Tapewire

Nasdaq · USD

NTHI

NEONC TECHNOLOGIES HOLDINGS, INC.

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Tapewire entity
6646
SEC CIK
0001979414
Parsed reports
64

Last 12 months

Inside the activity.

30 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 2026110
May 202610
Jun 202600
Jul 202600
Aug 202680
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 16, 2026 00:47 UTC
Heshmatpour Amir FDirector · CEO, President · 10% owner
PurchaseCommon Stock 35,000 $3.30 $115,395.00
Disclosure

SEC source: 0001213900-26-100269 · marketforms-73992.xml · nonDerivative · entry 5

Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,183,000

F5 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F6 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.28 to $3.34 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

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September 14, 2026 Filed Sep 16, 2026 00:47 UTC
Heshmatpour Amir FDirector · CEO, President · 10% owner
PurchaseCommon Stock 15,000 $3.96 $59,400.00
Disclosure

SEC source: 0001213900-26-100269 · marketforms-73992.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,148,000

F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

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September 14, 2026 Filed Sep 16, 2026 00:45 UTC
CHEN THOMAS CDirector · CEO · 10% owner
PurchaseCommon Stock 5,242 $3.82 $19,998.23
Disclosure

SEC source: 0001213900-26-100266 · marketforms-73995.xml · nonDerivative · entry 8

CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 24,503

Read SEC document
September 14, 2026 Filed Sep 16, 2026 00:44 UTC PurchaseCommon Stock 257 $3.89 $1,000.96
Disclosure

SEC source: 0001213900-26-100265 · marketforms-73997.xml · nonDerivative · entry 1

GARNETT KEITHLY · CIK 0001997371 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,357

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.87 to $3.92 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.

Read SEC document
September 11, 2026 Filed Sep 16, 2026 00:45 UTC
CHEN THOMAS CDirector · CEO · 10% owner
PurchaseCommon Stock 5,556 $3.60 $20,001.60
Disclosure

SEC source: 0001213900-26-100266 · marketforms-73995.xml · nonDerivative · entry 1

CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 19,261

Read SEC document
September 11, 2026 Filed Sep 14, 2026 10:00 UTC
Heshmatpour Amir FDirector · CEO, President · 10% owner
PurchaseCommon Stock 37,000 $3.67 $135,619.80
Disclosure

SEC source: 0001213900-26-099422 · marketforms-73987.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,133,000

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.66 to $3.68 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
August 18, 2026 Filed Aug 18, 2026 18:30 UTC
Heshmatpour Amir FDirector · CEO, President · 10% owner
PurchaseCommon Stock 9,000 $5.54 $49,860.00
Disclosure

SEC source: 0001213900-26-091150 · marketforms-73787.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,096,000

F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
August 18, 2026 Filed Aug 21, 2026 01:15 UTC
CHEN THOMAS CDirector · CEO · 10% owner
PurchaseCommon Stock 12,757 $5.49 $69,997.66
Disclosure

SEC source: 0001213900-26-092277 · marketforms-73819.xml · nonDerivative · entry 1

CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 13,705

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.275 to $5.82 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

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August 17, 2026 Filed Aug 17, 2026 22:49 UTC
Heshmatpour Amir FDirector · CEO, President · 10% owner
PurchaseCommon Stock 3,000 $4.37 $13,119.90
Disclosure

SEC source: 0001213900-26-090894 · marketforms-73779.xml · nonDerivative · entry 2

Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,087,000

F1 · shares: The aggregate number of shares of common stock (the "Shares") of Issuer purchased by the Reporting Person on the same date at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.09 to $4.94 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F4 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 20:13 UTC
CHEN THOMAS CDirector · CEO · 10% owner
PurchaseCommon Stock 2,472 $4.04 $9,998.00
Disclosure

SEC source: 0001213900-26-091231 · marketforms-72989.xml · nonDerivative · entry 2

CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,531

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.04 to $4.1699 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F4 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.

