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Export transactions ↓Last 12 months
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0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2018 Filed Jan 12, 2018 21:19 UTC |
COLISH FAITHRetired Director
|
SaleCommon Stock | 240 | $5.40 | $1,297.01 |
DisclosureSEC source: 0000898432-18-000076 · form4.xml · nonDerivative · entry 1 COLISH FAITH · CIK 0001264963 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $5.4000 to $5.4050. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 12, 2017 Filed Jun 6, 2017 22:25 UTC |
SUN LIFE FINANCIAL INC10% owner
Sun Life Assurance Co of Canada10% owner
|
OtherSeries A Mandatory Redeemable Preferred Stock | 40 | $125.00 | $5,000.00 |
DisclosureSEC source: 0001140361-17-024080 · doc1.xml · nonDerivative · entry 2 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Sun Life Assurance Co of Canada · CIK 0001381352 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SUN LIFE FINANCIAL INC. Disclosed balance after: 0 F1 · kind: On April 12, 2017, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock. F3 · ownership.nature: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, which owns 100% of the outstanding shares of common stock of Sun Life and Health Insurance Company (U.S.), the direct owner of 60 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer. Read SEC document |
| April 12, 2017 Filed Jun 6, 2017 22:25 UTC |
SUN LIFE FINANCIAL INC10% owner
Sun Life Assurance Co of Canada10% owner
|
OtherSeries A Mandatory Redeemable Preferred Stock | 160 | $125.00 | $20,000.00 |
DisclosureSEC source: 0001140361-17-024080 · doc1.xml · nonDerivative · entry 1 SUN LIFE FINANCIAL INC · CIK 0001097362 · 10% owner Sun Life Assurance Co of Canada · CIK 0001381352 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SUN LIFE FINANCIAL INC. Disclosed balance after: 0 F1 · kind: On April 12, 2017, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Stock. F2 · ownership.nature: Sun Life Financial Inc. owns 100% of the outstanding shares of common stock of Sun Life Assurance Company of Canada, the direct owner of 140 shares of the Series A Mandatory Redeemable Preferred Stock of the issuer. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 16:47 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
SaleCommon Stock | 45,096 | $5.30 | $238,805.87 |
DisclosureSEC source: 0001398344-16-021811 · fp0022966_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 4,295,140 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 15:59 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
SaleCommon Stock | 73,483 | $5.32 | $390,789.94 |
DisclosureSEC source: 0001398344-16-021734 · fp0022938_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 4,340,236 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 15:59 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
SaleCommon Stock | 17,651 | $5.35 | $94,418.73 |
DisclosureSEC source: 0001398344-16-021734 · fp0022938_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 4,413,719 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| April 06, 2011 Filed Apr 8, 2011 19:03 UTC |
BANK OF AMERICA CORP /DE/10% owner
BANK OF AMERICA NA10% owner
Blue Ridge Investments, L.L.C.10% owner
|
OtherAuction Rate Preferred | 1,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000932440-11-000436 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. F2 · kind: The Shares were called for redemption by the issuer at par value. F2 · price: The Shares were called for redemption by the issuer at par value. F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Bank of America, N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA is a wholly owned subsidiary of Bank of America Corporation ("Bank of America") and Blue Ridge is a wholly owned subsidiary of BANA. Read SEC document |
| September 03, 2010 Filed Mar 18, 2011 21:18 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 2,828 | $3.60 | $10,180.80 |
DisclosureSEC source: 0000932440-11-000313 · edgar.xml · nonDerivative · entry 6 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| September 03, 2010 Filed Mar 18, 2011 21:18 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 2,828 | $3.69 | $10,435.32 |
DisclosureSEC source: 0000932440-11-000313 · edgar.xml · nonDerivative · entry 5 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,828 Read SEC document |
| April 09, 2010 Filed Mar 18, 2011 21:18 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 5,029 | $3.53 | $17,752.37 |
DisclosureSEC source: 0000932440-11-000313 · edgar.xml · nonDerivative · entry 4 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| April 09, 2010 Filed Mar 18, 2011 21:18 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 5,029 | $3.55 | $17,852.95 |
DisclosureSEC source: 0000932440-11-000313 · edgar.xml · nonDerivative · entry 3 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,029 Read SEC document |
| December 23, 2009 Filed Mar 18, 2011 21:18 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 2,000 | $2.87 | $5,740.00 |
DisclosureSEC source: 0000932440-11-000313 · edgar.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| December 23, 2009 Filed Mar 18, 2011 21:18 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 2,000 | $3.00 | $6,000.00 |
DisclosureSEC source: 0000932440-11-000313 · edgar.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.