Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC |
Hwang TimDirector · See Remarks
|
GrantNonstatutory Stock Options (Right to Buy) · Derivative | 1,110,438 | Not disclosed Strike: $1.49 | Not disclosed |
DisclosureSEC source: 0000899243-22-027491 · doc4.xml · derivative · entry 3 Hwang Tim · CIK 0001937743 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,110,438 Underlying: Class A Common Stock · 1,110,438 shares Expires 2028-06-17 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F8 · price: Received in the Business Combination in exchange for 935,500 shares of NSOs of Legacy FiscalNote. F7 · derivative.exercise_date: These NSOs are fully vested and are currently exercisable at any time. F4 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC |
Hwang TimDirector · See Remarks
|
GrantNonstatutory Stock Options (Right to Buy) · Derivative | 296,750 | Not disclosed Strike: $2.43 | Not disclosed |
DisclosureSEC source: 0000899243-22-027491 · doc4.xml · derivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 296,750 Underlying: Class A Common Stock · 296,750 shares Expires 2030-07-28 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F6 · price: Received in the Business Combination in exchange for 250,000 shares of NSOs of Legacy FiscalNote. F5 · derivative.exercise_date: The nonstatutory stock options ("NSOs") vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is January 1, 2020. F4 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC |
Hwang TimDirector · See Remarks
|
GrantClass B Common Stock · Derivative | 7,108,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027491 · doc4.xml · derivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,108,624 Underlying: Class A Common Stock · 7,108,624 shares Expires 2029-07-29 F2 · derivative.exercise_price: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation. F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F3 · price: Received in the Business Combination in exchange for 5,988,730 shares of Class B common stock of Legacy FiscalNote. F2 · derivative.exercise_date: Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation. F4 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:16 UTC |
Sedgley AnnaDirector
|
GrantClass A Common Stock | 29,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027478 · doc4.xml · nonDerivative · entry 1 Sedgley Anna · CIK 0001937693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,675 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the RSUs to vest and become exercisable prior to the expiration date. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to 50% of the total number of RSUs on the first anniversary of the vesting commencement date, and as to an additional one-twenty-fourth (1/24) of the total number of RSUs on the corresponding day of each month thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month) until the second anniversary of the vesting commencement date. F3 · price: (Continued from Footnote 2) The vesting commencement date is February 7, 2021. F4 · price: Received in the Business Combination in exchange for 25,000 RSUs of Legacy FiscalNote. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:18 UTC |
Nilsson KeithDirector · 10% owner
|
GrantClass A Common Stock | 59,349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027483 · doc4.xml · nonDerivative · entry 6 Nilsson Keith · CIK 0001937698 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,349 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F9 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the restricted stock units to vest. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to 25% of the total number of restricted stock units on the first anniversary of the vesting commencement date and as to an additional 1/48th of the total number of restricted stock units on the corresponding day of each month following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of the month) until the fourth anniversary of the vesting commencement date. The vesting commencement date is November 6, 2017. F10 · price: Received in the Business Combination in exchange for 50,000 restricted stock units of Legacy FiscalNote. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:18 UTC |
Nilsson KeithDirector · 10% owner
|
GrantClass A Common Stock | 301,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027483 · doc4.xml · nonDerivative · entry 5 Nilsson Keith · CIK 0001937698 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Xplorer Capital Fund III GP, LLC Disclosed balance after: 301,585 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F8 · price: Received in the Business Combination in exchange for 254,073 shares of Class A common stock of Legacy FiscalNote. F3 · ownership.nature: The Reporting Person is managing partner of the beneficial owner of these shares and may be deemed to have voting and dispositive power over the shares held by the beneficial owner. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:18 UTC |
Nilsson KeithDirector · 10% owner
|
GrantClass A Common Stock | 2,250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027483 · doc4.xml · nonDerivative · entry 4 Nilsson Keith · CIK 0001937698 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · XC FiscalNote-B, LLC Disclosed balance after: 2,250,000 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F7 · price: Received in the Business Combination in exchange for 1,770,410 shares of Class A common stock of Legacy FiscalNote. F6 · ownership.nature: The Reporting Person is managing director of the beneficial owner of these shares and may be deemed to have voting and dispositive power over the shares held by the beneficial owner. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:18 UTC |
