that remain unvested as of December 18, 2020 will be cancelled. F3 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. As of the date of this report, the Reporting Person is continuing to provide service to the Issuer, as Founder, and will do so until the end of his employment period on December 18, 2020. All RSUs held by the Reporting Person that remain unvested as of December 18, 2020 will be cancelled. Read SEC document |
| December 15, 2020 Filed Dec 15, 2020 23:03 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000174 · wf-form4_160807337994589.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · 10% owner · Founder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F2 · derivative.exercise_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. As of the date of this report, the Reporting Person is continuing to provide service to the Issuer, as Founder, and will do so until the end of his employment period on December 18, 2020. All RSUs held by the Reporting Person that remain unvested as of December 18, 2020 will be cancelled. F2 · derivative.expiration_date: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. As of the date of this report, the Reporting Person is continuing to provide service to the Issuer, as Founder, and will do so until the end of his employment period on December 18, 2020. All RSUs held by the Reporting Person that remain unvested as of December 18, 2020 will be cancelled. Read SEC document |
| December 15, 2020 Filed Dec 15, 2020 23:03 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000174 · wf-form4_160807337994589.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · 10% owner · Founder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 15, 2020 23:03 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000174 · wf-form4_160807337994589.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · 10% owner · Founder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2020 Filed Oct 7, 2020 23:18 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 302,228 | $21.56 | $6,516,035.68 |
DisclosureSEC source: 0001618732-20-000128 · wf-form4_160211267040735.xml · nonDerivative · entry 5 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.35 to $21.865. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. F3 · ownership.direct: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 23:18 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 281,837 | $22.02 | $6,206,050.74 |
DisclosureSEC source: 0001618732-20-000128 · wf-form4_160211267040735.xml · nonDerivative · entry 4 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 302,228 F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.50 to $22.50. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. F3 · ownership.direct: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 23:18 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 682,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000128 · wf-form4_160211267040735.xml · derivative · entry 6 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,579,818 Underlying: Class A Common Stock · 682,285 shares Expires not disclosed F7 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F2 · kind: The reporting person has elected to convert the securities from Class B common stock into Class A common stock. F1 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F1 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F3 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 23:18 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 98,220 | $22.11 | $2,171,644.20 |
DisclosureSEC source: 0001618732-20-000128 · wf-form4_160211267040735.xml · nonDerivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 584,065 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $22.00 to $22.40. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. F3 · ownership.direct: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 23:18 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 682,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000128 · wf-form4_160211267040735.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 682,285 F1 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F2 · kind: The reporting person has elected to convert the securities from Class B common stock into Class A common stock. F3 · ownership.direct: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 22:50 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 8,148 | $22.84 | $186,100.32 |
DisclosureSEC source: 0001618732-20-000097 · wf-form4_160046939007431.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,208 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:24 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000092 · wf-form4_160029505780998.xml · derivative · entry 4 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:24 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000092 · wf-form4_160029505780998.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:24 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000092 · wf-form4_160029505780998.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:24 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000092 · wf-form4_160029505780998.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 330,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000085 · wf-form4_159916502421271.xml · derivative · entry 4 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,262,103 Underlying: Class A Common Stock · 330,835 shares Expires not disclosed F5 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: The reporting person has elected to convert the securities from Class B common stock into Class A common stock. F2 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F2 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F2 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F6 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 11,128 | $27.96 | $311,192.29 |
DisclosureSEC source: 0001618732-20-000085 · wf-form4_159916502421271.xml · nonDerivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,606 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $27.87 to $28.01. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 338,872 | $28.39 | $9,619,220.59 |
DisclosureSEC source: 0001618732-20-000085 · wf-form4_159916502421271.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $28.01 to $28.88. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 20:30 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 330,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000085 · wf-form4_159916502421271.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 338,872 F1 · kind: The reporting person has elected to convert the securities from Class B common stock into Class A common stock. F2 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 22:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 6,576 | $23.12 | $152,022.65 |
DisclosureSEC source: 0001618732-20-000079 · wf-form4_159251989339374.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,734 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 22:40 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000069 · wf-form4_159234721324923.xml · derivative · entry 5 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Class A Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.