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OTC · USD

NRDE

Stark Novus Financial Inc.

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7504
SEC CIK
0001759546
Parsed reports
181

Last 12 months

Inside the activity.

27 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202580
Dec 202520
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026160
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2024 Filed Mar 18, 2024 21:15 UTC
Hightower Edward T.Director · FORMER CEO & PRESIDENT
Tax withholdingClass A common stock 6,267 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035648 · tm249101-7_4seq1.xml · nonDerivative · entry 2

Hightower Edward T. · CIK 0001894132 · Director · FORMER CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,888

F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:15 UTC
Hightower Edward T.Director · FORMER CEO & PRESIDENT
Exercise / conversionClass A common stock 22,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035648 · tm249101-7_4seq1.xml · nonDerivative · entry 1

Hightower Edward T. · CIK 0001894132 · Director · FORMER CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:12 UTC
Bell DonnaFMR EVP, PRD CRTN, ENG&SUP CHN
Exercise / conversionRestricted Stock Units · Derivative 16,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035639 · tm249101-6_4seq1.xml · derivative · entry 3

Bell Donna · CIK 0001937152 · FMR EVP, PRD CRTN, ENG&SUP CHN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4 · derivative.exercise_date: On July 11, 2022, the reporting person was granted 34,666 RSUs (consisting of an inducement grant of 16,666 RSUs and an annual grant of 18,000 RSUs) vest in three installments, with 16,000 RSUs vesting on August 15, 2023, 11,000 RSUs vesting on August 15, 2024 and 7,666 RSUs vesting on August 15, 2025. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date. Dr. Bell's employment with the Debtors terminated in November 2023.

F4 · derivative.expiration_date: On July 11, 2022, the reporting person was granted 34,666 RSUs (consisting of an inducement grant of 16,666 RSUs and an annual grant of 18,000 RSUs) vest in three installments, with 16,000 RSUs vesting on August 15, 2023, 11,000 RSUs vesting on August 15, 2024 and 7,666 RSUs vesting on August 15, 2025. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date. Dr. Bell's employment with the Debtors terminated in November 2023.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:12 UTC
Bell DonnaFMR EVP, PRD CRTN, ENG&SUP CHN
Tax withholdingClass A common stock 5,424 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035639 · tm249101-6_4seq1.xml · nonDerivative · entry 2

Bell Donna · CIK 0001937152 · FMR EVP, PRD CRTN, ENG&SUP CHN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,576

F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:12 UTC
Bell DonnaFMR EVP, PRD CRTN, ENG&SUP CHN
Exercise / conversionClass A common stock 16,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035639 · tm249101-6_4seq1.xml · nonDerivative · entry 1

Bell Donna · CIK 0001937152 · FMR EVP, PRD CRTN, ENG&SUP CHN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Exercise / conversionRestricted Stock Units · Derivative 2,127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · derivative · entry 6

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5 · derivative.exercise_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F5 · derivative.expiration_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Exercise / conversionRestricted Stock Units · Derivative 1,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · derivative · entry 5

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4 · derivative.exercise_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F4 · derivative.expiration_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Exercise / conversionRestricted Stock Units · Derivative 136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · derivative · entry 4

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Exercise / conversionClass A common stock 2,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · nonDerivative · entry 3

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Exercise / conversionClass A common stock 1,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · nonDerivative · entry 2

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Exercise / conversionClass A common stock 136 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · nonDerivative · entry 1

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Apr 1, 2024 20:38 UTC PurchaseCommon Stock, par value $0.0001 52,603 $2.25 $118,219.98
Disclosure

SEC source: 0001013594-24-000336 · form4.xml · nonDerivative · entry 1

Sole Andrew L. · CIK 0001378121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Esopus Creek Value Series Fund LP - Series A

Disclosed balance after: 210,037

F1 · ownership.nature: This filing merely amends and restates under the reporting person's own name, the Form 4 filing made by Esopus Creek Value Series Fund LP on March 18, 2024 on behalf of the reporting person.

