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person · Reporting owner

Smith Stephen M

Disclosed activity across 4 companies

Tapewire entity
43455
SEC CIK
0001395018

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Core Scientific, Inc./txCORZ · Entity 389DirectorMay 26, 2026May 28, 2026
EQUINIX INCEQIX · Entity 2047Director · CEO & PresidentJanuary 16, 2018January 18, 2018
F5, INC.FFIV · Entity 839DirectorMarch 08, 2017March 13, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Core Scientific, Inc./tx

Report date May 26, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,961 Reported balance After 2026-05-26 transaction · row 1
1 source row

Row 1 · 2026-05-26 · Grant · Acquired 18,961 · Balance 18,961

F1: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in two substantially equal installments on May 26, 2027 and May 26, 2028, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in two substantially equal installments on May 26, 2027 and May 26, 2028, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

EQUINIX INC

Report date January 16, 2018 · Filed January 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,874 Reported balance After 2018-01-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-01-16 · Exercise / conversion · Acquired 11,548 · Balance 25,874

F1: Includes 7 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on August 14, 2017.

Common StockSEC Table I · non-derivativeDirect29,722 Reported balance After 2018-01-16 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-01-16 · Exercise / conversion · Acquired 3,848 · Balance 29,722

Common StockSEC Table I · non-derivativeDirect32,753 Reported balance After 2018-01-16 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2018-01-16 · Exercise / conversion · Acquired 3,031 · Balance 32,753

Common StockSEC Table I · non-derivativeDirect35,638 Reported balance After 2018-01-16 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2018-01-16 · Exercise / conversion · Acquired 2,885 · Balance 35,638

Common StockSEC Table I · non-derivativeDirect33,502 Reported balance After 2018-01-17 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2018-01-17 · Sale · Disposed 2,136 · Balance 33,502

F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.60 to $440.57, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 through 10 to this Form 4.

Common StockSEC Table I · non-derivativeDirect31,602 Reported balance After 2018-01-17 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2018-01-17 · Sale · Disposed 1,900 · Balance 31,602

F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.01 to $441.91 inclusive.

Common StockSEC Table I · non-derivativeDirect30,502 Reported balance After 2018-01-17 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2018-01-17 · Sale · Disposed 1,100 · Balance 30,502

F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.04 to $442.92 inclusive.

Common StockSEC Table I · non-derivativeDirect28,602 Reported balance After 2018-01-17 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2018-01-17 · Sale · Disposed 1,900 · Balance 28,602

F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.13 to $444.11 inclusive.

Common StockSEC Table I · non-derivativeDirect27,232 Reported balance After 2018-01-17 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2018-01-17 · Sale · Disposed 1,370 · Balance 27,232

F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.20 to $445.15 inclusive.

Common StockSEC Table I · non-derivativeDirect25,482 Reported balance After 2018-01-17 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2018-01-17 · Sale · Disposed 1,750 · Balance 25,482

F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.33 to $446.31 inclusive.

Common StockSEC Table I · non-derivativeDirect25,232 Reported balance After 2018-01-17 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2018-01-17 · Sale · Disposed 250 · Balance 25,232

F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.46 to $446.56 inclusive.

Common StockSEC Table I · non-derivativeDirect24,932 Reported balance After 2018-01-17 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2018-01-17 · Sale · Disposed 300 · Balance 24,932

F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $448.10 to $448.87 inclusive.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct11,548 Reported balance After 2018-01-16 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2018-01-16 · Grant · Acquired 11,548 · Balance 11,548

F11: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.

F12: Restricted stock unit award expires upon reporting person's termination of employment.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-01-16 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-01-16 · Exercise / conversion · Disposed 11,548 · Balance 0

F11: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.

F12: Restricted stock unit award expires upon reporting person's termination of employment.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-01-16 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-01-16 · Exercise / conversion · Disposed 3,848 · Balance 0

F13: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2016 and an additional 33.33% of the RSUs vesting on January 15, 2017 and January 15, 2018.

