Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2017 Filed Mar 9, 2017 21:34 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionCommon Stock | 20,000 | $40.38 | $807,600.00 |
DisclosureSEC source: 0001614094-17-000015 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares held by the Nevens Family 1997 Trust. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:51 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 4,000 | $42.02 | $168,080.00 |
DisclosureSEC source: 0001614094-17-000012 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,709 | $41.06 Strike: $37.62 | $316,493.00 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · derivative · entry 5 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,709 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On June 1, 2010, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2010, subject to continued service on each applicable vesting date. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,500 | $41.06 Strike: $29.44 | $184,747.50 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · derivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2019-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On June 1, 2012, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2012, subject to continued service on each applicable vesting date. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 12,209 | $41.01 | $500,636.15 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $41.00 to $41.04. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 4,500 | $29.44 | $132,480.00 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 7,709 | $37.62 | $290,012.58 |
DisclosureSEC source: 0001614094-17-000010 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:10 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $39.45 Strike: $29.44 | $986,250.00 |
DisclosureSEC source: 0001614094-17-000008 · edgardoc.xml · derivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:10 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
SaleCommon Stock | 25,000 | $39.45 | $986,250.00 |
DisclosureSEC source: 0001614094-17-000008 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:10 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 25,000 | $29.44 | $736,000.00 |
DisclosureSEC source: 0001614094-17-000008 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:22 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 4,000 | $38.50 | $154,000.00 |
DisclosureSEC source: 0001614094-17-000006 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:25 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 393 | $36.04 | $14,164.66 |
DisclosureSEC source: 0001614094-17-000004 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:25 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 4,000 | $35.84 | $143,360.00 |
DisclosureSEC source: 0001614094-17-000003 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:19 UTC |
EARHART ALAN LDirector
|
SaleCommon Stock | 6,166 | $36.25 | $223,517.50 |
DisclosureSEC source: 0001614094-16-000195 · edgardoc.xml · nonDerivative · entry 1 EARHART ALAN L · CIK 0001246846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,611 Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:19 UTC |
HELD GERALDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $36.15 Strike: $33.83 | $271,125.00 |
DisclosureSEC source: 0001614094-16-000194 · edgardoc.xml · derivative · entry 3 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2016-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. The reporting person shall acquire a vested interest in the option shares, and the corporation's repurchase right shall accordingly lapse, with respect to 12,500 shares upon the completion of one year of service as a member of the corporation's Board of Directors measured from the grant date; and the balance of the shares in a series of three successive equal annual installments upon the completion of each year of Board service over the three-year period measured from the first anniversay of the grant date. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:19 UTC |
HELD GERALDDirector
|
SaleCommon Stock | 7,500 | $36.15 | $271,125.00 |
DisclosureSEC source: 0001614094-16-000194 · edgardoc.xml · nonDerivative · entry 2 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:19 UTC |
HELD GERALDDirector
|
Exercise / conversionCommon Stock | 7,500 | $33.83 | $253,725.00 |
DisclosureSEC source: 0001614094-16-000194 · edgardoc.xml · nonDerivative · entry 1 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $36.60 Strike: $33.83 | $366,044.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · derivative · entry 10 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 10,000 shares Expires 2016-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. The reporting person shall acquire a vested interest in the option shares, and the corporation's repurchase right shall accordingly lapse, with respect to 12,500 shares upon the completion of one year of service as a member of the corporation's Board of Directors measured from the grant date; and the balance of the shares in a series of three successive equal annual installments upon the completion of each year of Board service over the three-year period measured from the first anniversay of the grant date. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $36.50 Strike: $33.83 | $182,500.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · derivative · entry 9 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 5,000 shares Expires 2016-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. The reporting person shall acquire a vested interest in the option shares, and the corporation's repurchase right shall accordingly lapse, with respect to 12,500 shares upon the completion of one year of service as a member of the corporation's Board of Directors measured from the grant date; and the balance of the shares in a series of three successive equal annual installments upon the completion of each year of Board service over the three-year period measured from the first anniversay of the grant date. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
SaleCommon Stock | 10,000 | $36.60 | $366,044.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · nonDerivative · entry 7 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $36.60 to $36.64. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
Exercise / conversionCommon Stock | 10,000 | $33.83 | $338,300.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · nonDerivative · entry 6 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
SaleCommon Stock | 5,000 | $36.50 | $182,500.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · nonDerivative · entry 5 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