F2 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
May 19, 2023 Filed May 22, 2023 17:57 UTC Exercise / conversionRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008526 · form4-05222023_090527.xml · derivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023.

F4 · derivative.expiration_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023.

Read SEC document
May 19, 2023 Filed May 22, 2023 17:57 UTC Exercise / conversionClass A Common Stock 31,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008526 · form4-05222023_090527.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
May 19, 2023 Filed May 22, 2023 17:51 UTC Exercise / conversionRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008523 · form4-05222023_090519.xml · derivative · entry 2

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023.

F2 · derivative.expiration_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023.

Read SEC document
May 19, 2023 Filed May 22, 2023 17:51 UTC Exercise / conversionClass A Common Stock 31,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008523 · form4-05222023_090519.xml · nonDerivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
May 19, 2023 Filed May 22, 2023 21:55 UTC Exercise / conversionClass A Common Stock · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008525 · form4-05222023_090517.xml · derivative · entry 2

ANDERSON JOSEPH B JR · CIK 0001214328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023.

F2 · derivative.expiration_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023.

Read SEC document
May 19, 2023 Filed May 22, 2023 21:55 UTC Exercise / conversionClass A Common Stock 31,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008525 · form4-05222023_090517.xml · nonDerivative · entry 1

ANDERSON JOSEPH B JR · CIK 0001214328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
May 19, 2023 Filed May 22, 2023 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008524 · form4-05222023_090557.xml · derivative · entry 2

Soave Laura J. · CIK 0001924520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023.

F2 · derivative.expiration_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023.

Read SEC document
May 19, 2023 Filed May 22, 2023 21:53 UTC Exercise / conversionClass A Common Stock 31,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008524 · form4-05222023_090557.xml · nonDerivative · entry 1

Soave Laura J. · CIK 0001924520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:08 UTC Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002111 · form4-02082023_120227.xml · derivative · entry 2

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

Underlying: Class A Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:08 UTC Exercise / conversionClass A Common Stock 2,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-002111 · form4-02082023_120227.xml · nonDerivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
February 05, 2023 Filed Feb 8, 2023 00:07 UTC Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002110 · form4-02082023_120203.xml · derivative · entry 2

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

Underlying: Class A Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2023 Filed Feb 8, 2023 00:07 UTC Exercise / conversionClass A Common Stock 2,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-002110 · form4-02082023_120203.xml · nonDerivative · entry 1

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
February 05, 2023 Filed Feb 8, 2023 00:05 UTC
Reiss JaneDirector
Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002109 · form4-02082023_120222.xml · derivative · entry 2

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

Underlying: Class A Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2023 Filed Feb 8, 2023 00:05 UTC
Reiss JaneDirector
Exercise / conversionClass A Common Stock 2,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-002109 · form4-02082023_120222.xml · nonDerivative · entry 1

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 14:00 UTC SaleClass A Common Stock 5,000,000 $0.87 $4,350,000.00
Disclosure

SEC source: 0001104659-23-002645 · tm232881-1_4seq1.xml · nonDerivative · entry 1

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,683,745

F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions on January 6, 2023 at prices ranging from $0.95 to $0.87. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:25 UTC
Leonard Melissa A.EVP, GEN. COUNSEL & SECRETARY
Exercise / conversionRestricted Stock Units · Derivative 83,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000306 · form4-01042023_090117.xml · derivative · entry 3

Leonard Melissa A. · CIK 0001898453 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Class A Common Stock · 83,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The initial award amount of 250,000 RSUs vests in three equal annual installments beginning on January 1, 2022, subject to the Reporting Person's continued employment through each vesting date.

F3 · derivative.expiration_date: The initial award amount of 250,000 RSUs vests in three equal annual installments beginning on January 1, 2022, subject to the Reporting Person's continued employment through each vesting date.