Read SEC document
August 17, 2026 Filed Aug 21, 2026 01:15 UTC Amendment
CHEN THOMAS CDirector · Chief Scientific Officer · 10% owner
PurchaseCommon Stock 2,472 $4.04 $9,998.00
Disclosure

SEC source: 0001213900-26-092276 · marketforms-73820.xml · nonDerivative · entry 4

CHEN THOMAS C · CIK 0001998682 · Director · Chief Scientific Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,531

F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F5 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.04 to $4.1699 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F4 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 22:49 UTC
Heshmatpour Amir FDirector · CEO, President · 10% owner
PurchaseCommon Stock 12,000 $3.79 $45,459.60
Disclosure

SEC source: 0001213900-26-090894 · marketforms-73779.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,084,000

F1 · shares: The aggregate number of shares of common stock (the "Shares") of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.75 to $3.98 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F4 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:13 UTC
CHEN THOMAS CDirector · CEO · 10% owner
PurchaseCommon Stock 33,787 $3.85 $130,002.24
Disclosure

SEC source: 0001213900-26-091231 · marketforms-72989.xml · nonDerivative · entry 1

CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,059

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.2299 to $4.0993 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

Read SEC document
August 14, 2026 Filed Aug 21, 2026 01:15 UTC Amendment
CHEN THOMAS CDirector · Chief Scientific Officer · 10% owner
PurchaseCommon Stock 33,787 $3.85 $130,002.24
Disclosure

SEC source: 0001213900-26-092276 · marketforms-73820.xml · nonDerivative · entry 3

CHEN THOMAS C · CIK 0001998682 · Director · Chief Scientific Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,059

F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.2299 to $4.0993 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F4 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.

Read SEC document
July 10, 2026 Filed Jul 13, 2026 21:00 UTC GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001829126-26-007540 · ownership.xml · nonDerivative · entry 1

SHOMALI NASIM · CIK 0001997065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,160

F1 · security: Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan").

F2 · shares: Reporting Person was granted an aggregate 50,000 shares of restricted common stock (the "Shares") pursuant to the Plan on July 10, 2026. The Shares vest 100% six months after the date of grant.

F3 · price: Not applicable.

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May 01, 2026 Filed May 4, 2026 18:08 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 10,000 $4.16 $41,592.00
Disclosure

SEC source: 0001213900-26-051440 · marketforms-73051.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,072,000

F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
April 28, 2026 Filed Apr 28, 2026 22:00 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 10,000 $4.52 $45,180.00
Disclosure

SEC source: 0001213900-26-048701 · marketforms-73022.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,062,000

F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
April 24, 2026 Filed Aug 21, 2026 01:15 UTC Amendment
CHEN THOMAS CDirector · Chief Scientific Officer · 10% owner
PurchaseCommon Stock 10,000 $4.80 $48,000.00
Disclosure

SEC source: 0001213900-26-092276 · marketforms-73820.xml · nonDerivative · entry 2

CHEN THOMAS C · CIK 0001998682 · Director · Chief Scientific Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Defined Benefit Plan

Disclosed balance after: 10,000

Read SEC document
April 23, 2026 Filed Apr 24, 2026 01:34 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 10,000 $4.90 $49,000.00
Disclosure

SEC source: 0001213900-26-047218 · marketforms-72988.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,052,000

F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
April 23, 2026 Filed Apr 24, 2026 22:10 UTC
Neman-Ebrahim YoushaChief Clinical Officer
PurchaseCommon Stock 500 $4.88 $2,440.00
Disclosure

SEC source: 0001213900-26-047648 · marketforms-72995.xml · nonDerivative · entry 1

Neman-Ebrahim Yousha · CIK 0002071642 · Chief Clinical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,760

Read SEC document
April 10, 2026 Filed Apr 10, 2026 19:29 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 10,000 $4.90 $48,950.00
Disclosure

