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NORTHROP GRUMMAN CORP /DE/

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2963
SEC CIK
0001133421
Parsed reports
704

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202501
Jan 202602
Feb 2026029
Mar 202601
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2019 Filed Mar 1, 2019 22:37 UTC
Antkowiak Patrick M.CVP & Chief S&T Ofcr
SaleCommon Stock 1,336 $286.20 $382,363.20
Disclosure

SEC source: 0001225208-19-004189 · doc4.xml · nonDerivative · entry 1

Antkowiak Patrick M. · CIK 0001626333 · CVP & Chief S&T Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,140.37

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:24 UTC
Purvis Shawn NCVP, President, Enterprise Svc
SaleCommon Stock 1,892 $286.47 $542,001.24
Disclosure

SEC source: 0001225208-19-004183 · doc4.xml · nonDerivative · entry 3

Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,853.42

F3 · price: Represents the weighted average sale price of $286.47 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.88 and the lowest price at which the shares were sold was $286.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:24 UTC
Purvis Shawn NCVP, President, Enterprise Svc
SaleCommon Stock 716 $285.85 $204,668.60
Disclosure

SEC source: 0001225208-19-004183 · doc4.xml · nonDerivative · entry 2

Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,745.42

F2 · price: Represents the weighted average sale price of $285.85 rounded to the nearest hundredth. The highest price at which the shares were sold was $285.98 and the lowest price at which the shares were sold was $285.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:24 UTC
Purvis Shawn NCVP, President, Enterprise Svc
SaleCommon Stock 129 $287.10 $37,035.90
Disclosure

SEC source: 0001225208-19-004183 · doc4.xml · nonDerivative · entry 1

Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,461.42

F1 · price: Represents the weighted average sale price of $287.10 rounded to the nearest hundredth. The highest price at which the shares were sold was $287.12 and the lowest price at which the shares were sold was $287.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:22 UTC GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004182 · doc4.xml · nonDerivative · entry 2

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,004.82

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:22 UTC SaleCommon Stock 1,750 $286.36 $501,126.50
Disclosure

SEC source: 0001225208-19-004182 · doc4.xml · nonDerivative · entry 1

Bedingfield Kenneth L · CIK 0001539147 · Corp VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,704.82

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
OtherCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004181 · doc4.xml · nonDerivative · entry 3

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Wesley G. Bush Rev. Trust

Disclosed balance after: 44,089.25

F1 · kind: Transfer of shares to trust.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
OtherCommon Stock 9,126.4 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004181 · doc4.xml · nonDerivative · entry 2

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Bush Trust No. 4

Disclosed balance after: 45,035.65

F1 · kind: Transfer of shares to trust.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
OtherCommon Stock 21,126.4 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004181 · doc4.xml · nonDerivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transfer of shares to trust.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:10 UTC
Perry David TCVP Chief Global Bus Off
SaleCommon Stock 7,207 $288.51 $2,079,291.57
Disclosure

SEC source: 0001225208-19-003862 · doc4.xml · nonDerivative · entry 4

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,990.31

F3 · price: Represents the weighted average sale price of $288.51 rounded to the nearest hundredth. The highest price at which the shares were sold was $288.99 and the lowest price at which the shares were sold was $288.11. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:10 UTC
Perry David TCVP Chief Global Bus Off
SaleCommon Stock 5,703 $289.45 $1,650,733.35
Disclosure

SEC source: 0001225208-19-003862 · doc4.xml · nonDerivative · entry 3

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,197.31

F2 · price: Represents the weighted average sale price of $289.45 rounded to the nearest hundredth. The highest price at which the shares were sold was $289.91 and the lowest price at which the shares were sold was $289.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:10 UTC
Perry David TCVP Chief Global Bus Off
SaleCommon Stock 200 $290.08 $58,016.00
Disclosure

SEC source: 0001225208-19-003862 · doc4.xml · nonDerivative · entry 2

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,900.31

F1 · price: Represents the weighted average sale price of $290.08 rounded to the nearest hundredth. The highest price at which the shares were sold was $290.12 and the lowest price at which the shares were sold was $290.04. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:10 UTC
Perry David TCVP Chief Global Bus Off
SaleCommon Stock 100 $287.97 $28,797.00
Disclosure

SEC source: 0001225208-19-003862 · doc4.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,100.31

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:13 UTC
Jones Christopher TCorp VP & Pres Tech Svcs
SaleCommon Stock 6,095 $287.50 $1,752,312.50
Disclosure

