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NORTHROP GRUMMAN CORP /DE/

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2963
SEC CIK
0001133421
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704

Last 12 months

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0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202507
Dec 202501
Jan 202602
Feb 2026029
Mar 202601
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
Kalan Lesley ACorp VP, Government Relations
GrantRestricted Stock Rights · Derivative 1,445 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003059 · doc4.xml · derivative · entry 5

Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,184

Underlying: Common Stock · 1,445 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · balance_after: Total amount includes 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 2,285 RSRs granted under the LTISP on 11/1/16 that will vest on 11/1/18; 733 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 828 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
Kalan Lesley ACorp VP, Government Relations
Exercise / conversionRestricted Performance Stock Rights · Derivative 2,530.92 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003059 · doc4.xml · derivative · entry 4

Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,977

Underlying: Common Stock · 2,530.92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 3,182 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 2,084 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 1,711 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
Kalan Lesley ACorp VP, Government Relations
GrantRestricted Performance Stock Rights · Derivative 3,780.92 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003059 · doc4.xml · derivative · entry 3

Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,507.92

Underlying: Common Stock · 3,780.92 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 598.92 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 131% of the target award and (ii) 3,182 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 2,530.92 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 3,182 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 2,084 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 1,711 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
Kalan Lesley ACorp VP, Government Relations
Tax withholdingCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003059 · doc4.xml · nonDerivative · entry 2

Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,240.33

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
Kalan Lesley ACorp VP, Government Relations
Exercise / conversionCommon Stock 2,530.92 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003059 · doc4.xml · nonDerivative · entry 1

Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,120.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
DAVIS LISA RCorp VP, Communications
GrantRestricted Stock Rights · Derivative 903 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003056 · doc4.xml · derivative · entry 5

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,236

Underlying: Common Stock · 903 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · balance_after: Total amount includes 903 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 1,276 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 1,648 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 409 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
DAVIS LISA RCorp VP, Communications
Exercise / conversionRestricted Performance Stock Rights · Derivative 1,251.05 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003056 · doc4.xml · derivative · entry 4

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,670

Underlying: Common Stock · 1,251.05 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 1,989 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 3,050 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 3,631 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
DAVIS LISA RCorp VP, Communications
GrantRestricted Performance Stock Rights · Derivative 2,285.05 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003056 · doc4.xml · derivative · entry 3

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,921.05

Underlying: Common Stock · 2,285.05 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 296.05 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 131% of the target award and (ii) 1,989 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 1,251.05 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 1,989 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 3,050 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 3,631 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
DAVIS LISA RCorp VP, Communications
Tax withholdingCommon Stock 415 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003056 · doc4.xml · nonDerivative · entry 2

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,797.12

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
DAVIS LISA RCorp VP, Communications
Exercise / conversionCommon Stock 1,251.05 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003056 · doc4.xml · nonDerivative · entry 1

DAVIS LISA R · CIK 0001668228 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
GrantRestricted Stock Rights · Derivative 2,348 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003055 · doc4.xml · derivative · entry 5

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,308

Underlying: Common Stock · 2,348 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · balance_after: Total amount includes 2,348 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 3,189 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,120 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 4,651 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionRestricted Performance Stock Rights · Derivative 14,796 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003055 · doc4.xml · derivative · entry 4

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,876

Underlying: Common Stock · 14,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 5,171 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 7,626 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 9,079 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
GrantRestricted Performance Stock Rights · Derivative 10,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003055 · doc4.xml · derivative · entry 3

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,672

Underlying: Common Stock · 10,103 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 4,932 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 150% of the target award and (ii) 5,171 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 14,796 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 5,171 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 7,626 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 9,079 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Tax withholdingCommon Stock 7,147 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003055 · doc4.xml · nonDerivative · entry 2

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,710.52

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:38 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionCommon Stock 14,796 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003055 · doc4.xml · nonDerivative · entry 1

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,857.52

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
BUSH WESLEY GDirector · Chairman and CEO
GrantRestricted Stock Rights · Derivative 9,033 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003053 · doc4.xml · derivative · entry 9

BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,012

Underlying: Common Stock · 9,033 shares

Expires not disclosed

F8 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F9 · balance_after: Total amount includes 9,033 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 12,756 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 16,478 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 16,745 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
BUSH WESLEY GDirector · Chairman and CEO
Exercise / conversionRestricted Performance Stock Rights · Derivative 61,720.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003053 · doc4.xml · derivative · entry 8

BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,708

Underlying: Common Stock · 61,720.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · balance_after: Total amount includes 19,888 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 30,504 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 36,316 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
BUSH WESLEY GDirector · Chairman and CEO
GrantRestricted Performance Stock Rights · Derivative 40,461.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003053 · doc4.xml · derivative · entry 7

BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,428.5

Underlying: Common Stock · 40,461.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · shares: The RPSRs acquired include (i) 20,573.50 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 150% of the target award and (ii) 19,888 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 61,720.50 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 19,888 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 30,504 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 36,316 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
BUSH WESLEY GDirector · Chairman and CEO
Tax withholdingCommon Stock 27,837 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003053 · doc4.xml · nonDerivative · entry 2

BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,884.26

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
BUSH WESLEY GDirector · Chairman and CEO
Exercise / conversionCommon Stock 61,720.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003053 · doc4.xml · nonDerivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,721.26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
Caylor Mark ACorp VP & Pres, Mission System
GrantRestricted Stock Rights · Derivative 3,161 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003054 · doc4.xml · derivative · entry 6

Caylor Mark A · CIK 0001559097 · Corp VP & Pres, Mission System

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,726

Underlying: Common Stock · 3,161 shares

Expires not disclosed

F8 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F9 · balance_after: Total amount includes 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 3,189 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,120 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 3,256 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
Caylor Mark ACorp VP & Pres, Mission System
Exercise / conversionRestricted Performance Stock Rights · Derivative 10,357.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003054 · doc4.xml · derivative · entry 5

Caylor Mark A · CIK 0001559097 · Corp VP & Pres, Mission System

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,666

Underlying: Common Stock · 10,357.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · balance_after: Total amount includes 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 7,626 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 9,079 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
Caylor Mark ACorp VP & Pres, Mission System
GrantRestricted Performance Stock Rights · Derivative 10,413.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003054 · doc4.xml · derivative · entry 4

Caylor Mark A · CIK 0001559097 · Corp VP & Pres, Mission System

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,023.5

Underlying: Common Stock · 10,413.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · shares: The RPSRs acquired include (i) 3,452.50 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 150% of the target award and (ii) 6,961 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F4 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 10,357.50 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 7,626 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 9,079 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
Caylor Mark ACorp VP & Pres, Mission System
Tax withholdingCommon Stock 4,924 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003054 · doc4.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · Corp VP & Pres, Mission System

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,318.31

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC
Caylor Mark ACorp VP & Pres, Mission System
Exercise / conversionCommon Stock 10,357.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003054 · doc4.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · Corp VP & Pres, Mission System

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,242.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC GrantRestricted Stock Rights · Derivative 3,161 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · derivative · entry 5

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,832

Underlying: Common Stock · 3,161 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · balance_after: Total amount includes 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 4,146 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 4,943 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 5,582 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC Exercise / conversionRestricted Performance Stock Rights · Derivative 17,755.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · derivative · entry 4

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,770

Underlying: Common Stock · 17,755.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,914 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC GrantRestricted Performance Stock Rights · Derivative 12,879.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · derivative · entry 3

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,525.5

Underlying: Common Stock · 12,879.5 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 5,918.50 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 150% of the target award and (ii) 6,961 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 17,755.50 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,914 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 10,895 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC Tax withholdingCommon Stock 8,576 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,410.57

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:33 UTC Exercise / conversionCommon Stock 17,755.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003052 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,986.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:32 UTC GrantRestricted Stock Rights · Derivative 903 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003051 · doc4.xml · derivative · entry 5

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,689

Underlying: Common Stock · 903 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21.

F8 · balance_after: Total amount includes 903 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 1,276 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 1,648 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 1,861 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:32 UTC Exercise / conversionRestricted Performance Stock Rights · Derivative 5,919 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003051 · doc4.xml · derivative · entry 4

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,670

Underlying: Common Stock · 5,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · balance_after: Total amount includes 1,989 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 3,050 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 3,631 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:32 UTC GrantRestricted Performance Stock Rights · Derivative 3,962 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003051 · doc4.xml · derivative · entry 3

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,589

Underlying: Common Stock · 3,962 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 1,973 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs held at 150% of the target award and (ii) 1,989 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · balance_after: Total amount includes 5,919 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 1,989 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 3,050 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 3,631 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:32 UTC Tax withholdingCommon Stock 2,575 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003051 · doc4.xml · nonDerivative · entry 2