F12: Restricted stock unit award expires upon reporting person's termination of employment.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,030 Reported balance After 2018-01-16 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-01-16 · Exercise / conversion · Disposed 3,031 · Balance 3,030

F14: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019.

F12: Restricted stock unit award expires upon reporting person's termination of employment.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct5,769 Reported balance After 2018-01-16 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-01-16 · Exercise / conversion · Disposed 2,885 · Balance 5,769

F15: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020.

F12: Restricted stock unit award expires upon reporting person's termination of employment.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 7 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on August 14, 2017.

F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.60 to $440.57, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 through 10 to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.01 to $441.91 inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.04 to $442.92 inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.13 to $444.11 inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.20 to $445.15 inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.33 to $446.31 inclusive.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.46 to $446.56 inclusive.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $448.10 to $448.87 inclusive.

F11: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.

F12: Restricted stock unit award expires upon reporting person's termination of employment.

F13: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2016 and an additional 33.33% of the RSUs vesting on January 15, 2017 and January 15, 2018.

F14: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019.

F15: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020.

F5, INC.

Report date March 08, 2017 · Filed March 13, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,160 Reported balance After 2017-03-08 transaction · row 1
1 source row

Row 1 · 2017-03-08 · Exercise / conversion · Acquired 2,540 · Balance 9,160

F1: Shares received upon vesting of the March 10, 2016 award of Restricted Stock Units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-03-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-03-08 · Exercise / conversion · Disposed 2,540 · Balance 0

F2: Each Restricted Stock Units represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.

F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2017.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,740 Reported balance After 2017-03-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-03-09 · Grant · Acquired 1,740 · Balance 1,740

F2: Each Restricted Stock Units represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.

F4: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares received upon vesting of the March 10, 2016 award of Restricted Stock Units.

F2: Each Restricted Stock Units represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.

F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2017.

F4: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NetApp, Inc.

Report date November 21, 2017 · Filed February 16, 2018

Section 16 reporting ended · disclosed 2018-02-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust10,667 Reported balance After 2017-11-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-11-21 · Gift · Disposed 1,363 · Balance 10,667

F1: Mr. Smith resigned from the Board of Directors effective February 7, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Smith resigned from the Board of Directors effective February 7, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2026 Filed May 28, 2026 20:22 UTC Core Scientific, Inc./tx CORZ · Entity 389 GrantCommon Stock 18,961 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-002728 · form4.xml · nonDerivative · entry 1

Smith Stephen M · CIK 0001395018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,961

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in two substantially equal installments on May 26, 2027 and May 26, 2028, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 300 $448.61 $134,583.99
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 12

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,932

F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $448.10 to $448.87 inclusive.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 250 $446.48 $111,619.15
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 11

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,232

F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.46 to $446.56 inclusive.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,750 $445.84 $780,220.53
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 10

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,482

F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.33 to $446.31 inclusive.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,370 $444.62 $609,134.33
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 9

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,232

F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.20 to $445.15 inclusive.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,900 $443.59 $842,823.09
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 8

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,602

F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.13 to $444.11 inclusive.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,100 $442.43 $486,674.10
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 7

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,502

F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.04 to $442.92 inclusive.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,900 $441.47 $838,795.47
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 6

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,602

F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.01 to $441.91 inclusive.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 2,136 $440.08 $940,018.78
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 5

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,502

F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.60 to $440.57, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 through 10 to this Form 4.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 2,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · derivative · entry 17

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769

Underlying: Common Stock · 2,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020.

F12 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 3,031 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · derivative · entry 16

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,030

Underlying: Common Stock · 3,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019.

F12 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 3,848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · derivative · entry 15

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2016 and an additional 33.33% of the RSUs vesting on January 15, 2017 and January 15, 2018.

F12 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 11,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · derivative · entry 14

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.