SEC source: 0001225208-19-003525 · doc4.xml · nonDerivative · entry 3

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,172.899

F3 · price: Represents the weighted average sale price of $287.50 rounded to the nearest hundredth. The highest price at which the shares were sold was $287.97 and the lowest price at which the shares were sold was $287.14. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:13 UTC
Jones Christopher TCorp VP & Pres Tech Svcs
SaleCommon Stock 3,501 $286.51 $1,003,071.51
Disclosure

SEC source: 0001225208-19-003525 · doc4.xml · nonDerivative · entry 2

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,267.899

F2 · price: Represents the weighted average sale price of $286.51 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.87 and the lowest price at which the shares were sold was $286.11. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:13 UTC
Jones Christopher TCorp VP & Pres Tech Svcs
SaleCommon Stock 1,387 $288.18 $399,705.66
Disclosure

SEC source: 0001225208-19-003525 · doc4.xml · nonDerivative · entry 1

Jones Christopher T · CIK 0001559104 · Corp VP & Pres Tech Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,768.899

F1 · price: Represents the weighted average sale price of $288.18 rounded to the nearest hundredth. The highest price at which the shares were sold was $288.56 and the lowest price at which the shares were sold was $288.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:08 UTC
Hardesty Michael ACorp VP, Controller & CAO
SaleCommon Stock 259 $288.38 $74,690.42
Disclosure

SEC source: 0001225208-19-003406 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,253.2

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:08 UTC
Caylor Mark ACorp VP & Pres, Mission System
SaleCommon Stock 584 $286.40 $167,257.60
Disclosure

SEC source: 0001225208-19-003404 · doc4.xml · nonDerivative · entry 3

Caylor Mark A · CIK 0001559097 · Corp VP & Pres, Mission System

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,345.16

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: Represents the weighted average sale price of $286.40 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.77 and the lowest price at which the shares were sold was $285.87. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:08 UTC
Caylor Mark ACorp VP & Pres, Mission System
SaleCommon Stock 416 $287.21 $119,479.36
Disclosure

SEC source: 0001225208-19-003404 · doc4.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · Corp VP & Pres, Mission System

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,929.16

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price of $287.21 rounded to the nearest hundredth. The highest price at which the shares were sold was $287.80 and the lowest price at which the shares were sold was $286.90. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:08 UTC
Caylor Mark ACorp VP & Pres, Mission System
SaleCommon Stock 65 $288.38 $18,744.70
Disclosure

SEC source: 0001225208-19-003404 · doc4.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · Corp VP & Pres, Mission System

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,345.16

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:08 UTC
Kalan Lesley ACorp VP, Government Relations
SaleCommon Stock 4,312 $286.70 $1,236,250.40
Disclosure

SEC source: 0001225208-19-003403 · doc4.xml · nonDerivative · entry 1

Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,180.89

F1 · price: Represents the weighted average sale price of $286.70 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.806 and the lowest price at which the shares were sold was $286.696. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:07 UTC
Antkowiak Patrick M.CVP & Chief S&T Ofcr
SaleCommon Stock 432 $288.38 $124,580.16
Disclosure

SEC source: 0001225208-19-003401 · doc4.xml · nonDerivative · entry 1

Antkowiak Patrick M. · CIK 0001626333 · CVP & Chief S&T Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,476.37

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
SaleCommon Stock 29,298 $287.19 $8,414,092.62
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 10

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in WG&NF Bush Family Trust

Disclosed balance after: 207,161

F11 · price: Represents the weighted average sale price of $287.19 rounded to the nearest hundredth. The highest price at which the shares were sold was $287.99 and the lowest price at which the shares were sold was $287.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
SaleCommon Stock 2,600 $286.82 $745,732.00
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 9

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in WG&NF Bush Family Trust

Disclosed balance after: 236,459

F10 · price: Represents the weighted average sale price of $286.82 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.995 and the lowest price at which the shares were sold was $286.48. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
SaleCommon Stock 18,864 $287.42 $5,421,890.88
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 8

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Wesley G. Bush Rev. Trust

Disclosed balance after: 32,089.25

F9 · price: Represents the weighted average sale price of $287.42 rounded to the nearest hundredth. The highest price at which the shares were sold was $287.97 and the lowest price at which the shares were sold was $287.020. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
SaleCommon Stock 2,796 $288.22 $805,863.12
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 7

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Wesley G. Bush Rev. Trust

Disclosed balance after: 50,953.25

F8 · price: Represents the weighted average sale price of $288.22 rounded to the nearest hundredth. The highest price at which the shares were sold was $288.36 and the lowest price at which the shares were sold was $288.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
SaleCommon Stock 1,800 $286.77 $516,186.00
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 6

