Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEONC TECHNOLOGIES HOLDINGS, INC.NTHI · Entity 6646 | Director · CEO · 10% owner | September 11, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEONC TECHNOLOGIES HOLDINGS, INC.
Report date September 11, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 19,261 |
Reported balance
After 2026-09-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-11 · Purchase · Acquired 5,556 · Balance 19,261 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 24,503 |
Reported balance
After 2026-09-14 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2026-09-14 · Purchase · Acquired 5,242 · Balance 24,503 |
| Common StockSEC Table I · non-derivative | Direct | 583,531 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 583,531 F1: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
| Common StockSEC Table I · non-derivative | IndirectBy HCWG LLC | 261,242 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 261,242 F2: Such shares represent only Reporting Person's percentage interest in HCWG LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy NeuCen Biomedical Co. Ltd. | 888,148 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 888,148 F3: Shares held by NeuCen Biomedical Co. Ltd. ("NeuCen"). NeuCen is owned in part by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. |
| Common StockSEC Table I · non-derivative | IndirectBy TR Chen Third Family Limited Partnership. | 2,833,961 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,833,961 F4: Shares held by T. R. Chen Third Family Limited Partnership, a NV limited partnership, of which Reporting Person and his spouse are the general partners with sole voting and dispositive power. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Tien Duan Chen Trust | 93,253 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 93,253 F5: Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Defined Benefit Plan | 948 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 948 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
F2: Such shares represent only Reporting Person's percentage interest in HCWG LLC.
F3: Shares held by NeuCen Biomedical Co. Ltd. ("NeuCen"). NeuCen is owned in part by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
F4: Shares held by T. R. Chen Third Family Limited Partnership, a NV limited partnership, of which Reporting Person and his spouse are the general partners with sole voting and dispositive power. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
F5: Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2026 Filed Sep 16, 2026 00:45 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 5,242 | $3.82 | $19,998.23 |
DisclosureSEC source: 0001213900-26-100266 · marketforms-73995.xml · nonDerivative · entry 8 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 24,503 Read SEC document |
| September 11, 2026 Filed Sep 16, 2026 00:45 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 5,556 | $3.60 | $20,001.60 |
DisclosureSEC source: 0001213900-26-100266 · marketforms-73995.xml · nonDerivative · entry 1 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 19,261 Read SEC document |
| August 18, 2026 Filed Aug 21, 2026 01:15 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 12,757 | $5.49 | $69,997.66 |
DisclosureSEC source: 0001213900-26-092277 · marketforms-73819.xml · nonDerivative · entry 1 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 13,705 F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.275 to $5.82 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 20:13 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 2,472 | $4.04 | $9,998.00 |
DisclosureSEC source: 0001213900-26-091231 · marketforms-72989.xml · nonDerivative · entry 2 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 583,531 F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.04 to $4.1699 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F4 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| August 17, 2026 Filed Aug 21, 2026 01:15 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 2,472 | $4.04 | $9,998.00 |
DisclosureSEC source: 0001213900-26-092276 · marketforms-73820.xml · nonDerivative · entry 4 CHEN THOMAS C · CIK 0001998682 · Director · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 583,531 F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. F5 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.04 to $4.1699 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F4 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| August 14, 2026 Filed Aug 18, 2026 20:13 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 33,787 | $3.85 | $130,002.24 |
DisclosureSEC source: 0001213900-26-091231 · marketforms-72989.xml · nonDerivative · entry 1 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 581,059 F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.2299 to $4.0993 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Read SEC document |
| August 14, 2026 Filed Aug 21, 2026 01:15 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 33,787 | $3.85 | $130,002.24 |
DisclosureSEC source: 0001213900-26-092276 · marketforms-73820.xml · nonDerivative · entry 3 CHEN THOMAS C · CIK 0001998682 · Director · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 581,059 F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.2299 to $4.0993 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F4 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 24, 2026 Filed Aug 21, 2026 01:15 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 10,000 | $4.80 | $48,000.00 |
DisclosureSEC source: 0001213900-26-092276 · marketforms-73820.xml · nonDerivative · entry 2 CHEN THOMAS C · CIK 0001998682 · Director · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Defined Benefit Plan Disclosed balance after: 10,000 Read SEC document |