Nilsson KeithDirector · 10% owner
|
GrantClass A Common Stock | 2,629,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027483 · doc4.xml · nonDerivative · entry 3 Nilsson Keith · CIK 0001937698 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · XC FiscalNote-A, LLC Disclosed balance after: 2,629,238 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F5 · price: Received in the Business Combination in exchange for 2,215,028 shares of Class A common stock of Legacy FiscalNote. F6 · ownership.nature: The Reporting Person is managing director of the beneficial owner of these shares and may be deemed to have voting and dispositive power over the shares held by the beneficial owner. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:18 UTC |
Nilsson KeithDirector · 10% owner
|
GrantClass A Common Stock | 2,123,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027483 · doc4.xml · nonDerivative · entry 2 Nilsson Keith · CIK 0001937698 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Xplorer Capital Fund III L.P. Disclosed balance after: 2,123,156 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F4 · price: Received in the Business Combination in exchange for 1,895,535 shares of Class A common stock of Legacy FiscalNote. F3 · ownership.nature: The Reporting Person is managing partner of the beneficial owner of these shares and may be deemed to have voting and dispositive power over the shares held by the beneficial owner. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:18 UTC |
Nilsson KeithDirector · 10% owner
|
GrantClass A Common Stock | 6,345,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027483 · doc4.xml · nonDerivative · entry 1 Nilsson Keith · CIK 0001937698 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Visionnaire Ventures Fund I, LP Disclosed balance after: 6,345,702 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F2 · price: Received in the Business Combination in exchange for 5,346,000 shares of Class A common stock of Legacy FiscalNote. F3 · ownership.nature: The Reporting Person is managing partner of the beneficial owner of these shares and may be deemed to have voting and dispositive power over the shares held by the beneficial owner. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:15 UTC |
Putman-Garcia KrystalSee Remarks
|
GrantIncentive Stock Options · Derivative | 10,282 | Not disclosed Strike: $8.39 | Not disclosed |
DisclosureSEC source: 0000899243-22-027474 · doc4.xml · derivative · entry 5 Putman-Garcia Krystal · CIK 0001937665 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,282 Underlying: Class A Common Stock · 10,282 shares Expires 2031-12-22 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F11 · price: Received in the Business Combination in exchange for 8,663 ISOs of Legacy FiscalNote. F10 · derivative.exercise_date: The ISOs were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the ISOs to vest and become exercisable prior to the expiration date. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to 25% of the total number of ISOs on the first anniversary of the vesting commencement date, and as to an additional 6.25% of the total number of shares subject to the ISOs on the corresponding day of each quarter thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month). The vesting commencement date is November 7, 2021. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:15 UTC |
Putman-Garcia KrystalSee Remarks
|
GrantIncentive Stock Options · Derivative | 47,480 | Not disclosed Strike: $6.56 | Not disclosed |
DisclosureSEC source: 0000899243-22-027474 · doc4.xml · derivative · entry 4 Putman-Garcia Krystal · CIK 0001937665 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,480 Underlying: Class A Common Stock · 47,480 shares Expires 2031-07-28 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F9 · price: Received in the Business Combination in exchange for 40,000 ISOs of Legacy FiscalNote. F8 · derivative.exercise_date: The ISOs vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is July 12, 2021. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:15 UTC |
Putman-Garcia KrystalSee Remarks
|
GrantIncentive Stock Options · Derivative | 17,805 | Not disclosed Strike: $2.43 | Not disclosed |
DisclosureSEC source: 0000899243-22-027474 · doc4.xml · derivative · entry 3 Putman-Garcia Krystal · CIK 0001937665 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,805 Underlying: Class A Common Stock · 17,805 shares Expires 2030-07-28 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F7 · price: Received in the Business Combination in exchange for 15,000 ISOs of Legacy FiscalNote. F6 · derivative.exercise_date: The ISOs vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is April 23, 2020. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:15 UTC |
Putman-Garcia KrystalSee Remarks
|
GrantIncentive Stock Options · Derivative | 23,740 | Not disclosed Strike: $2.23 | Not disclosed |
DisclosureSEC source: 0000899243-22-027474 · doc4.xml · derivative · entry 2 Putman-Garcia Krystal · CIK 0001937665 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,740 Underlying: Class A Common Stock · 23,740 shares Expires 2029-05-01 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F5 · price: Received in the Business Combination in exchange for 20,000 ISOs of Legacy FiscalNote. F4 · derivative.exercise_date: The incentive stock options ("ISOs") vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is April 8, 2019. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:15 UTC |
Putman-Garcia KrystalSee Remarks
|