F12 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 11,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · derivative · entry 13

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,548

Underlying: Common Stock · 11,548 shares

Expires not disclosed

F11 · derivative.exercise_date: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.

F12 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 2,885 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 4

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 3,031 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 3

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 3,848 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 2

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:30 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 11,548 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000006 · edgar.xml · nonDerivative · entry 1

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on August 14, 2017.

Read SEC document
November 21, 2017 Filed Feb 16, 2018 22:38 UTC NetApp, Inc. NTAP · Entity 3101 GiftCommon Stock 1,363 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000012 · edgardoc.xml · nonDerivative · entry 1

Smith Stephen M · CIK 0001395018 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,667

F1 · kind: Mr. Smith resigned from the Board of Directors effective February 7, 2018.

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:42 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 6,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000087 · edgardoc.xml · derivative · entry 3

Smith Stephen M · CIK 0001395018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,150

Underlying: Common Stock · 6,150 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F4 · derivative.expiration_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:42 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 7,132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000087 · edgardoc.xml · derivative · entry 2

Smith Stephen M · CIK 0001395018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.

F3 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:42 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 7,132 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000087 · edgardoc.xml · nonDerivative · entry 1

Smith Stephen M · CIK 0001395018 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · ownership.nature: Shares held by the Stephen Smith & Sandra Smith Trust UAD 9/13/2009.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 100 $435.07 $43,507.00
Disclosure

SEC source: 0001645635-17-000066 · edgar.xml · nonDerivative · entry 7

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,319

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

Read SEC document
June 15, 2017 Filed Jun 16, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,506 $434.35 $654,138.48
Disclosure

SEC source: 0001645635-17-000066 · edgar.xml · nonDerivative · entry 6

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,419

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $434.01 to $435.00 inclusive.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 2,142 $433.48 $928,508.38
Disclosure

SEC source: 0001645635-17-000066 · edgar.xml · nonDerivative · entry 5

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,925

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $432.90 to $433.82 inclusive.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 400 $432.12 $172,846.00
Disclosure

SEC source: 0001645635-17-000066 · edgar.xml · nonDerivative · entry 4

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,067

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $431.67 to $432.59 inclusive.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 300 $430.50 $129,150.45
Disclosure

SEC source: 0001645635-17-000066 · edgar.xml · nonDerivative · entry 3

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,467

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $430.13 to $430.95 inclusive.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 200 $428.96 $85,792.00
Disclosure

SEC source: 0001645635-17-000066 · edgar.xml · nonDerivative · entry 2

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,767

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $428.94 to $428.98 inclusive.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 700 $428.01 $299,606.44
Disclosure

SEC source: 0001645635-17-000066 · edgar.xml · nonDerivative · entry 1

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,967

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $427.73 to $428.24, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 through 7 to this Form 4.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:47 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,500 $432.70 $649,048.05
Disclosure

SEC source: 0001645635-17-000044 · edgar.xml · nonDerivative · entry 4

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,667

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $432.37 to $433.14 inclusive.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:47 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,049 $431.59 $452,741.27
Disclosure

SEC source: 0001645635-17-000044 · edgar.xml · nonDerivative · entry 3

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,167

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $431.34 to $431.97 inclusive.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:47 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 395 $430.40 $170,007.68
Disclosure

SEC source: 0001645635-17-000044 · edgar.xml · nonDerivative · entry 2

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,216

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $430.32 to $430.49 inclusive.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:47 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 2,404 $430.05 $1,033,851.74
Disclosure

SEC source: 0001645635-17-000044 · edgar.xml · nonDerivative · entry 1

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,611

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $429.28 to $430.28, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 through 5 to this Form 4.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:42 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,391 $402.30 $559,597.91
Disclosure

SEC source: 0001645635-17-000041 · edgar.xml · nonDerivative · entry 3

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,015

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $401.93 to $402.61 inclusive.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:42 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 2,651 $401.33 $1,063,918.67
Disclosure

