Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEONC TECHNOLOGIES HOLDINGS, INC.NTHI · Entity 6646 | CFO | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEONC TECHNOLOGIES HOLDINGS, INC.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,357 |
Reported balance
After 2026-09-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-14 · Purchase · Acquired 257 · Balance 242,357 F1: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. F2: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.87 to $3.92 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
| Common StockSEC Table I · non-derivative | IndirectBy HCWG LLC. | 44,053 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 44,053 F4: Reporting Person is the beneficial onwer of such shares by virtue of being the sole member of The Hilkiah Group LLC ("Hilkiah"), which holds a 4.3% interest in HCWG LLC, a Delaware limited liability company ("HCWG"). HCWG is the direct holder of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
F2: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.87 to $3.92 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
F3: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
F4: Reporting Person is the beneficial onwer of such shares by virtue of being the sole member of The Hilkiah Group LLC ("Hilkiah"), which holds a 4.3% interest in HCWG LLC, a Delaware limited liability company ("HCWG"). HCWG is the direct holder of such shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2026 Filed Sep 16, 2026 00:44 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 257 | $3.89 | $1,000.96 |
DisclosureSEC source: 0001213900-26-100265 · marketforms-73997.xml · nonDerivative · entry 1 GARNETT KEITHLY · CIK 0001997371 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,357 F1 · shares: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.87 to $3.92 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. F3 · balance_after: Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| May 22, 2025 Filed May 24, 2025 01:28 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 675 | $7.29 | $4,920.75 |
DisclosureSEC source: 0001213900-25-047506 · marketforms-69647.xml · nonDerivative · entry 1 GARNETT KEITHLY · CIK 0001997371 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,900 Read SEC document |
| May 19, 2025 Filed May 22, 2025 21:55 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 135 | $7.23 | $976.05 |
DisclosureSEC source: 0001213900-25-046941 · marketforms-69571.xml · nonDerivative · entry 1 GARNETT KEITHLY · CIK 0001997371 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,225 Read SEC document |
| May 13, 2025 Filed May 20, 2025 01:25 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 90 | $7.01 | $631.11 |
DisclosureSEC source: 0001213900-25-045600 · marketforms-69532.xml · nonDerivative · entry 1 GARNETT KEITHLY · CIK 0001997371 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,000 Read SEC document |
| May 13, 2025 Filed May 22, 2025 21:54 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 90 | $7.01 | $631.11 |
DisclosureSEC source: 0001213900-25-046938 · marketforms-69621.xml · nonDerivative · entry 1 GARNETT KEITHLY · CIK 0001997371 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,090 Read SEC document |
| April 15, 2025 Filed Apr 24, 2026 22:00 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | PurchaseCommon Stock | 300 | $5.38 | $1,614.00 |
DisclosureSEC source: 0001213900-26-047644 · marketforms-72939.xml · nonDerivative · entry 1 GARNETT KEITHLY · CIK 0001997371 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,200 Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 00:35 UTC | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001013762-25-004357 · marketforms-69041.xml · nonDerivative · entry 1 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC. Disclosed balance after: 37,231 F1 · kind: Transfer of shares of common stock held by HCWG LLC pursuant to agreement. Reporting Person is the sole member of the direct holder of the shares. See also footnote 3. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: Reporting Person owns such shares by virtue of being the sole member of The Hilkiah Group LLC ("Hilkiah"), which holds a 4.3% interest in HCWG LLC, a Delaware limited liability company ("HCWG"). HCWG is the direct holder of such shares. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherWarrant (right to buy) · Derivative | 13,438 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001213900-25-030066 · marketforms-69124.xml · derivative · entry 6 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC Disclosed balance after: 0 Underlying: Common Stock · 13,438 shares Expires not disclosed F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 166 | $19.13 | $3,175.56 |
DisclosureSEC source: 0001213900-25-030066 · marketforms-69124.xml · nonDerivative · entry 4 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC Disclosed balance after: 44,053 Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 6,450 | $25.00 | $161,250.00 |
DisclosureSEC source: 0001213900-25-030066 · marketforms-69124.xml · nonDerivative · entry 3 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC Disclosed balance after: 44,219 Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 13,438 | $12.00 | $161,256.00 |
DisclosureSEC source: 0001213900-25-030066 · marketforms-69124.xml · nonDerivative · entry 2 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC Disclosed balance after: 50,669 F4 · kind: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. Read SEC document |
| March 26, 2025 Filed Apr 9, 2025 01:36 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-030066 · marketforms-69124.xml · nonDerivative · entry 1 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC. Disclosed balance after: 37,231 F1 · kind: Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement. Reporting Person is the sole member of the direct holder of the shares. See also footnote 3. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: Reporting Person owns such shares by virtue of being the sole member of The Hilkiah Group LLC, which holds a 4.3% interest in HCWG. HCWG is the direct holder of Issuer's shares. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:15 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherWarrant (right to buy) · Derivative | 13,438 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001213900-25-051689 · marketforms-69572.xml · derivative · entry 6 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC Disclosed balance after: 0 Underlying: Common Stock · 13,438 shares Expires not disclosed F6 · derivative.expiration_date: Not applicable. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:15 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 166 | $19.13 | $3,175.56 |
DisclosureSEC source: 0001213900-25-051689 · marketforms-69572.xml · nonDerivative · entry 4 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC Disclosed balance after: 44,053 Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:15 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | SaleCommon Stock | 6,450 | $25.00 | $161,250.00 |
DisclosureSEC source: 0001213900-25-051689 · marketforms-69572.xml · nonDerivative · entry 3 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC Disclosed balance after: 44,219 F5 · kind: In connection with HCWG's cashless exercise of the warrant described herein, Reporting Person paid his proportionate share of the exercise price on a cashless basis. Reporting Person's proportionate withholding from shares issued to HCWG totaled 6,450 warrant shares to pay the exercise price. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:15 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 13,438 | $12.00 | $161,256.00 |
DisclosureSEC source: 0001213900-25-051689 · marketforms-69572.xml · nonDerivative · entry 2 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC Disclosed balance after: 50,669 F4 · kind: On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG. Read SEC document |
| March 26, 2025 Filed Jun 5, 2025 23:15 UTC Amendment | NEONC TECHNOLOGIES HOLDINGS, INC. NTHI · Entity 6646 | OtherCommon Stock | 687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-051689 · marketforms-69572.xml · nonDerivative · entry 1 GARNETT KEITHLY · CIK 0001997371 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Hilkiah Group LLC. Disclosed balance after: 37,231 F1 · kind: Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement. Reporting Person is the sole member of the direct holder of the shares. See also footnote 3. F2 · price: Not applicable. Number of shares transferred was based on a per share value of $18. F3 · balance_after: Reporting Person owns such shares by virtue of being the sole member of The Hilkiah Group LLC, which holds a 4.3% interest in HCWG. HCWG is the direct holder of Issuer's shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.