GrantClass A Common Stock | 30,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027474 · doc4.xml · nonDerivative · entry 1 Putman-Garcia Krystal · CIK 0001937665 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,847 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the RSUs to vest and become exercisable prior to the expiration date. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to one-third of the total number of RSUs on the first anniversary of the vesting commencement date, and as to an additional one-thirty-sixth (1/36) of the total number of RSUs on the corresponding day of each month thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month). The vesting commencement date is November 7, 2021. F3 · price: Received in the Business Combination in exchange for 25,988 RSUs of Legacy FiscalNote. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 17:32 UTC |
Jain ManojDirector · 10% owner
|
ConversionClass B Ordinary Shares · Derivative | 4,325,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000950103-22-013518 · dp178253_4-jainl.xml · derivative · entry 2 Jain Manoj · CIK 0001829173 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Duddell Street Holdings Limited Disclosed balance after: 0 Underlying: Class A Common Stock · 4,325,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date. F3 · price: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date. F3 · derivative.exercise_date: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date. F3 · derivative.expiration_date: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date. F2 · ownership.nature: The shares of Class A Common Stock and the converted Class B Ordinary Shares are (or were) held of record by Duddell Street Holdings Limited, a Cayman Islands limited liability company ("Holdings"). Maso Capital Offshore Limited, a Cayman Islands limited liability company ("Maso") is the sole member and manager of Holdings. Maso is beneficially owned and controlled by the Reporting Person, Sohit Khurana and Allan Finnerty, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 17:32 UTC |
Jain ManojDirector · 10% owner
|
Exercise / conversionClass A Common Stock | 4,325,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-013518 · dp178253_4-jainl.xml · nonDerivative · entry 1 Jain Manoj · CIK 0001829173 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Duddell Street Holdings Limited Disclosed balance after: 4,325,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares of Class A Common Stock were acquired upon the automatic conversion of the Class B ordinary shares on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated November 7, 2021, by and among Duddell Street Acquisition Corp. (now known as FiscalNote Holdings Inc., the "Issuer"), Grassroots Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and FiscalNote Holdings, Inc. (as it may be amended and/or restated from time to time (the "Business Combination Agreement")). F1 · price: These shares of Class A Common Stock were acquired upon the automatic conversion of the Class B ordinary shares on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated November 7, 2021, by and among Duddell Street Acquisition Corp. (now known as FiscalNote Holdings Inc., the "Issuer"), Grassroots Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and FiscalNote Holdings, Inc. (as it may be amended and/or restated from time to time (the "Business Combination Agreement")). F2 · ownership.nature: The shares of Class A Common Stock and the converted Class B Ordinary Shares are (or were) held of record by Duddell Street Holdings Limited, a Cayman Islands limited liability company ("Holdings"). Maso Capital Offshore Limited, a Cayman Islands limited liability company ("Maso") is the sole member and manager of Holdings. Maso is beneficially owned and controlled by the Reporting Person, Sohit Khurana and Allan Finnerty, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 29, 2022 Filed Aug 10, 2022 19:57 UTC Amendment |
Eidelman VladChief Technology Officer
|
GrantClass A Common Stock | 181,879 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-028297 · doc4a.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,643 F1 · shares: On August 2, 2022, the Reporting Person filed a Form 4 reporting the acquisition of securities received in connection with the Business Combination (as defined below) (the "Original Form 4"). This amendment is being filed to report shares of Class A Common Stock received in connection with the Business Combination that were inadvertently omitted from the Original Form 4 and to correct the number of securities beneficially owned following the transactions as reported in Column 5 of Table I of the Original Form 4. F2 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F3 · price: Received in the Business Combination in exchange for 153,225 shares of Class A common stock of Legacy FiscalNote. F1 · balance_after: On August 2, 2022, the Reporting Person filed a Form 4 reporting the acquisition of securities received in connection with the Business Combination (as defined below) (the "Original Form 4"). This amendment is being filed to report shares of Class A Common Stock received in connection with the Business Combination that were inadvertently omitted from the Original Form 4 and to correct the number of securities beneficially owned following the transactions as reported in Column 5 of Table I of the Original Form 4. Read SEC document |
| July 29, 2022 Filed May 31, 2024 21:22 UTC Amendment |
Yiu ConradDirector
|
