Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bone Biologics CorpBBLG · Entity 8560 | 10% owner | September 07, 2017 | December 05, 2017 |
| NEONC TECHNOLOGIES HOLDINGS, INC.NTHI · Entity 6646 | Director · CEO, President · 10% owner | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bone Biologics Corp
Report date September 07, 2017 · Filed December 05, 2017
Jointly reported with AFH Holding & Advisory, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy AFH Holding & Advisory LLC | 1,941,579 |
Reported balance
After 2017-09-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-07 · Other · Disposed 1,826,779 · Balance 1,941,579 F1: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H"). F2: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. |
| Common StockSEC Table I · non-derivative | IndirectBy H&H Funding, LLC | 1,826,779 |
Reported balance
After 2017-09-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-09-07 · Other · Acquired 1,826,779 · Balance 1,826,779 F1: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H"). F2: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. F3: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectBy H&H Funding, LLC | 2,026,779 |
Reported balance
After 2017-09-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-09-07 · Other · Acquired 200,000 · Balance 2,026,779 F4: The reported shares reflect the transfer of securities held directly by H&H (Hong Kong) Holdings Co, of which Mr. Heshmatpour is the sole stockholder, to H&H. F2: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. F3: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectBy H&H Funding, LLC | 2,942,393 |
Reported balance
After 2017-11-29 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-11-29 · Other · Acquired 915,614 · Balance 2,942,393 F3: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectBy children | 600,000 |
Reported balance
Holding disclosure · report date 2017-09-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 600,000 F5: The reported shares include (i) 600,000 shares owned directly by Mr. Heshmatpour's children, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any; and (ii) 300,000 shares owned directly by KIG LLC, of which the Mr. Heshmatpour's spouse is the sole member and over which she has sole voting and investment control, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectBy KIG LLC | 300,000 |
Reported balance
Holding disclosure · report date 2017-09-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 300,000 F5: The reported shares include (i) 600,000 shares owned directly by Mr. Heshmatpour's children, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any; and (ii) 300,000 shares owned directly by KIG LLC, of which the Mr. Heshmatpour's spouse is the sole member and over which she has sole voting and investment control, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H").
F2: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding.
F3: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein.
F4: The reported shares reflect the transfer of securities held directly by H&H (Hong Kong) Holdings Co, of which Mr. Heshmatpour is the sole stockholder, to H&H.
F5: The reported shares include (i) 600,000 shares owned directly by Mr. Heshmatpour's children, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any; and (ii) 300,000 shares owned directly by KIG LLC, of which the Mr. Heshmatpour's spouse is the sole member and over which she has sole voting and investment control, as to which Mr. Heshmatpour disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.
NEONC TECHNOLOGIES HOLDINGS, INC.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,148,000 |
Reported balance
After 2026-09-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-14 · Purchase · Acquired 15,000 · Balance 3,148,000 F1: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
| Common StockSEC Table I · non-derivative | Direct | 3,183,000 |
Reported balance
After 2026-09-15 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-09-15 · Purchase · Acquired 35,000 · Balance 3,183,000 F5: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. F6: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.28 to $3.34 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
| Common StockSEC Table I · non-derivative | IndirectBy HCWG LLC | 256,120 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 256,120 F2: Such shares represent only Reporting Person's proportionate interest in HCWG LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy KIG LLC | 550,000 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 550,000 F3: Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein. |
| Common StockSEC Table I · non-derivative | IndirectBy AFH Holdings & Advisory, LLC. | 3,714,020 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,714,020 F4: Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
F2: Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
F3: Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
F4: Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.
F5: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
F6: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.28 to $3.34 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AFH Acquisition IX, Inc.