SEC source: 0001213900-26-042427 · marketforms-72928.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,042,000

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.84 to $4.95 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
April 10, 2026 Filed Aug 21, 2026 01:15 UTC Amendment
CHEN THOMAS CDirector · Chief Scientific Officer · 10% owner
PurchaseCommon Stock 948 $5.17 $4,898.98
Disclosure

SEC source: 0001213900-26-092276 · marketforms-73820.xml · nonDerivative · entry 1

CHEN THOMAS C · CIK 0001998682 · Director · Chief Scientific Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 948

F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.165 to $5.1722 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

Read SEC document
April 09, 2026 Filed Apr 9, 2026 18:43 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 5,000 $5.19 $25,950.00
Disclosure

SEC source: 0001213900-26-041899 · marketforms-72915.xml · nonDerivative · entry 2

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,032,000

F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
April 09, 2026 Filed Apr 13, 2026 22:15 UTC
SUH, DAVID JR.Chief Accounting Officer
PurchaseCommon Stock 200 $5.00 $1,000.00
Disclosure

SEC source: 0001213900-26-043112 · marketforms-72931.xml · nonDerivative · entry 2

SUH, DAVID JR. · CIK 0002128933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,866

Read SEC document
April 08, 2026 Filed Apr 9, 2026 18:43 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 10,000 $5.61 $56,050.00
Disclosure

SEC source: 0001213900-26-041899 · marketforms-72915.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,027,000

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.57 to $5.64 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
April 06, 2026 Filed Apr 7, 2026 00:55 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 5,000 $6.32 $31,600.00
Disclosure

SEC source: 0001213900-26-040635 · marketforms-72891.xml · nonDerivative · entry 2

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,017,000

F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
April 02, 2026 Filed Apr 7, 2026 00:55 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 20,000 $6.09 $121,798.00
Disclosure

SEC source: 0001213900-26-040635 · marketforms-72891.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,012,000

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $6.0219 to $6.1579 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
March 01, 2026 Filed Apr 13, 2026 22:15 UTC
SUH, DAVID JR.Chief Accounting Officer
GrantCommon Stock · Derivative 58,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-043112 · marketforms-72931.xml · derivative · entry 3

SUH, DAVID JR. · CIK 0002128933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,334

Underlying: Common Stock · 58,334 shares

Expires not disclosed

F1 · security: Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan").

F3 · derivative.exercise_price: Not applicable.

F4 · shares: Performance based restricted common stock granted pursuant to the Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as set forth in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. See also footnote 2.

F3 · price: Not applicable.

F5 · derivative.exercise_date: See footnote 3.

F5 · derivative.expiration_date: See footnote 3.

F6 · derivative.underlying_shares: This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein.

F6 · balance_after: This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein.

Read SEC document
March 01, 2026 Filed Apr 13, 2026 22:15 UTC
SUH, DAVID JR.Chief Accounting Officer
GrantCommon Stock 111,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-043112 · marketforms-72931.xml · nonDerivative · entry 1

SUH, DAVID JR. · CIK 0002128933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,666

F1 · security: Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan").

F2 · shares: Reporting Person was granted an aggregate 170,000 shares of restricted common stock (the "Shares") pursuant to the Plan on March 1, 2026. Of such Shares, 53,333 shares vested on March 1, 2026, and 58,333 shares will vest on the one-year anniversary of the grant. The balance of the Shares are performance based. See footnote 4.

