Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2025 Filed Apr 8, 2025 00:36 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 3,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-011270 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 20:31 UTC |
LAFFER ARTHUR BDirector
|
GrantRestricted Stock Units · Derivative | 5,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011266 · rdgdoc.xml · derivative · entry 1 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Stock · 5,518 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 20:34 UTC |
Richards PaulSee Remarks
|
GrantRestricted Stock Units · Derivative | 60,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011269 · rdgdoc.xml · derivative · entry 5 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,345 Underlying: Common Stock · 60,345 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 60,345 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 60,345 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 8, 2025 00:28 UTC |
Constantino Edward N.Director
|
GrantRestricted Stock Units · Derivative | 5,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011263 · rdgdoc.xml · derivative · entry 1 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Stock · 5,518 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 20:29 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
GrantRestricted Stock Units · Derivative | 147,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011264 · rdgdoc.xml · derivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,319 Underlying: Common Stock · 147,319 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F8 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F8 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 8, 2025 00:30 UTC |
KAVANAUGH SCOTT FDirector
|
GrantRestricted Stock Units · Derivative | 5,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011265 · rdgdoc.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Stock · 5,518 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 8, 2025 00:33 UTC |
Mitts BrianDirector
|
GrantRestricted Stock Units · Derivative | 5,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011268 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Stock · 5,518 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 8, 2025 00:32 UTC |
McGraner MattSee Remarks
|
GrantRestricted Stock Units · Derivative | 147,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011267 · rdgdoc.xml · derivative · entry 4 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,319 Underlying: Common Stock · 147,319 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 8, 2025 00:38 UTC |
Wood Catherine D.Director
|
GrantRestricted Stock Units · Derivative | 5,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011272 · rdgdoc.xml · derivative · entry 1 Wood Catherine D. · CIK 0001820212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Stock · 5,518 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 8, 2025 00:37 UTC |
Swain CarolDirector
|
GrantRestricted Stock Units · Derivative | 5,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011271 · rdgdoc.xml · derivative · entry 1 Swain Carol · CIK 0001941224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Stock · 5,518 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vest on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 03, 2025 Filed Apr 8, 2025 00:36 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
GrantRestricted Stock Units · Derivative | 17,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-011270 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,242 Underlying: Common Stock · 17,242 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 17,242 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 21:17 UTC |
LAFFER ARTHUR BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008106 · rdgdoc.xml · derivative · entry 2 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 21:17 UTC |
LAFFER ARTHUR BDirector
|
Exercise / conversionCommon Stock | 4,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008106 · rdgdoc.xml · nonDerivative · entry 1 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 21:16 UTC |
Richards PaulSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008105 · rdgdoc.xml · derivative · entry 5 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 40,000 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 40,000 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 21:16 UTC |
Richards PaulSee Remarks
|
Tax withholdingCommon Stock | 4,534 | $16.33 | $74,040.22 |
DisclosureSEC source: 0001437749-25-008105 · rdgdoc.xml · nonDerivative · entry 2 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,519 Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 21:16 UTC |
Richards PaulSee Remarks
|
Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008105 · rdgdoc.xml · nonDerivative · entry 1 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:21 UTC |
Constantino Edward N.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008111 · rdgdoc.xml · derivative · entry 3 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:21 UTC |
Constantino Edward N.Director
|
Disposition to issuerCommon Stock | 2,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008111 · rdgdoc.xml · nonDerivative · entry 2 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,139 F2 · price: Represents the portion of the previously reported restricted stock unit grant that vested on March 13, 2025 and settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:21 UTC |
Constantino Edward N.Director
|
Exercise / conversionCommon Stock | 4,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008111 · rdgdoc.xml · nonDerivative · entry 1 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 21:15 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 38,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008104 · rdgdoc.xml · derivative · entry 7 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,312 Underlying: Common Stock · 38,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F7 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F7 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 21:15 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 38,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008104 · rdgdoc.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:22 UTC |
KAVANAUGH SCOTT FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008113 · rdgdoc.xml · derivative · entry 2 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:22 UTC |
KAVANAUGH SCOTT FDirector
|
Exercise / conversionCommon Stock | 4,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008113 · rdgdoc.xml · nonDerivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:23 UTC |
Mitts BrianDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008114 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 33,333 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 33,333 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:23 UTC |
