Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2020 Filed May 26, 2020 16:42 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 5,564 | $14.43 | $80,288.52 |
DisclosureSEC source: 0000899243-20-014184 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 138,753 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2020 Filed May 26, 2020 16:42 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 848 | $13.89 | $11,778.72 |
DisclosureSEC source: 0000899243-20-014184 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 128,136 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| May 21, 2020 Filed May 26, 2020 16:42 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 5,652 | $13.89 | $78,506.28 |
DisclosureSEC source: 0000899243-20-014184 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 133,189 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 20, 2020 Filed May 21, 2020 16:45 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 848 | $12.04 | $10,209.92 |
DisclosureSEC source: 0000899243-20-013865 · doc4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 127,288 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| May 20, 2020 Filed May 21, 2020 16:45 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 5,652 | $12.04 | $68,050.08 |
DisclosureSEC source: 0000899243-20-013865 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 127,537 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 19, 2020 Filed May 21, 2020 16:45 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 759 | $11.06 | $8,394.54 |
DisclosureSEC source: 0000899243-20-013865 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 126,440 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| May 19, 2020 Filed May 21, 2020 16:45 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 5,055 | $11.06 | $55,908.30 |
DisclosureSEC source: 0000899243-20-013865 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 121,885 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2020 Filed May 18, 2020 16:45 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 6 | $10.89 | $65.34 |
DisclosureSEC source: 0000899243-20-013396 · doc4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 125,681 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| May 15, 2020 Filed May 18, 2020 16:45 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 44 | $10.89 | $479.16 |
DisclosureSEC source: 0000899243-20-013396 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 116,830 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2020 Filed May 18, 2020 16:45 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 916 | $11.15 | $10,213.40 |
DisclosureSEC source: 0000899243-20-013396 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 125,675 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| May 14, 2020 Filed May 18, 2020 16:45 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 6,102 | $11.15 | $68,037.30 |
DisclosureSEC source: 0000899243-20-013396 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 116,786 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2020 Filed May 14, 2020 16:46 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 1,017 | $11.62 | $11,817.54 |
DisclosureSEC source: 0000899243-20-013095 · doc4.xml · nonDerivative · entry 4 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 124,759 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| May 13, 2020 Filed May 14, 2020 16:46 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 6,774 | $11.62 | $78,713.88 |
DisclosureSEC source: 0000899243-20-013095 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 110,684 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2020 Filed May 14, 2020 16:46 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 62 | $11.81 | $732.22 |
DisclosureSEC source: 0000899243-20-013095 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 123,742 F2 · ownership.nature: These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| May 12, 2020 Filed May 14, 2020 16:46 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 418 | $11.81 | $4,936.58 |
DisclosureSEC source: 0000899243-20-013095 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 103,910 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through advised accounts. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 08, 2020 Filed May 11, 2020 18:16 UTC |
LAFFER ARTHUR BDirector
|
GrantRestricted Stock Units · Derivative | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012622 · doc4.xml · derivative · entry 1 LAFFER ARTHUR B · CIK 0001090307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,913 Underlying: Common Stock · 4,913 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: The restricted stock units vest on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2020 Filed May 11, 2020 22:02 UTC |
Constantino Edward N.Director
|
GrantRestricted Stock Units · Derivative | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012612 · doc4.xml · derivative · entry 1 Constantino Edward N. · CIK 0001498322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,913 Underlying: Common Stock · 4,913 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: The restricted stock units vest on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2020 Filed May 11, 2020 22:02 UTC |
KAVANAUGH SCOTT FDirector
|
GrantRestricted Stock Units · Derivative | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012611 · doc4.xml · derivative · entry 1 KAVANAUGH SCOTT F · CIK 0001218975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,913 Underlying: Common Stock · 4,913 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: The restricted stock units vest on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest on May 8, 2021. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 16:15 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 23,600 | $12.82 | $302,552.00 |
DisclosureSEC source: 0000899243-20-010639 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 103,492 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 16:15 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 16,300 | $9.93 | $161,859.00 |
DisclosureSEC source: 0000899243-20-010639 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 79,892 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 16:15 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 23,500 | $9.39 | $220,665.00 |
DisclosureSEC source: 0000899243-20-010506 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 63,592 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:15 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 20,679 | $8.30 | $171,635.70 |
DisclosureSEC source: 0000899243-20-010506 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 40,092 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 16:18 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 12,244 | $8.41 | $102,972.04 |
DisclosureSEC source: 0000899243-20-010315 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,413 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 16:18 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 7,169 | $8.79 | $63,015.51 |
DisclosureSEC source: 0000899243-20-010315 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,169 F1 · ownership.nature: These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 26, 2020 Filed Mar 26, 2020 22:02 UTC |
McGraner MattSee Remarks
|
PurchaseCommon Stock | 1,500 | $6.97 | $10,455.00 |
