Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date September 13, 2017 · Filed September 15, 2017
Section 16 reporting ended · disclosed 2017-09-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,036 |
Ending reported balance
After 2017-09-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-13 · Exercise / conversion · Acquired 2,856 · Balance 38,904 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2017-09-13 · Exercise / conversion · Acquired 7,132 · Balance 46,036 F1: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,132 |
Reported balance
After 2017-09-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-09-13 · Exercise / conversion · Disposed 2,856 · Balance 7,132 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: Includes 2,856 shares which due to an administrative error were incorrectly shown as received in September 2014. On September 13, 2013, Mr. Wall elected to defer the payout of such shares until within 30 days of the earlier of the date:(a) his service on the Board ceases for any reason or (b) on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-09-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-09-13 · Exercise / conversion · Disposed 7,132 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Includes 2,856 shares which due to an administrative error were incorrectly shown as received in September 2014. On September 13, 2013, Mr. Wall elected to defer the payout of such shares until within 30 days of the earlier of the date:(a) his service on the Board ceases for any reason or (b) on which a Change of Control occurs.
F3: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2017 Filed Sep 15, 2017 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000088 · edgardoc.xml · derivative · entry 4 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000088 · edgardoc.xml · derivative · entry 3 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 Underlying: Common Stock · 2,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Includes 2,856 shares which due to an administrative error were incorrectly shown as received in September 2014. On September 13, 2013, Mr. Wall elected to defer the payout of such shares until within 30 days of the earlier of the date:(a) his service on the Board ceases for any reason or (b) on which a Change of Control occurs. F2 · derivative.expiration_date: Includes 2,856 shares which due to an administrative error were incorrectly shown as received in September 2014. On September 13, 2013, Mr. Wall elected to defer the payout of such shares until within 30 days of the earlier of the date:(a) his service on the Board ceases for any reason or (b) on which a Change of Control occurs. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000088 · edgardoc.xml · nonDerivative · entry 2 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 2,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000088 · edgardoc.xml · nonDerivative · entry 1 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 20:18 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 22,944 | $35.45 | $813,412.98 |
DisclosureSEC source: 0001614094-16-000178 · edgardoc.xml · nonDerivative · entry 1 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,048 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $35.32 to $35.61. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:47 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000175 · edgardoc.xml · derivative · entry 3 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,988 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:47 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000175 · edgardoc.xml · derivative · entry 2 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,856 Underlying: Common Stock · 7,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:47 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000175 · edgardoc.xml · nonDerivative · entry 1 WALL ROBERT T · CIK 0001197642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.