Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEONC TECHNOLOGIES HOLDINGS, INC.NTHI · Entity 6646 | Chief Accounting Officer | March 01, 2026 | April 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEONC TECHNOLOGIES HOLDINGS, INC.
Report date March 01, 2026 · Filed April 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 111,666 |
Reported balance
After 2026-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-01 · Grant · Acquired 111,666 · Balance 111,666 F1: Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). F2: Reporting Person was granted an aggregate 170,000 shares of restricted common stock (the "Shares") pursuant to the Plan on March 1, 2026. Of such Shares, 53,333 shares vested on March 1, 2026, and 58,333 shares will vest on the one-year anniversary of the grant. The balance of the Shares are performance based. See footnote 4. F3: Not applicable. |
| Common StockSEC Table I · non-derivative | Direct | 111,866 |
Reported balance
After 2026-04-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-04-09 · Purchase · Acquired 200 · Balance 111,866 |
| Common StockSEC Table II · derivative / convertible security | Direct | 58,334 |
Reported balance
After 2026-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-01 · Grant · Acquired 58,334 · Balance 58,334 F1: Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). F3: Not applicable. F4: Performance based restricted common stock granted pursuant to the Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as set forth in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. See also footnote 2. F5: See footnote 3. F6: This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan").
F2: Reporting Person was granted an aggregate 170,000 shares of restricted common stock (the "Shares") pursuant to the Plan on March 1, 2026. Of such Shares, 53,333 shares vested on March 1, 2026, and 58,333 shares will vest on the one-year anniversary of the grant. The balance of the Shares are performance based. See footnote 4.
F3: Not applicable.
F4: Performance based restricted common stock granted pursuant to the Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as set forth in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. See also footnote 2.
F5: See footnote 3.
F6: This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 09, 2026 Filed Apr 13, 2026 22:15 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 200 | $5.00 | $1,000.00 |
DisclosureSEC source: 0001213900-26-043112 · marketforms-72931.xml · nonDerivative · entry 2 SUH, DAVID JR. · CIK 0002128933 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,866 Read SEC document |
| March 01, 2026 Filed Apr 13, 2026 22:15 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | GrantCommon Stock · Derivative | 58,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-043112 · marketforms-72931.xml · derivative · entry 3 SUH, DAVID JR. · CIK 0002128933 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,334 Underlying: Common Stock · 58,334 shares Expires not disclosed F1 · security: Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). F3 · derivative.exercise_price: Not applicable. F4 · shares: Performance based restricted common stock granted pursuant to the Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as set forth in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. See also footnote 2. F3 · price: Not applicable. F5 · derivative.exercise_date: See footnote 3. F5 · derivative.expiration_date: See footnote 3. F6 · derivative.underlying_shares: This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein. F6 · balance_after: This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein. Read SEC document |
| March 01, 2026 Filed Apr 13, 2026 22:15 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | GrantCommon Stock | 111,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-043112 · marketforms-72931.xml · nonDerivative · entry 1 SUH, DAVID JR. · CIK 0002128933 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,666 F1 · security: Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). F2 · shares: Reporting Person was granted an aggregate 170,000 shares of restricted common stock (the "Shares") pursuant to the Plan on March 1, 2026. Of such Shares, 53,333 shares vested on March 1, 2026, and 58,333 shares will vest on the one-year anniversary of the grant. The balance of the Shares are performance based. See footnote 4. F3 · price: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.