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January 01, 2023 Filed Jan 4, 2023 16:25 UTC
Leonard Melissa A.EVP, GEN. COUNSEL & SECRETARY
Tax withholdingClass A Common Stock 28,875 $1.14 $32,917.50
Disclosure

SEC source: 0001415889-23-000306 · form4-01042023_090117.xml · nonDerivative · entry 2

Leonard Melissa A. · CIK 0001898453 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,443

F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported RSUs, which vested on January 1, 2023. This does not represent a sale by the Reporting Person.

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January 01, 2023 Filed Jan 4, 2023 16:25 UTC
Leonard Melissa A.EVP, GEN. COUNSEL & SECRETARY
Exercise / conversionClass A Common Stock 83,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-000306 · form4-01042023_090117.xml · nonDerivative · entry 1

Leonard Melissa A. · CIK 0001898453 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 21:16 UTC Amendment SaleClass A Common Stock 1,169,000 $1.70 $1,987,300.00
Disclosure

SEC source: 0001104659-22-119262 · tm2230621-3_4aseq1.xml · nonDerivative · entry 3

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,683,745

F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

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November 15, 2022 Filed Nov 15, 2022 18:24 UTC SaleClass A Common Stock 1,169,000 $1.78 $2,080,820.00
Disclosure

SEC source: 0001104659-22-119220 · tm2230621-1_4seq1.xml · nonDerivative · entry 3

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,683,745

F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:16 UTC Amendment SaleClass A Common Stock 650,000 $1.73 $1,124,500.00
Disclosure

SEC source: 0001104659-22-119262 · tm2230621-3_4aseq1.xml · nonDerivative · entry 2

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,852,745

F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:24 UTC SaleClass A Common Stock 650,000 $1.73 $1,124,500.00
Disclosure

SEC source: 0001104659-22-119220 · tm2230621-1_4seq1.xml · nonDerivative · entry 2

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,852,745

F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:16 UTC Amendment SaleClass A Common Stock 2,100,000 $1.85 $3,885,000.00
Disclosure

SEC source: 0001104659-22-119262 · tm2230621-3_4aseq1.xml · nonDerivative · entry 1

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,502,745

F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:24 UTC SaleClass A Common Stock 2,100,000 $1.85 $3,885,000.00
Disclosure

SEC source: 0001104659-22-119220 · tm2230621-1_4seq1.xml · nonDerivative · entry 1

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,502,745

F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 14:07 UTC SaleClass A Common Stock 555,000 $1.70 $943,500.00
Disclosure

SEC source: 0001104659-22-117015 · tm2230203-1_4seq1.xml · nonDerivative · entry 2

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,602,745

Read SEC document
November 09, 2022 Filed Nov 14, 2022 22:36 UTC
Hightower Edward T.Director · CEO & PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 166,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011368 · form4-11142022_101151.xml · derivative · entry 3

Hightower Edward T. · CIK 0001894132 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,334

Underlying: Class A Common Stock · 166,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The initial award amount of 500,000 RSUs vests in three equal annual installments beginning on November 9, 2022, subject to the Reporting Person's continued employment through each vesting date.

F3 · derivative.expiration_date: The initial award amount of 500,000 RSUs vests in three equal annual installments beginning on November 9, 2022, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 22:36 UTC
Hightower Edward T.Director · CEO & PRESIDENT
Tax withholdingClass A Common Stock 72,667 $1.63 $118,447.21
Disclosure

SEC source: 0001415889-22-011368 · form4-11142022_101151.xml · nonDerivative · entry 2

Hightower Edward T. · CIK 0001894132 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,999

F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested on November 9, 2022. This does not represent a sale by the Reporting Person.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 22:36 UTC
Hightower Edward T.Director · CEO & PRESIDENT
Exercise / conversionClass A Common Stock 166,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-011368 · form4-11142022_101151.xml · nonDerivative · entry 1

Hightower Edward T. · CIK 0001894132 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 14:07 UTC SaleClass A Common Stock 4,205,000 $1.97 $8,283,850.00
Disclosure

