Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 5, 2021 21:19 UTC |
CERNUDA CESARPresident
|
Exercise / conversionCommon Stock | 46,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000002 · edgardoc.xml · nonDerivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:21 UTC |
BERRY MICHAEL JEVP Finance & Operations, CFO
|
PurchaseCommon Stock | 15,000 | $63.89 | $958,329.00 |
DisclosureSEC source: 0001614094-20-000079 · edgardoc.xml · nonDerivative · entry 1 BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,568 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $63.51 to $64.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: Total includes 413 shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2020. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:33 UTC |
NEVENS THOMAS MICHAELDirector
|
SaleCommon Stock | 16,000 | $58.88 | $942,049.60 |
DisclosureSEC source: 0001614094-20-000077 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,810 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Octobrt 1, 2020 . F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $58.09 to $59.51. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:06 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,210 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000075 · edgardoc.xml · derivative · entry 6 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,630 Underlying: Common Stock · 1,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 16, 2019, the reporting person was granted 4,840 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date. F3 · derivative.expiration_date: On September 16, 2019, the reporting person was granted 4,840 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:06 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000075 · edgardoc.xml · derivative · entry 5 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,250 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 17,000 restricted stock units, vesting in four equal annual installments beginning on September 15, 2017 and subject to continued service on each applicable vesting date. F2 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 17,000 restricted stock units, vesting in four equal annual installments beginning on September 15, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:06 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 364 | $45.38 | $16,518.32 |
DisclosureSEC source: 0001614094-20-000075 · edgardoc.xml · nonDerivative · entry 4 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,714 Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:06 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000075 · edgardoc.xml · nonDerivative · entry 3 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:06 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,279 | $45.38 | $58,041.02 |
DisclosureSEC source: 0001614094-20-000075 · edgardoc.xml · nonDerivative · entry 2 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,868 Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:06 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 4,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000075 · edgardoc.xml · nonDerivative · entry 1 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:06 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,841 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000074 · edgardoc.xml · derivative · entry 3 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,521 Underlying: Common Stock · 1,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date. F2 · derivative.expiration_date: On September 16, 2019, the reporting person was granted 7,362 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:06 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Tax withholdingCommon Stock | 809 | $45.38 | $36,712.42 |
DisclosureSEC source: 0001614094-20-000074 · edgardoc.xml · nonDerivative · entry 2 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,738 Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:06 UTC |
Anderson BradEVP, SSSBU and CIBU
|
Exercise / conversionCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000074 · edgardoc.xml · nonDerivative · entry 1 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:42 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,831 | $44.62 Strike: $43.77 | $1,018,712.37 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · derivative · entry 4 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,831 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:42 UTC |
NEVENS THOMAS MICHAELDirector
|
SaleCommon Stock | 22,831 | $44.62 | $1,018,712.37 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.04 to $44.93. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:42 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionCommon Stock | 22,831 | $43.77 | $999,312.87 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:42 UTC |
SHAHEEN GEORGE TDirector
|
GrantRestricted Stock Unit · Derivative | 5,634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000071 · edgardoc.xml · derivative · entry 3 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,328 Underlying: Common Stock · 5,634 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:42 UTC |
Schenkel Scott F.Director
|
GrantRestricted Stock Unit · Derivative | 5,634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000070 · edgardoc.xml · derivative · entry 3 Schenkel Scott F. · CIK 0001645504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634 Underlying: Common Stock · 5,634 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:42 UTC |
NEVENS THOMAS MICHAELDirector
|
GrantRestricted Stock Unit · Derivative | 7,324 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · derivative · entry 6 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,324 Underlying: Common Stock · 7,324 shares Expires not disclosed F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date F6 · derivative.expiration_date: On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC |
KERR DEBORAHDirector
|
GrantRestricted Stock Unit · Derivative | 5,634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000068 · edgardoc.xml · derivative · entry 3 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,090 Underlying: Common Stock · 5,634 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC |
Hill KathrynDirector
|
GrantRestricted Stock Unit · Derivative | 5,634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000067 · edgardoc.xml · derivative · entry 3 Hill Kathryn · CIK 0001533931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634 Underlying: Common Stock · 5,634 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC |
HELD GERALDDirector
|
GrantRestricted Stock Unit · Derivative | 5,634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000066 · edgardoc.xml · derivative · entry 6 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,810 Underlying: Common Stock · 5,634 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F5 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC |
HELD GERALDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,416 | $45.50 Strike: $43.77 | $519,433.71 |
DisclosureSEC source: 0001614094-20-000066 · edgardoc.xml · derivative · entry 4 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,416 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC |
HELD GERALDDirector
|
SaleCommon Stock | 11,416 | $45.50 | $519,433.71 |
DisclosureSEC source: 0001614094-20-000066 · edgardoc.xml · nonDerivative · entry 3 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,750 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.50 to $45.511. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC |
HELD GERALDDirector
|
Exercise / conversionCommon Stock | 11,416 | $43.77 | $499,678.32 |
DisclosureSEC source: 0001614094-20-000066 · edgardoc.xml · nonDerivative · entry 2 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC |
Ahuja DeepakDirector
|