F3 · price: Not applicable.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 02:10 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 6,000 $6.51 $39,060.00
Disclosure

SEC source: 0001213900-25-114323 · marketforms-71231.xml · nonDerivative · entry 3

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,992,000

F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 02:10 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommon Stock 4,000 $6.50 $26,000.00
Disclosure

SEC source: 0001213900-25-114323 · marketforms-71231.xml · nonDerivative · entry 2

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,986,000

Read SEC document
November 21, 2025 Filed Nov 25, 2025 02:10 UTC
Heshmatpour Amir FDirector · President · 10% owner
PurchaseCommonStock 20,000 $5.98 $119,600.00
Disclosure

SEC source: 0001213900-25-114323 · marketforms-71231.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,982,000

F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:46 UTC
Neman-Ebrahim YoushaChief Clinical Officer
PurchaseCommon Stock 1,100 $6.69 $7,359.00
Disclosure

SEC source: 0001213900-25-114257 · marketforms-71333.xml · nonDerivative · entry 1

Neman-Ebrahim Yousha · CIK 0002071642 · Chief Clinical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,260

Read SEC document
November 06, 2025 Filed Nov 11, 2025 02:59 UTC
Heshmatpour Amir FDirector · President · 10% owner
GrantCommonStock 1,200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-108459 · ea70244-031.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,962,000

F1 · security: Restricted common stock granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). Of such shares, 600,000 shares vest on January 2, 2026. The remaining shares vest in twelve tranches of 50,000 shares on the first of each month commencing on February 1, 2026.

F2 · price: Not applicable.

F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

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June 05, 2025 Filed Jun 9, 2025 23:40 UTC
Neman-Ebrahim YoushaChief Clinical Officer
GrantCommon Stock · Derivative 67,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-052777 · marketforms-69803.xml · derivative · entry 2

Neman-Ebrahim Yousha · CIK 0002071642 · Chief Clinical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 67,000 shares

Expires not disclosed

F4 · security: Restricted common stock granted pursuant to Issuer's Incentive Plan. Vesting and exercise of such shares are based on achievement of certain performance metrics. See also footnote 1.

F3 · derivative.exercise_price: Not applicable.

F3 · price: Not applicable.

F4 · derivative.exercise_date: Restricted common stock granted pursuant to Issuer's Incentive Plan. Vesting and exercise of such shares are based on achievement of certain performance metrics. See also footnote 1.

F3 · derivative.expiration_date: Not applicable.

F5 · derivative.underlying_shares: This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in the Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance metrics have been achieved. See also footnote 1.

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June 05, 2025 Filed Jun 9, 2025 23:40 UTC
Neman-Ebrahim YoushaChief Clinical Officer
GrantCommon Stock 133,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-052777 · marketforms-69803.xml · nonDerivative · entry 1

Neman-Ebrahim Yousha · CIK 0002071642 · Chief Clinical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,000

F1 · security: Shares of restricted common stock ("Restricted Stock") granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Incentive Plan"). Pursuant to Reporting Person's Restricted Stock Award Agreement dated June 5, 2025 (the "Agreement"), Issuer granted a total of 200,000 shares of common stock to Reporting Person. Of such shares, (i) 66,000 shares vest seventh months from the date of grant, (ii) one-third, or approximately 67K shares, vest in 29 equal monthly installments thereafter, and (iii) the remaining one-third, or approximately 67K shares, are performance based with vesting predicated on achievement of certain performance metrics.

F2 · shares: See footnote 1.

F3 · price: Not applicable.

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May 23, 2025 Filed May 24, 2025 01:31 UTC
Heshmatpour Amir FDirector · President
PurchaseCommonStock 2,000 $7.39 $14,785.00
Disclosure

SEC source: 0001213900-25-047512 · marketforms-69674.xml · nonDerivative · entry 1

Heshmatpour Amir F · CIK 0001443035 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762,000

F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.36 to $7.49 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: Includes (i) 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

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May 22, 2025 Filed May 24, 2025 01:28 UTC PurchaseCommon Stock 675 $7.29 $4,920.75
Disclosure

SEC source: 0001213900-25-047506 · marketforms-69647.xml · nonDerivative · entry 1

GARNETT KEITHLY · CIK 0001997371 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,900

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May 22, 2025 Filed May 24, 2025 01:30 UTC
CHEN THOMAS CDirector · CEO · 10% owner
PurchaseCommon Stock 2,709 $7.38 $20,000.01
Disclosure

SEC source: 0001213900-25-047511 · marketforms-69672.xml · nonDerivative · entry 2

CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,668

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.38 to $7.4899 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.