DisclosureSEC source: 0000899243-20-009581 · doc4.xml · nonDerivative · entry 3 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,315 Read SEC document |
| March 26, 2020 Filed Mar 26, 2020 18:08 UTC |
Goetz MatthewSee Remarks
|
PurchaseCommon Stock | 2,500 | $7.02 | $17,550.00 |
DisclosureSEC source: 0000899243-20-009582 · doc4.xml · nonDerivative · entry 6 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,052 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.96 to $7.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 22:02 UTC |
McGraner MattSee Remarks
|
PurchaseCommon Stock | 1,500 | $7.21 | $10,815.00 |
DisclosureSEC source: 0000899243-20-009581 · doc4.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,815 Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 22:06 UTC |
Mitts BrianDirector · See Remarks
|
PurchaseCommon Stock | 1,700 | $7.27 | $12,359.00 |
DisclosureSEC source: 0000899243-20-009624 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,015 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.28, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 19, 2020 Filed Mar 26, 2020 18:08 UTC |
Goetz MatthewSee Remarks
|
OtherCommon Stock | 100 | $8.10 | $810.00 |
DisclosureSEC source: 0000899243-20-009582 · doc4.xml · nonDerivative · entry 5 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,552 Read SEC document |
| March 19, 2020 Filed Mar 26, 2020 18:08 UTC |
Goetz MatthewSee Remarks
|
OtherCommon Stock | 500 | $7.95 | $3,975.00 |
DisclosureSEC source: 0000899243-20-009582 · doc4.xml · nonDerivative · entry 4 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,452 Read SEC document |
| March 19, 2020 Filed Mar 26, 2020 18:08 UTC |
Goetz MatthewSee Remarks
|
OtherCommon Stock | 5 | $7.96 | $39.80 |
DisclosureSEC source: 0000899243-20-009582 · doc4.xml · nonDerivative · entry 3 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,952 Read SEC document |
| March 19, 2020 Filed Mar 26, 2020 18:08 UTC |
Goetz MatthewSee Remarks
|
OtherCommon Stock | 490 | $7.98 | $3,910.20 |
DisclosureSEC source: 0000899243-20-009582 · doc4.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,947 Read SEC document |
| March 19, 2020 Filed Mar 26, 2020 18:08 UTC |
Goetz MatthewSee Remarks
|
OtherCommon Stock | 100 | $8.00 | $800.00 |
DisclosureSEC source: 0000899243-20-009582 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,457 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:15 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 1,800 | $14.45 | $26,010.00 |
DisclosureSEC source: 0000899243-20-008598 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,800 F1 · ownership.nature: These shares are held by a limited liability company in which the trust referenced in footnote 3 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares. Read SEC document |
| March 13, 2020 Filed Mar 26, 2020 22:02 UTC |
McGraner MattSee Remarks
|
PurchaseCommon Stock | 1,800 | $14.45 | $26,010.00 |
DisclosureSEC source: 0000899243-20-009581 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,800 F1 · ownership.nature: These shares are held by a limited liability company in which Mr. McGraner owns an indirect minority interest. Mr. McGraner disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Please refer to the Form 4 filed by James D. Dondero on March 17, 2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 16:15 UTC |
Goetz MatthewSee Remarks
|
PurchaseCommon Stock | 6,042 | $16.39 | $99,028.38 |
DisclosureSEC source: 0000899243-20-008211 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,357 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 16:17 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 525 | $18.60 | $9,763.43 |
DisclosureSEC source: 0000899243-20-006714 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 65,700 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:16 UTC |
McGraner MattSee Remarks
|
PurchaseCommon Stock | 525 | $18.60 | $9,763.43 |
DisclosureSEC source: 0000899243-20-006711 · doc4.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 65,700 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 16:16 UTC |
Goetz MatthewSee Remarks
|
PurchaseCommon Stock | 525 | $18.60 | $9,763.43 |
DisclosureSEC source: 0000899243-20-006713 · doc4.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 65,700 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:17 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 12,975 | $18.61 | $241,516.65 |
DisclosureSEC source: 0000899243-20-006714 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 65,175 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:16 UTC |
McGraner MattSee Remarks
|
PurchaseCommon Stock | 12,975 | $18.61 | $241,516.65 |
DisclosureSEC source: 0000899243-20-006711 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 65,175 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:16 UTC |
Goetz MatthewSee Remarks
|
PurchaseCommon Stock | 12,975 | $18.61 | $241,516.65 |
DisclosureSEC source: 0000899243-20-006713 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 65,175 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 16:15 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 27,044 | $18.84 | $509,400.78 |
DisclosureSEC source: 0000899243-20-006246 · doc4.xml · nonDerivative · entry 2 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 52,200 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:16 UTC |
McGraner MattSee Remarks
|
PurchaseCommon Stock | 27,044 | $18.84 | $509,400.78 |
DisclosureSEC source: 0000899243-20-006247 · doc4.xml · nonDerivative · entry 2 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 52,200 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 16:16 UTC |
Goetz MatthewSee Remarks
|
PurchaseCommon Stock | 27,044 | $18.84 | $509,400.78 |
DisclosureSEC source: 0000899243-20-006248 · doc4.xml · nonDerivative · entry 2 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 52,200 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:15 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 2,599 | $18.98 | $49,339.42 |
DisclosureSEC source: 0000899243-20-006246 · doc4.xml · nonDerivative · entry 1 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,156 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:16 UTC |
McGraner MattSee Remarks
|
PurchaseCommon Stock | 2,599 | $18.98 | $49,339.42 |
DisclosureSEC source: 0000899243-20-006247 · doc4.xml · nonDerivative · entry 1 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,156 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:16 UTC |
Goetz MatthewSee Remarks
|
PurchaseCommon Stock | 2,599 | $18.98 | $49,339.42 |
DisclosureSEC source: 0000899243-20-006248 · doc4.xml · nonDerivative · entry 1 Goetz Matthew · CIK 0001636204 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,156 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 20:13 UTC |
DONDERO JAMES DDirector · President
|
PurchaseCommon Stock | 9,357 | $18.98 | $177,595.86 |
DisclosureSEC source: 0000899243-20-005979 · doc4.xml · nonDerivative · entry 3 DONDERO JAMES D · CIK 0001228922 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,557 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 01:15 UTC |
McGraner MattSee Remarks
|
PurchaseCommon Stock | 9,357 | $18.98 | $177,595.86 |
DisclosureSEC source: 0000899243-20-005981 · doc4.xml · nonDerivative · entry 3 McGraner Matt · CIK 0001636187 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,557 F1 · ownership.nature: These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.