GrantRestricted Stock Unit · Derivative | 5,634 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000065 · edgardoc.xml · derivative · entry 3 Ahuja Deepak · CIK 0001494732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634 Underlying: Common Stock · 5,634 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:42 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000071 · edgardoc.xml · derivative · entry 2 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,694 Underlying: Common Stock · 4,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:42 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionCommon Stock | 4,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000071 · edgardoc.xml · nonDerivative · entry 1 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:42 UTC |
Schenkel Scott F.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000070 · edgardoc.xml · derivative · entry 2 Schenkel Scott F. · CIK 0001645504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:42 UTC |
Schenkel Scott F.Director
|
Exercise / conversionCommon Stock | 4,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000070 · edgardoc.xml · nonDerivative · entry 1 Schenkel Scott F. · CIK 0001645504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:42 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,766 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · derivative · entry 5 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F5 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:42 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionCommon Stock | 5,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · nonDerivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Shares held by the Nevens Family 1997 Trust. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC |
KERR DEBORAHDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000068 · edgardoc.xml · derivative · entry 2 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,456 Underlying: Common Stock · 4,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC |
KERR DEBORAHDirector
|
Exercise / conversionCommon Stock | 4,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000068 · edgardoc.xml · nonDerivative · entry 1 KERR DEBORAH · CIK 0001258989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC |
Hill KathrynDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000067 · edgardoc.xml · derivative · entry 2 Hill Kathryn · CIK 0001533931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC |
Hill KathrynDirector
|
Exercise / conversionCommon Stock | 4,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000067 · edgardoc.xml · nonDerivative · entry 1 Hill Kathryn · CIK 0001533931 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 34,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC |
HELD GERALDDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000066 · edgardoc.xml · derivative · entry 5 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,176 Underlying: Common Stock · 4,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 4,435 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC |
HELD GERALDDirector
|
Exercise / conversionCommon Stock | 4,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000066 · edgardoc.xml · nonDerivative · entry 1 HELD GERALD · CIK 0001212064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC |
Ahuja DeepakDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000065 · edgardoc.xml · derivative · entry 2 Ahuja Deepak · CIK 0001494732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 4, 2020, the reporting person was granted 4,473 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On February 4, 2020, the reporting person was granted 4,473 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC |
Ahuja DeepakDirector
|
Exercise / conversionCommon Stock | 4,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000065 · edgardoc.xml · nonDerivative · entry 1 Ahuja Deepak · CIK 0001494732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:52 UTC |
CERNUDA CESARPresident
|
GrantRestricted Stock Unit · Derivative | 59,927 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000057 · edgardoc.xml · derivative · entry 3 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,695 Underlying: Common Stock · 59,927 shares Expires 2027-08-16 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:52 UTC |
CERNUDA CESARPresident
|
GrantRestricted Stock Unit · Derivative | 69,146 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000057 · edgardoc.xml · derivative · entry 2 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,768 Underlying: Common Stock · 69,146 shares Expires 2027-08-16 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:52 UTC |
CERNUDA CESARPresident
|
GrantRestricted Stock Unit · Derivative | 57,622 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000057 · edgardoc.xml · derivative · entry 1 CERNUDA CESAR · CIK 0001817313 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,622 Underlying: Common Stock · 57,622 shares Expires 2027-08-16 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:09 UTC |
Kurian GeorgeDirector · CEO
|
GrantRestricted Stock Unit · Derivative | 55,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000051 · edgardoc.xml · derivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,500 Underlying: Common Stock · 55,500 shares Expires 2027-07-01 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 55,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:09 UTC |
BERRY MICHAEL JEVP Finance & Operations, CFO
|
GrantRestricted Stock Unit · Derivative | 30,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000050 · edgardoc.xml · derivative · entry 1 BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Underlying: Common Stock · 30,500 shares Expires 2027-07-01 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 30,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:09 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
GrantRestricted Stock Unit · Derivative | 17,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000049 · edgardoc.xml · derivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2027-07-01 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:08 UTC |
ALLEN SCOTT R.SVP, Chief Accounting Officer
|
GrantRestricted Stock Unit · Derivative | 16,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000048 · edgardoc.xml · derivative · entry 1 ALLEN SCOTT R. · CIK 0001652149 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2027-07-01 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 16,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:08 UTC |
Anderson BradEVP, SSSBU and CIBU
|
GrantRestricted Stock Unit · Derivative | 26,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000047 · edgardoc.xml · derivative · entry 1 Anderson Brad · CIK 0001333193 · EVP, SSSBU and CIBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 26,000 shares Expires 2027-07-01 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 20:43 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
SaleCommon Stock | 9,487 | $42.74 | $405,499.99 |
DisclosureSEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 12 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,818 F4 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018. F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $42.52 to $42.95. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC |
RICHARD HENRI PEVP, Go To Market
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · derivative · entry 15 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,125 Underlying: Common Stock · 5,375 shares Expires 2026-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F8 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC |
RICHARD HENRI PEVP, Go To Market
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · derivative · entry 14 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250 Underlying: Common Stock · 6,125 shares Expires 2025-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.