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May 21, 2025 Filed May 24, 2025 01:30 UTC
CHEN THOMAS CDirector · CEO · 10% owner
PurchaseCommon Stock 2,759 $7.25 $20,002.47
Disclosure

SEC source: 0001213900-25-047511 · marketforms-69672.xml · nonDerivative · entry 1

CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,959

F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.181 to $7.25 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.

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May 19, 2025 Filed May 22, 2025 21:55 UTC PurchaseCommon Stock 135 $7.23 $976.05
Disclosure

SEC source: 0001213900-25-046941 · marketforms-69571.xml · nonDerivative · entry 1

GARNETT KEITHLY · CIK 0001997371 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,225

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May 16, 2025 Filed May 19, 2025 23:02 UTC
Heshmatpour Amir FDirector · President
PurchaseCommonStock 3,510 $16.87 $59,221.07
Disclosure

SEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 6

Heshmatpour Amir F · CIK 0001443035 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,760,000

F7 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $20.99 to $7.01 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: See footnote 1.

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May 15, 2025 Filed May 19, 2025 23:02 UTC
Heshmatpour Amir FDirector · President
PurchaseCommon Stock 1,500 $7.30 $10,945.05
Disclosure

SEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 5

Heshmatpour Amir F · CIK 0001443035 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,490

F6 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.50 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: See footnote 1.

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May 14, 2025 Filed May 19, 2025 23:02 UTC
Heshmatpour Amir FDirector · President
PurchaseCommon Stock 1,000 $7.27 $7,267.00
Disclosure

SEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 4

Heshmatpour Amir F · CIK 0001443035 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754,990

F5 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.44 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: See footnote 1.

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May 13, 2025 Filed May 20, 2025 01:25 UTC PurchaseCommon Stock 90 $7.01 $631.11
Disclosure

SEC source: 0001213900-25-045600 · marketforms-69532.xml · nonDerivative · entry 1

GARNETT KEITHLY · CIK 0001997371 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,000

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May 13, 2025 Filed May 19, 2025 23:02 UTC
Heshmatpour Amir FDirector · President
PurchaseCommon Stock 990 $7.01 $6,941.78
Disclosure

SEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 3

Heshmatpour Amir F · CIK 0001443035 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753,990

F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.40 to $6.42 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: See footnote 1.

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May 13, 2025 Filed May 22, 2025 21:54 UTC Amendment PurchaseCommon Stock 90 $7.01 $631.11
Disclosure

SEC source: 0001213900-25-046938 · marketforms-69621.xml · nonDerivative · entry 1

GARNETT KEITHLY · CIK 0001997371 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,090

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May 12, 2025 Filed May 19, 2025 23:02 UTC
Heshmatpour Amir FDirector · President
PurchaseCommon Stock 1,400 $7.23 $10,123.96
Disclosure

SEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 2

Heshmatpour Amir F · CIK 0001443035 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753,000

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.28 to $7.11 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

F3 · balance_after: See footnote 1.

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May 12, 2025 Filed May 19, 2025 21:27 UTC
Delshad JimDirector
PurchaseCommon Stock 5,000 $7.22 $36,110.00
Disclosure

SEC source: 0001213900-25-045603 · marketforms-69533.xml · nonDerivative · entry 3

Delshad Jim · CIK 0001605790 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,310

F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.38 to $6.99 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

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May 12, 2025 Filed May 20, 2025 01:24 UTC
CHEN THOMAS CDirector · CEO · 10% owner
PurchaseCommon Stock 400 $7.00 $2,800.00
Disclosure

SEC source: 0001213900-25-045595 · marketforms-69536.xml · nonDerivative · entry 1

CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,200

F1 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.