GrantClass A Common Stock | 29,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-067608 · ownership.xml · nonDerivative · entry 1 Yiu Conrad · CIK 0001937691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,675 F1 · shares: On August 2, 2022, the reporting person filed a Form 4 which inadvertently contained an erroneous figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" in the second transaction disclosed in Table I. The correct amount of shares acquired is 29,675 shares and, therefore, the correct figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" and Column 5, entitled "Amount of Securities Beneficially Owned Following the Reported Transaction(s)," is 29,675 shares. Read SEC document |
| July 29, 2022 Filed Sep 26, 2025 21:40 UTC Amendment |
Compton KeyDirector
|
GrantClass A Common Stock | 57,553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-220856 · ownership.xml · nonDerivative · entry 1 Compton Key · CIK 0001937699 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 57,553 F1 · kind: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F2 · price: Received in the Business Combination in exchange for 607,841 shares of Class A common stock of Legacy FiscalNote. F3 · ownership.nature: The shares are beneficially owned by Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund. Read SEC document |
| January 03, 2022 Filed Jan 11, 2023 21:55 UTC Amendment |
Resnik JoshSee Remarks
|
Tax withholdingClass A Common Stock | 14,252 | $6.25 | $89,075.00 |
DisclosureSEC source: 0001209191-23-003010 · doc4a.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,755 F1 · date: This amendment is filed to correct the entirety of the original filing on January 4, 2023. On January 4, 2023, the reporting person inadvertently filed a duplicate of a form that was filed on December 9, 2022. F2 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 38,889 restricted stock units. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:18 UTC |
MILLENNIUM MANAGEMENT LLC10% owner
MILLENNIUM GROUP MANAGEMENT LLC10% owner
ENGLANDER ISRAEL A10% owner
|
SaleClass A Ordinary Shares, par value $0.0001 per share | 300,000 | $9.87 | $2,961,000.00 |
DisclosureSEC source: 0001273087-21-000026 · edgar.xml · nonDerivative · entry 3 MILLENNIUM MANAGEMENT LLC · CIK 0001273087 · 10% owner MILLENNIUM GROUP MANAGEMENT LLC · CIK 0001446830 · 10% owner ENGLANDER ISRAEL A · CIK 0001017456 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,575,000 F7 · kind: This Form 4 reflects the purchases and sales of the Issuer's Class A Ordinary Shares made by ICS Opportunities II. F1 · balance_after: As of the close of business on December 17, 2021, the reporting persons beneficially owned an aggregate of 1,575,000 Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares") of Duddell Street Acquisition Corp., a Cayman Islands exempted company (the "Issuer"). Specifically, (i) Integrated Core Strategies (US) LLC, a Delaware limited liability company ("Integrated Core Strategies"), beneficially owned 1,000,000 of the Issuer's Class A Ordinary Shares, (ii) ICS Opportunities, Ltd., an exempted company organized under the laws of the Cayman Islands ("ICS Opportunities"), beneficially owned 525,000 of the Issuer's Class A Ordinary Shares and (iii) ICS Opportunities II LLC, a Cayman Islands limited liability company ("ICS Opportunities II"), beneficially owned 50,000 of the Issuer's Class A Ordinary Shares. F2 · ownership.nature: Millennium International Management LP, a Delaware limited partnership ("Millennium International Management"), is the investment manager to ICS Opportunities and ICS Opportunities II and may be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and ICS Opportunities II. F3 · ownership.nature: Millennium Management LLC, a Delaware limited liability company ("Millennium Management"), is the general partner of the managing member of Integrated Core Strategies and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies. Millennium Management is also the general partner of the 100% owner of ICS Opportunities and ICS Opportunities II and may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and ICS Opportunities II. F4 · ownership.nature: Millennium Group Management LLC, a Delaware limited liability company ("Millennium Group Management"), is the managing member of Millennium Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies. Millennium Group Management is also the general partner of Millennium International Management and may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and ICS Opportunities II. F5 · ownership.nature: The managing member of Millennium Group Management is a trust of which Israel A. Englander, a United States citizen ("Mr. Englander"), currently serves as the sole voting trustee. Therefore, Mr. Englander may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies, ICS Opportunities and ICS Opportunities II. F6 · ownership.nature: The foregoing should not be construed in and of itself as an admission by Millennium International Management, Millennium Management, Millennium Group Management or Mr. Englander as to beneficial ownership of the securities owned by Integrated Core Strategies, ICS Opportunities or ICS Opportunities II, as the case may be. Each reporting person disclaims beneficial ownership of the Class A Ordinary Shares disclosed herein except to the extent of such reporting person's pecuniary interest therein, if any. Read SEC document |
| November 12, 2021 Filed Dec 21, 2021 22:18 UTC |
MILLENNIUM MANAGEMENT LLC10% owner
MILLENNIUM GROUP MANAGEMENT LLC10% owner
ENGLANDER ISRAEL A10% owner
|
PurchaseClass A Ordinary Shares, par value $0.0001 per share | 30,681 | $9.92 | $304,232.80 |
