Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
Report date January 10, 2018 · Filed January 12, 2018
Section 16 reporting ended · disclosed 2018-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-10 transaction · row 1
1 source rowRow 1 · 2018-01-10 · Sale · Disposed 100 · Balance 0 |
NEUBERGER MUNICIPAL FUND INC.
Report date January 10, 2018 · Filed January 13, 2018
Section 16 reporting ended · disclosed 2018-01-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-10 transaction · row 1
1 source rowRow 1 · 2018-01-10 · Sale · Disposed 100 · Balance 0 |
NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC
Report date January 10, 2018 · Filed January 12, 2018
Section 16 reporting ended · disclosed 2018-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-10 transaction · row 1
1 source rowRow 1 · 2018-01-10 · Sale · Disposed 240 · Balance 0 F1: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $5.4000 to $5.4050. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $5.4000 to $5.4050. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Neuberger Energy Infrastructure & Income Fund Inc.
Report date January 10, 2018 · Filed January 12, 2018
Section 16 reporting ended · disclosed 2018-01-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-10 transaction · row 1
1 source rowRow 1 · 2018-01-10 · Sale · Disposed 100 · Balance 0 |
Neuberger High Yield Strategies Fund Inc.
Report date January 10, 2018 · Filed January 13, 2018
Section 16 reporting ended · disclosed 2018-01-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-10 transaction · row 1
1 source rowRow 1 · 2018-01-10 · Sale · Disposed 157 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2018 Filed Jan 13, 2018 02:17 UTC | NEUBERGER MUNICIPAL FUND INC. NBH · Entity 8883 | SaleCommon Stock | 100 | $14.74 | $1,474.03 |
DisclosureSEC source: 0000898432-18-000075 · form4.xml · nonDerivative · entry 1 COLISH FAITH · CIK 0001264963 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 21:19 UTC | NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. NBO · Entity 11466 | SaleCommon Stock | 100 | $12.24 | $1,224.00 |
DisclosureSEC source: 0000898432-18-000077 · form4.xml · nonDerivative · entry 1 COLISH FAITH · CIK 0001264963 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 10, 2018 Filed Jan 13, 2018 02:22 UTC | Neuberger High Yield Strategies Fund Inc. NHS · Entity 8981 | SaleCommon Stock | 157 | $11.74 | $1,843.18 |
DisclosureSEC source: 0000898432-18-000079 · form4.xml · nonDerivative · entry 1 COLISH FAITH · CIK 0001264963 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 21:22 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | SaleCommon Stock | 100 | $9.94 | $994.00 |
DisclosureSEC source: 0000898432-18-000078 · form4.xml · nonDerivative · entry 1 COLISH FAITH · CIK 0001264963 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 21:19 UTC | NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC NRO · Entity 6377 | SaleCommon Stock | 240 | $5.40 | $1,297.01 |
DisclosureSEC source: 0000898432-18-000076 · form4.xml · nonDerivative · entry 1 COLISH FAITH · CIK 0001264963 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $5.4000 to $5.4050. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.