SEC source: 0001645635-17-000041 · edgar.xml · nonDerivative · entry 2

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,406

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.90 to $401.89 inclusive.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:42 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,307 $400.46 $523,400.83
Disclosure

SEC source: 0001645635-17-000041 · edgar.xml · nonDerivative · entry 1

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,057

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $399.85 to $400.76, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:55 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,198 $384.27 $460,349.71
Disclosure

SEC source: 0001645635-17-000038 · edgar.xml · nonDerivative · entry 5

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,364

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $384.02 to $384.96 inclusive.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:55 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 701 $383.51 $268,838.69
Disclosure

SEC source: 0001645635-17-000038 · edgar.xml · nonDerivative · entry 4

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,562

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.88 to $383.87 inclusive.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:55 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 945 $382.11 $361,095.27
Disclosure

SEC source: 0001645635-17-000038 · edgar.xml · nonDerivative · entry 3

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,263

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.83 to $382.79 inclusive.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:55 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 2,005 $381.20 $764,307.80
Disclosure

SEC source: 0001645635-17-000038 · edgar.xml · nonDerivative · entry 2

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,208

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.74 to $381.70 inclusive.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:55 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 500 $379.85 $189,927.00
Disclosure

SEC source: 0001645635-17-000038 · edgar.xml · nonDerivative · entry 1

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,213

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.58 to $380.09, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 thru 6 to this Form 4.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 17:09 UTC F5, INC. FFIV · Entity 839 GrantRestricted Stock Units · Derivative 1,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020073 · doc4.xml · derivative · entry 3

Smith Stephen M · CIK 0001395018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740

Underlying: Common Stock · 1,740 shares

Expires not disclosed

F2 · security: Each Restricted Stock Units represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.

F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

Read SEC document
March 08, 2017 Filed Mar 13, 2017 17:09 UTC F5, INC. FFIV · Entity 839 Exercise / conversionRestricted Stock Units · Derivative 2,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020073 · doc4.xml · derivative · entry 2

Smith Stephen M · CIK 0001395018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Restricted Stock Units represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.

F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2017.

Read SEC document
March 08, 2017 Filed Mar 13, 2017 17:09 UTC F5, INC. FFIV · Entity 839 Exercise / conversionCommon Stock 2,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020073 · doc4.xml · nonDerivative · entry 1

Smith Stephen M · CIK 0001395018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares received upon vesting of the March 10, 2016 award of Restricted Stock Units.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:50 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 100 $373.50 $37,350.00
Disclosure

SEC source: 0001645635-17-000029 · edgar.xml · nonDerivative · entry 6

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,713

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:50 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 127 $372.31 $47,283.45
Disclosure

SEC source: 0001645635-17-000029 · edgar.xml · nonDerivative · entry 5

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,813

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $372.30 to $372.35 inclusive.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:50 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 773 $371.66 $287,294.57
Disclosure

SEC source: 0001645635-17-000029 · edgar.xml · nonDerivative · entry 4

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,940

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $371.14 to $372.09 inclusive.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:50 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 2,656 $370.52 $984,100.59
Disclosure

SEC source: 0001645635-17-000029 · edgar.xml · nonDerivative · entry 3

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,713

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $370.03 to $371.02 inclusive.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:50 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,123 $369.18 $414,585.55
Disclosure

SEC source: 0001645635-17-000029 · edgar.xml · nonDerivative · entry 2

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,369

F1 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $368.915 to $369.35, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 thru 5 to this Form 4.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:50 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 8,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000029 · edgar.xml · derivative · entry 8

Smith Stephen M · CIK 0001395018 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,821

Underlying: Common Stock · 8,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On March 16, 2016, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2016. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 17, 2017, 25% will vest on February 15, 2018 and the remaining 25% will on February 15, 2019, subject solely to continued service.

F7 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.