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,523.72

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:32 UTC Exercise / conversionCommon Stock 5,919 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003051 · doc4.xml · nonDerivative · entry 1

Antkowiak Patrick M. · CIK 0001626333 · Corp VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,098.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 23:09 UTC Amendment
Warden Kathy JPresident and COO
Exercise / conversionRestricted Performance Stock Rights · Derivative 18,939 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004231 · doc4a.xml · derivative · entry 3

Warden Kathy J · CIK 0001559112 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,330

Underlying: Common Stock · 18,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · balance_after: Total amount includes 9,944 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 10,676 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 12,710 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

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February 13, 2018 Filed Feb 26, 2018 23:09 UTC Amendment
Warden Kathy JPresident and COO
Tax withholdingCommon Stock 8,533 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004231 · doc4a.xml · nonDerivative · entry 2

Warden Kathy J · CIK 0001559112 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,743.35

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered.

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February 13, 2018 Filed Feb 26, 2018 23:09 UTC Amendment
Warden Kathy JPresident and COO
Exercise / conversionCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004231 · doc4a.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,276.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

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February 13, 2018 Filed Feb 26, 2018 23:06 UTC Amendment
Purvis Shawn NCVP, President, Enterprise Svc
Exercise / conversionRestricted Performance Stock Rights · Derivative 1,845.79 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004222 · doc4a.xml · derivative · entry 3

Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,825

Underlying: Common Stock · 1,845.79 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · balance_after: Total amount includes 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 997 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 1,248 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

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February 13, 2018 Filed Feb 26, 2018 23:06 UTC Amendment
Purvis Shawn NCVP, President, Enterprise Svc
Tax withholdingCommon Stock 560 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004222 · doc4a.xml · nonDerivative · entry 2

Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,560.34

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 23:06 UTC Amendment
Purvis Shawn NCVP, President, Enterprise Svc
Exercise / conversionCommon Stock 1,845.79 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004222 · doc4a.xml · nonDerivative · entry 1

Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,120.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 23:04 UTC Amendment
Perry David TCVP Chief Global Bus Dev Off
Exercise / conversionRestricted Performance Stock Rights · Derivative 10,357.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004221 · doc4a.xml · derivative · entry 3

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,426

Underlying: Common Stock · 10,357.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · balance_after: Total amount includes 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 5,491 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 6,355 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 23:04 UTC Amendment
Perry David TCVP Chief Global Bus Dev Off
Tax withholdingCommon Stock 4,499 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004221 · doc4a.xml · nonDerivative · entry 2

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,425.06

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 23:04 UTC Amendment
Perry David TCVP Chief Global Bus Dev Off
Exercise / conversionCommon Stock 10,357.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004221 · doc4a.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · CVP Chief Global Bus Dev Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,924.06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 23:01 UTC Amendment
Peppard Denise M.Corp VP & Chf HR Ofcr
Exercise / conversionRestricted Performance Stock Rights · Derivative 10,060.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004220 · doc4a.xml · derivative · entry 3

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,940

Underlying: Common Stock · 10,060.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · balance_after: Total amount includes 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 5,186 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 6,174 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 23:01 UTC Amendment
Peppard Denise M.Corp VP & Chf HR Ofcr
Tax withholdingCommon Stock 4,353 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004220 · doc4a.xml · nonDerivative · entry 2

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,721.12

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 23:01 UTC Amendment
Peppard Denise M.Corp VP & Chf HR Ofcr
Exercise / conversionCommon Stock 10,060.5 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004220 · doc4a.xml · nonDerivative · entry 1

Peppard Denise M. · CIK 0001421154 · Corp VP & Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,613.12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 150% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 22:59 UTC Amendment
Kalan Lesley ACorp VP, Government Relations
Exercise / conversionRestricted Performance Stock Rights · Derivative 2,530.92 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004218 · doc4a.xml · derivative · entry 3

Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,977

Underlying: Common Stock · 2,530.92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · balance_after: Total amount includes 3,182 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 2,084 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 1,711 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 22:59 UTC Amendment
Kalan Lesley ACorp VP, Government Relations
Tax withholdingCommon Stock 853 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004218 · doc4a.xml · nonDerivative · entry 2

Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,267.33

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered.

Read SEC document
February 13, 2018 Filed Feb 26, 2018 22:59 UTC Amendment
Kalan Lesley ACorp VP, Government Relations
Exercise / conversionCommon Stock 2,530.92 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004218 · doc4a.xml · nonDerivative · entry 1

Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,120.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.