Exercise / conversionCommon Stock | 5,000 | $33.83 | $169,150.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · nonDerivative · entry 4 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $36.11 Strike: $33.83 | $180,554.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · derivative · entry 8 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 5,000 shares Expires 2016-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. The reporting person shall acquire a vested interest in the option shares, and the corporation's repurchase right shall accordingly lapse, with respect to 12,500 shares upon the completion of one year of service as a member of the corporation's Board of Directors measured from the grant date; and the balance of the shares in a series of three successive equal annual installments upon the completion of each year of Board service over the three-year period measured from the first anniversay of the grant date. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
SaleCommon Stock | 4,600 | $36.11 | $166,106.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · nonDerivative · entry 3 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
SaleCommon Stock | 400 | $36.12 | $14,448.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · nonDerivative · entry 2 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,859 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:04 UTC |
HELD GERALDDirector
|
Exercise / conversionCommon Stock | 5,000 | $33.83 | $169,150.00 |
DisclosureSEC source: 0001614094-16-000191 · edgardoc.xml · nonDerivative · entry 1 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:20 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 4,000 | $36.56 | $146,240.00 |
DisclosureSEC source: 0001614094-16-000188 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,396 F1 · kind: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 30, 2016 Filed Jan 4, 2017 21:25 UTC |
REICH JOEL DExec VP, Product Operations
|
OtherCommon Stock | 393 | $21.31 | $8,374.63 |
DisclosureSEC source: 0001614094-17-000004 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393 F1 · security: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan. Read SEC document |
| November 30, 2016 Filed Feb 13, 2017 21:10 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
OtherCommon Stock | 456 | $21.31 | $9,717.13 |
DisclosureSEC source: 0001614094-17-000008 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan. Read SEC document |
| November 30, 2016 Filed May 18, 2017 20:25 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
OtherCommon Stock | 645 | $21.31 | $13,744.63 |
DisclosureSEC source: 0001614094-17-000023 · edgardoc.xml · nonDerivative · entry 1 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645 F1 · kind: Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2016. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 21:17 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 1,403 | $37.05 | $51,983.96 |
DisclosureSEC source: 0001614094-16-000186 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:10 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,083 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000184 · edgardoc.xml · derivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 Underlying: Common Stock · 2,083 shares Expires 2020-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On November 15, 2013, the reporting person was granted 8,333 restricted stock units, vesting in four equal annual installments beginning on November 15, 2014 and subject to continued service on each applicable vesting date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:10 UTC |
REICH JOEL DExec VP, Product Operations
|
Tax withholdingCommon Stock | 680 | $34.87 | $23,711.60 |
DisclosureSEC source: 0001614094-16-000184 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:10 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 2,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000184 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · derivative · entry 6 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On October 15, 2013, the reporting person was granted 9,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date. Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · derivative · entry 5 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On October 15, 2012, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date. Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 1,565 | $33.53 | $52,474.45 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,396 Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 2,609 | $33.53 | $87,479.77 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,961 Read SEC document |
| October 15, 2016 Filed Oct 18, 2016 20:33 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000182 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 21:20 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 4,000 | $35.16 | $140,640.00 |
DisclosureSEC source: 0001614094-16-000180 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,570 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 20:18 UTC |
WALL ROBERT TDirector
|
SaleCommon Stock | 22,944 | $35.45 | $813,412.98 |
DisclosureSEC source: 0001614094-16-000178 · edgardoc.xml · nonDerivative · entry 1 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,048 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $35.32 to $35.61. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:47 UTC |
WALL ROBERT TDirector
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GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000175 · edgardoc.xml · derivative · entry 3 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,988 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:47 UTC |
WALLACE RICHARD PDirector
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GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000176 · edgardoc.xml · derivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,136 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:47 UTC |
Smith Stephen MDirector
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GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000174 · edgardoc.xml · derivative · entry 3 Smith Stephen M · CIK 0001395018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:47 UTC |
SHAHEEN GEORGE TDirector
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GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000173 · edgardoc.xml · derivative · entry 1 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,826 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: January 19, 2017, the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. F2 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: January 19, 2017, the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:46 UTC |
NEVENS THOMAS MICHAELDirector
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GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000172 · edgardoc.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:46 UTC |
HELD GERALDDirector
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GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000170 · edgardoc.xml · derivative · entry 1 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,158 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:46 UTC |
Hill KathrynDirector
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GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000171 · edgardoc.xml · derivative · entry 3 Hill Kathryn · CIK 0001533931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.