| April 10, 2026 Filed Aug 21, 2026 01:15 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 948 | $5.17 | $4,898.98 |
DisclosureSEC source: 0001213900-26-092276 · marketforms-73820.xml · nonDerivative · entry 1 CHEN THOMAS C · CIK 0001998682 · Director · Chief Scientific Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 948 F1 · shares: The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.165 to $5.1722 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Read SEC document |
| May 22, 2025 Filed May 24, 2025 01:30 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 2,709 | $7.38 | $20,000.01 |
DisclosureSEC source: 0001213900-25-047511 · marketforms-69672.xml · nonDerivative · entry 2 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,668 F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.38 to $7.4899 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| May 21, 2025 Filed May 24, 2025 01:30 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 2,759 | $7.25 | $20,002.47 |
DisclosureSEC source: 0001213900-25-047511 · marketforms-69672.xml · nonDerivative · entry 1 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 548,959 F1 · shares: The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.181 to $7.25 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| May 12, 2025 Filed May 20, 2025 01:24 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 400 | $7.00 | $2,800.00 |
DisclosureSEC source: 0001213900-25-045595 · marketforms-69536.xml · nonDerivative · entry 1 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,200 F1 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 00:30 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 4,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001013762-25-004347 · marketforms-69052.xml · nonDerivative · entry 1 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC. Disclosed balance after: 220,787 F1 · kind: Transfer of shares of common stock held by HCWG LLC pursuant to agreement. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:35 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherWarrant (right to buy) · Derivative | 79,688 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001213900-25-030062 · marketforms-69129.xml · derivative · entry 9 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG Disclosed balance after: 0 Underlying: Common Stock · 79,688 shares Expires not disclosed F8 · derivative.expiration_date: Not applicable. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:35 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 983 | $19.13 | $18,804.69 |
DisclosureSEC source: 0001213900-25-030062 · marketforms-69129.xml · nonDerivative · entry 4 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 261,242 Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:35 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 38,250 | $25.00 | $956,250.00 |
DisclosureSEC source: 0001213900-25-030062 · marketforms-69129.xml · nonDerivative · entry 3 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 262,225 Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:35 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 79,688 | $12.00 | $956,256.00 |
DisclosureSEC source: 0001213900-25-030062 · marketforms-69129.xml · nonDerivative · entry 2 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 300,475 F4 · kind: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:35 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 4,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-030062 · marketforms-69129.xml · nonDerivative · entry 1 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC. Disclosed balance after: 220,787 F1 · kind: Transfer of shares of common stock held by HCWG LLC pursuant to agreement. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:05 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherWarrant (right to buy) · Derivative | 79,688 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001213900-25-051685 · marketforms-69576.xml · derivative · entry 9 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG Disclosed balance after: 0 Underlying: Common Stock · 79,688 shares Expires not disclosed F9 · derivative.expiration_date: Not applicable. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:05 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 983 | $19.13 | $18,804.69 |
DisclosureSEC source: 0001213900-25-051685 · marketforms-69576.xml · nonDerivative · entry 4 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 261,242 Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:05 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 38,250 | $25.00 | $956,250.00 |
DisclosureSEC source: 0001213900-25-051685 · marketforms-69576.xml · nonDerivative · entry 3 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 262,225 F5 · kind: In connection with HCWG's cashless exercise of the warrant described herein, Reporting Person paid his proportionate share of the exercise price on a cashless basis. Reporting Person's proportionate withholding from shares issued to HCWG totaled 38,250 warrant shares to pay the exercise price. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:05 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 79,688 | $12.00 | $956,256.00 |
DisclosureSEC source: 0001213900-25-051685 · marketforms-69576.xml · nonDerivative · entry 2 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 300,475 F4 · kind: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:05 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 4,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-051685 · marketforms-69576.xml · nonDerivative · entry 1 CHEN THOMAS C · CIK 0001998682 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC. Disclosed balance after: 220,787 F1 · kind: Transfer of shares of common stock held by HCWG LLC pursuant to agreement. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.