Report date August 30, 2017 · Filed September 19, 2017
Jointly reported with AFH Holding & Advisory, LLC
Section 16 reporting ended · disclosed 2017-09-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy AFH Holding & Advisory, LLC | 0 |
Reported balance
After 2017-08-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-08-30 · Other · Disposed 5,000,000 · Balance 0 F1: AFH Holding & Advisory LLC ("AFH Holding") owned the reported securities of the issuer directly. Mr. Heshmatpour, as the sole economic member and managing director of AFH Holding, had sole voting and investment power over the shares held by AFH Holding and may be deemed to have had an indirect interest in the reporting securities. |
Filing footnotes · ownership attribution and instrument terms
F1: AFH Holding & Advisory LLC ("AFH Holding") owned the reported securities of the issuer directly. Mr. Heshmatpour, as the sole economic member and managing director of AFH Holding, had sole voting and investment power over the shares held by AFH Holding and may be deemed to have had an indirect interest in the reporting securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 00:47 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 35,000 | $3.30 | $115,395.00 |
DisclosureSEC source: 0001213900-26-100269 · marketforms-73992.xml · nonDerivative · entry 5 Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,183,000 F5 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. F6 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.28 to $3.34 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Read SEC document |
| September 14, 2026 Filed Sep 16, 2026 00:47 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 15,000 | $3.96 | $59,400.00 |
DisclosureSEC source: 0001213900-26-100269 · marketforms-73992.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,148,000 F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| September 11, 2026 Filed Sep 14, 2026 10:00 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 37,000 | $3.67 | $135,619.80 |
DisclosureSEC source: 0001213900-26-099422 · marketforms-73987.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,133,000 F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.66 to $3.68 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| August 18, 2026 Filed Aug 18, 2026 18:30 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 9,000 | $5.54 | $49,860.00 |
DisclosureSEC source: 0001213900-26-091150 · marketforms-73787.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,096,000 F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| August 17, 2026 Filed Aug 17, 2026 22:49 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 3,000 | $4.37 | $13,119.90 |
DisclosureSEC source: 0001213900-26-090894 · marketforms-73779.xml · nonDerivative · entry 2 Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,087,000 F1 · shares: The aggregate number of shares of common stock (the "Shares") of Issuer purchased by the Reporting Person on the same date at different prices. F3 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.09 to $4.94 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F4 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 22:49 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 12,000 | $3.79 | $45,459.60 |
DisclosureSEC source: 0001213900-26-090894 · marketforms-73779.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · CEO, President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,084,000 F1 · shares: The aggregate number of shares of common stock (the "Shares") of Issuer purchased by the Reporting Person on the same date at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.75 to $3.98 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F4 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| May 01, 2026 Filed May 4, 2026 18:08 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 10,000 | $4.16 | $41,592.00 |
DisclosureSEC source: 0001213900-26-051440 · marketforms-73051.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,072,000 F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 28, 2026 Filed Apr 28, 2026 22:00 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 10,000 | $4.52 | $45,180.00 |
DisclosureSEC source: 0001213900-26-048701 · marketforms-73022.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,062,000 F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 23, 2026 Filed Apr 24, 2026 01:34 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 10,000 | $4.90 | $49,000.00 |
DisclosureSEC source: 0001213900-26-047218 · marketforms-72988.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,052,000 F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 10, 2026 Filed Apr 10, 2026 19:29 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 10,000 | $4.90 | $48,950.00 |
DisclosureSEC source: 0001213900-26-042427 · marketforms-72928.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,042,000 F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.84 to $4.95 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 09, 2026 Filed Apr 9, 2026 18:43 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 5,000 | $5.19 | $25,950.00 |
DisclosureSEC source: 0001213900-26-041899 · marketforms-72915.xml · nonDerivative · entry 2 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,032,000 F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 08, 2026 Filed Apr 9, 2026 18:43 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 10,000 | $5.61 | $56,050.00 |
DisclosureSEC source: 0001213900-26-041899 · marketforms-72915.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,027,000 F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.57 to $5.64 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 06, 2026 Filed Apr 7, 2026 00:55 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 5,000 | $6.32 | $31,600.00 |
DisclosureSEC source: 0001213900-26-040635 · marketforms-72891.xml · nonDerivative · entry 2 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,017,000 F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| April 02, 2026 Filed Apr 7, 2026 00:55 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 20,000 | $6.09 | $121,798.00 |