Mitts BrianDirector
|
Tax withholdingCommon Stock | 3,114 | $16.13 | $50,228.82 |
DisclosureSEC source: 0001437749-25-008114 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,344 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:23 UTC |
Mitts BrianDirector
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008114 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:19 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 38,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008109 · rdgdoc.xml · derivative · entry 4 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,312 Underlying: Common Stock · 38,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 153,750 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:19 UTC |
McGraner MattSee Remarks
|
Tax withholdingCommon Stock | 15,321 | $16.13 | $247,127.73 |
DisclosureSEC source: 0001437749-25-008109 · rdgdoc.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,292 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:19 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 38,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008109 · rdgdoc.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:20 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008110 · rdgdoc.xml · derivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 2,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 11,667 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 11,667 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:20 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 999 | $16.13 | $16,113.87 |
DisclosureSEC source: 0001437749-25-008110 · rdgdoc.xml · nonDerivative · entry 2 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,222 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:20 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 2,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008110 · rdgdoc.xml · nonDerivative · entry 1 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:19 UTC |
Swain CarolDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008108 · rdgdoc.xml · derivative · entry 2 Swain Carol · CIK 0001941224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:19 UTC |
Swain CarolDirector
|
Exercise / conversionCommon Stock | 4,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008108 · rdgdoc.xml · nonDerivative · entry 1 Swain Carol · CIK 0001941224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:18 UTC |
Wood Catherine D.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008107 · rdgdoc.xml · derivative · entry 2 Wood Catherine D. · CIK 0001820212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 4,530 restricted stock units. The restricted stock units vested on March 13, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 01:18 UTC |
Wood Catherine D.Director
|
Exercise / conversionCommon Stock | 4,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-008107 · rdgdoc.xml · nonDerivative · entry 1 Wood Catherine D. · CIK 0001820212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 17:19 UTC |
Richards PaulSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 3,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005091 · rdgdoc.xml · derivative · entry 8 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 12,880 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 12,880 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 17:19 UTC |
Richards PaulSee Remarks
|
Tax withholdingCommon Stock | 2,234 | $15.55 | $34,738.70 |
DisclosureSEC source: 0001437749-25-005091 · rdgdoc.xml · nonDerivative · entry 4 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,053 Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 17:19 UTC |
Richards PaulSee Remarks
|
Exercise / conversionCommon Stock | 3,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-005091 · rdgdoc.xml · nonDerivative · entry 3 Richards Paul · CIK 0002034963 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 17:20 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 15,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005092 · rdgdoc.xml · derivative · entry 9 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). F9 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F9 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 17:20 UTC |
DONDERO JAMES DDirector · President · 10% owner
|
Exercise / conversionCommon Stock | 15,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-005092 · rdgdoc.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:19 UTC |
Mitts BrianDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005089 · rdgdoc.xml · derivative · entry 8 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 20,654 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 20,654 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:19 UTC |
Mitts BrianDirector
|
Tax withholdingCommon Stock | 2,777 | $15.55 | $43,182.35 |
DisclosureSEC source: 0001437749-25-005089 · rdgdoc.xml · nonDerivative · entry 4 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,125 Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:19 UTC |
Mitts BrianDirector
|
Exercise / conversionCommon Stock | 5,163 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-005089 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:18 UTC |
McGraner MattSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 15,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005088 · rdgdoc.xml · derivative · entry 7 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F4 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:18 UTC |
McGraner MattSee Remarks
|
Tax withholdingCommon Stock | 6,021 | $15.55 | $93,626.55 |
DisclosureSEC source: 0001437749-25-005088 · rdgdoc.xml · nonDerivative · entry 4 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,275 Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:18 UTC |
McGraner MattSee Remarks
|
Exercise / conversionCommon Stock | 15,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-005088 · rdgdoc.xml · nonDerivative · entry 3 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:19 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-005090 · rdgdoc.xml · derivative · entry 6 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 5,337 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 5,337 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:19 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 618 | $15.55 | $9,609.90 |
DisclosureSEC source: 0001437749-25-005090 · rdgdoc.xml · nonDerivative · entry 4 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,304 Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:19 UTC |
Sauter Dennis Charles JrGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 1,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-25-005090 · rdgdoc.xml · nonDerivative · entry 3 Sauter Dennis Charles Jr · CIK 0001803863 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.