SEC source: 0001104659-22-117015 · tm2230203-1_4seq1.xml · nonDerivative · entry 1

Burns Stephen S. · CIK 0001481717 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,157,745

F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions at prices ranging from $1.75 to $2.18, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

Read SEC document
October 13, 2022 Filed Oct 14, 2022 17:06 UTC
Kroll Adam BCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 83,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010573 · form4-10142022_021055.xml · derivative · entry 3

Kroll Adam B · CIK 0001861641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Class A Common Stock · 83,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The initial award amount of 250,000 RSUs vests in three equal annual installments beginning on October 13, 2022, subject to the Reporting Person's continued employment through each vesting date.

F3 · derivative.expiration_date: The initial award amount of 250,000 RSUs vests in three equal annual installments beginning on October 13, 2022, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
October 13, 2022 Filed Oct 14, 2022 17:06 UTC
Kroll Adam BCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 36,917 $1.79 $66,081.43
Disclosure

SEC source: 0001415889-22-010573 · form4-10142022_021055.xml · nonDerivative · entry 2

Kroll Adam B · CIK 0001861641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,416

F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested on October 13, 2022. This does not represent a sale by the Reporting Person.

Read SEC document
October 13, 2022 Filed Oct 14, 2022 17:06 UTC
Kroll Adam BCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 83,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-010573 · form4-10142022_021055.xml · nonDerivative · entry 1

Kroll Adam B · CIK 0001861641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis.

Read SEC document
September 20, 2022 Filed Jan 18, 2023 21:04 UTC PurchaseClass A Common Stock 2,000 $1.97 $3,942.00
Disclosure

SEC source: 0001415889-23-001055 · form4-01182023_090127.xml · nonDerivative · entry 1

ANDERSON JOSEPH B JR · CIK 0001214328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
August 26, 2022 Filed Aug 29, 2022 23:35 UTC
NINIVAGGI DANIEL ADirector · EXECUTIVE CHAIRMAN
Exercise / conversionRestricted Stock Units · Derivative 233,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-009164 · form4-08292022_040814.xml · derivative · entry 3

NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,667

Underlying: Class A Common Stock · 233,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The initial award amount of 700,000 RSUs vests in three equal annual installments beginning on August 26, 2022, subject to the Reporting Person's continued employment through each vesting date.

F3 · derivative.expiration_date: The initial award amount of 700,000 RSUs vests in three equal annual installments beginning on August 26, 2022, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 23:35 UTC
NINIVAGGI DANIEL ADirector · EXECUTIVE CHAIRMAN
Tax withholdingClass A Common Stock 101,734 $2.06 $209,572.04
Disclosure

SEC source: 0001415889-22-009164 · form4-08292022_040814.xml · nonDerivative · entry 2

NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,599

F2 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested on August 26, 2022. This does not represent a sale by the Reporting Person.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 23:35 UTC
NINIVAGGI DANIEL ADirector · EXECUTIVE CHAIRMAN
Exercise / conversionClass A Common Stock 233,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-009164 · form4-08292022_040814.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 23:37 UTC
Hightower Edward T.Director · CEO & PRESIDENT
PurchaseClass A Common Stock 10,000 $2.06 $20,600.00
Disclosure

SEC source: 0001415889-22-009165 · form4-08292022_040802.xml · nonDerivative · entry 1

Hightower Edward T. · CIK 0001894132 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
August 15, 2022 Filed Aug 16, 2022 16:27 UTC
Leonard Melissa A.EVP, GEN. COUNSEL & SECRETARY
GrantEmployee Stock Options · Derivative 90,000 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001415889-22-008711 · form4-08162022_010847.xml · derivative · entry 2

Leonard Melissa A. · CIK 0001898453 · EVP, GEN. COUNSEL & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class A Common Stock · 90,000 shares

Expires 2029-08-15

F2 · derivative.exercise_date: 90,000 stock options vest in three equal annual installments beginning on August 15, 2023, subject to the Reporting Person's continued employment through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.