DisclosureSEC source: 0001213900-26-040635 · marketforms-72891.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,012,000 F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $6.0219 to $6.1579 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| November 24, 2025 Filed Nov 25, 2025 02:10 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 6,000 | $6.51 | $39,060.00 |
DisclosureSEC source: 0001213900-25-114323 · marketforms-71231.xml · nonDerivative · entry 3 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,992,000 F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 02:10 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 4,000 | $6.50 | $26,000.00 |
DisclosureSEC source: 0001213900-25-114323 · marketforms-71231.xml · nonDerivative · entry 2 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,986,000 Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 02:10 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommonStock | 20,000 | $5.98 | $119,600.00 |
DisclosureSEC source: 0001213900-25-114323 · marketforms-71231.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,982,000 F1 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| November 06, 2025 Filed Nov 11, 2025 02:59 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | GrantCommonStock | 1,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-108459 · ea70244-031.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,962,000 F1 · security: Restricted common stock granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). Of such shares, 600,000 shares vest on January 2, 2026. The remaining shares vest in twelve tranches of 50,000 shares on the first of each month commencing on February 1, 2026. F2 · price: Not applicable. F3 · balance_after: Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| May 23, 2025 Filed May 24, 2025 01:31 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommonStock | 2,000 | $7.39 | $14,785.00 |
DisclosureSEC source: 0001213900-25-047512 · marketforms-69674.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,762,000 F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.36 to $7.49 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: Includes (i) 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| May 16, 2025 Filed May 19, 2025 23:02 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommonStock | 3,510 | $16.87 | $59,221.07 |
DisclosureSEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 6 Heshmatpour Amir F · CIK 0001443035 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,760,000 F7 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $20.99 to $7.01 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: See footnote 1. Read SEC document |
| May 15, 2025 Filed May 19, 2025 23:02 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 1,500 | $7.30 | $10,945.05 |
DisclosureSEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 5 Heshmatpour Amir F · CIK 0001443035 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,490 F6 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.50 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: See footnote 1. Read SEC document |
| May 14, 2025 Filed May 19, 2025 23:02 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 1,000 | $7.27 | $7,267.00 |
DisclosureSEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 4 Heshmatpour Amir F · CIK 0001443035 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,754,990 F5 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.44 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: See footnote 1. Read SEC document |
| May 13, 2025 Filed May 19, 2025 23:02 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 990 | $7.01 | $6,941.78 |
DisclosureSEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 3 Heshmatpour Amir F · CIK 0001443035 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,753,990 F4 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.40 to $6.42 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: See footnote 1. Read SEC document |
| May 12, 2025 Filed May 19, 2025 23:02 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 1,400 | $7.23 | $10,123.96 |
DisclosureSEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 2 Heshmatpour Amir F · CIK 0001443035 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,753,000 F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.28 to $7.11 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: See footnote 1. Read SEC document |
| May 11, 2025 Filed May 19, 2025 23:02 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 1,600 | $7.51 | $12,016.00 |
DisclosureSEC source: 0001213900-25-045539 · marketforms-69538.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,751,600 F1 · balance_after: Includes (i) 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 00:30 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 3,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001013762-25-004348 · marketforms-69050.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 216,459 F1 · kind: Transfer of shares held by HCWG LLC pursuant to agreement. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: The shares reported herein represent only Reporting Person's interest in HCWG LLC. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherWarrant (right to buy) · Derivative | 78,125 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001213900-25-030065 · marketforms-69125.xml · derivative · entry 8 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 0 Underlying: Common Stock · 78,125 shares Expires not disclosed F8 · derivative.expiration_date: Not applicable. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 964 | $19.13 | $18,441.22 |
DisclosureSEC source: 0001213900-25-030065 · marketforms-69125.xml · nonDerivative · entry 4 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG Disclosed balance after: 256,120 Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 37,500 | $25.00 | $937,500.00 |
DisclosureSEC source: 0001213900-25-030065 · marketforms-69125.xml · nonDerivative · entry 3 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 257,084 Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 78,125 | $12.00 | $937,500.00 |