DisclosureSEC source: 0001273087-21-000026 · edgar.xml · nonDerivative · entry 2 MILLENNIUM MANAGEMENT LLC · CIK 0001273087 · 10% owner MILLENNIUM GROUP MANAGEMENT LLC · CIK 0001446830 · 10% owner ENGLANDER ISRAEL A · CIK 0001017456 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,875,000 F7 · kind: This Form 4 reflects the purchases and sales of the Issuer's Class A Ordinary Shares made by ICS Opportunities II. F9 · price: This represents the volume-weighted average price of purchases at prices ranging from $9.91 to $9.92, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, the reporting persons will provide details regarding the number of shares purchased by the reporting person at each separate price. F2 · ownership.nature: Millennium International Management LP, a Delaware limited partnership ("Millennium International Management"), is the investment manager to ICS Opportunities and ICS Opportunities II and may be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and ICS Opportunities II. F3 · ownership.nature: Millennium Management LLC, a Delaware limited liability company ("Millennium Management"), is the general partner of the managing member of Integrated Core Strategies and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies. Millennium Management is also the general partner of the 100% owner of ICS Opportunities and ICS Opportunities II and may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and ICS Opportunities II. F4 · ownership.nature: Millennium Group Management LLC, a Delaware limited liability company ("Millennium Group Management"), is the managing member of Millennium Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies. Millennium Group Management is also the general partner of Millennium International Management and may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and ICS Opportunities II. F5 · ownership.nature: The managing member of Millennium Group Management is a trust of which Israel A. Englander, a United States citizen ("Mr. Englander"), currently serves as the sole voting trustee. Therefore, Mr. Englander may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies, ICS Opportunities and ICS Opportunities II. F6 · ownership.nature: The foregoing should not be construed in and of itself as an admission by Millennium International Management, Millennium Management, Millennium Group Management or Mr. Englander as to beneficial ownership of the securities owned by Integrated Core Strategies, ICS Opportunities or ICS Opportunities II, as the case may be. Each reporting person disclaims beneficial ownership of the Class A Ordinary Shares disclosed herein except to the extent of such reporting person's pecuniary interest therein, if any. Read SEC document |
| November 08, 2021 Filed Dec 21, 2021 22:18 UTC |
MILLENNIUM MANAGEMENT LLC10% owner
MILLENNIUM GROUP MANAGEMENT LLC10% owner
ENGLANDER ISRAEL A10% owner
|
PurchaseClass A Ordinary Shares, par value $0.0001 per share | 54,773 | $9.92 | $543,074.30 |
DisclosureSEC source: 0001273087-21-000026 · edgar.xml · nonDerivative · entry 1 MILLENNIUM MANAGEMENT LLC · CIK 0001273087 · 10% owner MILLENNIUM GROUP MANAGEMENT LLC · CIK 0001446830 · 10% owner ENGLANDER ISRAEL A · CIK 0001017456 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,844,319 F7 · kind: This Form 4 reflects the purchases and sales of the Issuer's Class A Ordinary Shares made by ICS Opportunities II. F8 · price: This represents the volume-weighted average price of purchases at prices ranging from $9.915 to $9.92, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, the reporting persons will provide details regarding the number of shares purchased by the reporting person at each separate price. F2 · ownership.nature: Millennium International Management LP, a Delaware limited partnership ("Millennium International Management"), is the investment manager to ICS Opportunities and ICS Opportunities II and may be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and ICS Opportunities II. F3 · ownership.nature: Millennium Management LLC, a Delaware limited liability company ("Millennium Management"), is the general partner of the managing member of Integrated Core Strategies and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies. Millennium Management is also the general partner of the 100% owner of ICS Opportunities and ICS Opportunities II and may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and ICS Opportunities II. F4 · ownership.nature: Millennium Group Management LLC, a Delaware limited liability company ("Millennium Group Management"), is the managing member of Millennium Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies. Millennium Group Management is also the general partner of Millennium International Management and may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities and ICS Opportunities II. F5 · ownership.nature: The managing member of Millennium Group Management is a trust of which Israel A. Englander, a United States citizen ("Mr. Englander"), currently serves as the sole voting trustee. Therefore, Mr. Englander may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies, ICS Opportunities and ICS Opportunities II. F6 · ownership.nature: The foregoing should not be construed in and of itself as an admission by Millennium International Management, Millennium Management, Millennium Group Management or Mr. Englander as to beneficial ownership of the securities owned by Integrated Core Strategies, ICS Opportunities or ICS Opportunities II, as the case may be. Each reporting person disclaims beneficial ownership of the Class A Ordinary Shares disclosed herein except to the extent of such reporting person's pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.