DisclosureSEC source: 0001213900-25-030065 · marketforms-69125.xml · nonDerivative · entry 2 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 294,584 F4 · kind: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 3,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-030065 · marketforms-69125.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 216,459 F1 · kind: Transfer of shares held by HCWG LLC ("HCWG") pursuant to agreement. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: The shares reported as indirectly held herein by HCWG represent only Reporting Person's interest in HCWG. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:10 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherWarrant (right to buy) · Derivative | 78,125 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001213900-25-051687 · marketforms-69573.xml · derivative · entry 8 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 0 Underlying: Common Stock · 78,125 shares Expires not disclosed F9 · derivative.expiration_date: Not applicable. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:10 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 964 | $19.13 | $18,441.22 |
DisclosureSEC source: 0001213900-25-051687 · marketforms-69573.xml · nonDerivative · entry 4 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG Disclosed balance after: 256,120 Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:10 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 37,500 | $25.00 | $937,500.00 |
DisclosureSEC source: 0001213900-25-051687 · marketforms-69573.xml · nonDerivative · entry 3 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 257,084 F5 · kind: In connection with HCWG's cashless exercise of the warrant described herein, Reporting Person paid his proportionate share of the exercise price on a cashless basis. Reporting Person's proportionate withholding from shares issued to HCWG totaled 37,500 warrant shares to pay the exercise price. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:10 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 78,125 | $12.00 | $937,500.00 |
DisclosureSEC source: 0001213900-25-051687 · marketforms-69573.xml · nonDerivative · entry 2 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 294,584 F4 · kind: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:10 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 3,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-051687 · marketforms-69573.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HCWG LLC Disclosed balance after: 216,459 F1 · kind: Transfer of shares held by HCWG LLC ("HCWG") pursuant to agreement. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: The shares reported as indirectly held herein by HCWG represent only Reporting Person's interest in HCWG. Read SEC document |
| November 29, 2017 Filed Dec 5, 2017 21:20 UTC | Bone Biologics Corp BBLG · Entity 8560 | OtherCommon Stock | 915,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-17-007141 · s108359_form4.xml · nonDerivative · entry 4 Heshmatpour Amir F · CIK 0001443035 · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By H&H Funding, LLC Disclosed balance after: 2,942,393 F3 · ownership.direct: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein. Read SEC document |
| September 07, 2017 Filed Dec 5, 2017 21:20 UTC | Bone Biologics Corp BBLG · Entity 8560 | OtherCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-17-007141 · s108359_form4.xml · nonDerivative · entry 3 Heshmatpour Amir F · CIK 0001443035 · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By H&H Funding, LLC Disclosed balance after: 2,026,779 F4 · kind: The reported shares reflect the transfer of securities held directly by H&H (Hong Kong) Holdings Co, of which Mr. Heshmatpour is the sole stockholder, to H&H. F2 · ownership.direct: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. F3 · ownership.direct: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein. Read SEC document |
| September 07, 2017 Filed Dec 5, 2017 21:20 UTC | Bone Biologics Corp BBLG · Entity 8560 | OtherCommon Stock | 1,826,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-17-007141 · s108359_form4.xml · nonDerivative · entry 2 Heshmatpour Amir F · CIK 0001443035 · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By H&H Funding, LLC Disclosed balance after: 1,826,779 F1 · kind: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H"). F2 · ownership.direct: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. F3 · ownership.direct: AFH Holding beneficially owns 80% of H&H's capital and may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour, as the sole member and managing director of AFH Holding, may be deemed to beneficially own the shares held by H&H. Mr. Heshmatpour and AFH Holding disclaim beneficial ownership of the shares owned by H&H except to the extent of their respective pecuniary interests therein. Read SEC document |
| September 07, 2017 Filed Dec 5, 2017 21:20 UTC | Bone Biologics Corp BBLG · Entity 8560 | OtherCommon Stock | 1,826,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-17-007141 · s108359_form4.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AFH Holding & Advisory LLC Disclosed balance after: 1,941,579 F1 · kind: The reported shares reflect the transfer of shares held directly by AFH Holding & Advisory LLC ("AFH Holding") to H&H Funding, LLC ("H&H"). F2 · ownership.direct: Amir Farrokh Heshmatpour is the sole member and managing director of AFH Holding and has sole voting and investment power over the shares held by AFH Holding and may be deemed to beneficially own the shares held by AFH Holding. Read SEC document |
| August 30, 2017 Filed Sep 19, 2017 20:21 UTC | AFH Acquisition IX, Inc. NONE · Entity 173075 | OtherCommon Stock | 5,000,000 | $0.15 | $750,000.00 |
DisclosureSEC source: 0001615774-17-005208 · s107552_form4.xml · nonDerivative · entry 1 Heshmatpour Amir F · CIK 0001443035 · Director · President and Secretary · 10% owner AFH Holding & Advisory, LLC · CIK 0001414636 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AFH Holding & Advisory, LLC Disclosed balance after: 0 F1 · ownership.direct: AFH Holding & Advisory LLC ("AFH Holding") owned the reported securities of the issuer directly. Mr. Heshmatpour, as the sole economic member and managing director of AFH Holding, had sole voting and investment power over the shares held by AFH Holding and may be deemed to have had an indirect interest in the reporting securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.