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Wesley G. Bush Rev. Trust

Disclosed balance after: 53,749.25

F7 · price: Represents the weighted average sale price of $286.77 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.995 and the lowest price at which the shares were sold was $286.53. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
SaleCommon Stock 18,882 $287.11 $5,421,211.02
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 5

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Bush Trust No. 4

Disclosed balance after: 35,909.25

F6 · price: Represents the weighted average sale price of $287.11 rounded to the nearest hundredth. The highest price at which the shares were sold was $287.50 and the lowest price at which the shares were sold was $287.005. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
SaleCommon Stock 760 $286.94 $218,074.40
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 4

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Bush Trust No. 4

Disclosed balance after: 54,791.25

F5 · price: Represents the weighted average sale price of $286.94 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.995 and the lowest price at which the shares were sold was $286.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
SaleCommon Stock 11,500 $287.57 $3,307,055.00
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 3

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,126.4

F4 · price: Represents the weighted average sale price of $287.57 rounded to the nearest hundredth. The highest price at which the shares were sold was $287.61 and the lowest price at which the shares were sold was $287.53. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
Exercise / conversionRestricted Stock Rights · Derivative 16,478 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · derivative · entry 12

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,789

Underlying: Common Stock · 16,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F13 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F14 · balance_after: Total amount includes 9,033 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 12,756 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
Tax withholdingCommon Stock 7,311 $287.35 $2,100,815.85
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 2

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,626.4

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
BUSH WESLEY GDirector · Chairman
Exercise / conversionCommon Stock 16,478 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003292 · doc4.xml · nonDerivative · entry 1

BUSH WESLEY G · CIK 0001216503 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,937.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:21 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionRestricted Stock Rights · Derivative 947 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003284 · doc4.xml · derivative · entry 4

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163

Underlying: Common Stock · 947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F5 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F6 · balance_after: Total amount includes 766 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 632 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:21 UTC
Hardesty Michael ACorp VP, Controller & CAO
SaleCommon Stock 2,307 $285.99 $659,778.93
Disclosure

SEC source: 0001225208-19-003284 · doc4.xml · nonDerivative · entry 3

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,512.2

F4 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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February 19, 2019 Filed Feb 21, 2019 22:21 UTC
Hardesty Michael ACorp VP, Controller & CAO
Tax withholdingCommon Stock 428 $287.35 $122,985.80
Disclosure

SEC source: 0001225208-19-003284 · doc4.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,819.2

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:21 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionCommon Stock 947 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003284 · doc4.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,247.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Pamiljans Janis GCorp VP & President AS Systems
SaleCommon Stock 1,600 $285.32 $456,512.00
Disclosure

SEC source: 0001225208-19-003291 · doc4.xml · nonDerivative · entry 2

Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,132.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: Represents the weighted average sale price of $285.32 rounded to the nearest hundredth. The highest price at which the shares were sold was $285.64 and the lowest price at which the shares were sold was $285.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Pamiljans Janis GCorp VP & President AS Systems
SaleCommon Stock 900 $284.76 $256,284.00
Disclosure

SEC source: 0001225208-19-003291 · doc4.xml · nonDerivative · entry 1

Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,732.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price of $284.76 rounded to the nearest hundredth. The highest price at which the shares were sold was $284.95 and the lowest price at which the shares were sold was $284.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Warden Kathy JDirector · President and CEO
Exercise / conversionRestricted Stock Rights · Derivative 5,767 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003290 · doc4.xml · derivative · entry 3

Warden Kathy J · CIK 0001559112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,151

Underlying: Common Stock · 5,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F4 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F5 · balance_after: Total amount includes 14,227 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 4,943 RSRs granted under the LTISP on 9/19/18 that will vest on 9/19/21; 4,516 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 4,465 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Warden Kathy JDirector · President and CEO
Tax withholdingCommon Stock 2,601 $287.35 $747,397.35
Disclosure

SEC source: 0001225208-19-003290 · doc4.xml · nonDerivative · entry 2

Warden Kathy J · CIK 0001559112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,731.85

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Warden Kathy JDirector · President and CEO
Exercise / conversionCommon Stock 5,767 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003290 · doc4.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,332.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Purvis Shawn NCVP, President, Enterprise Svc
Exercise / conversionRestricted Stock Rights · Derivative 535 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003289 · doc4.xml · derivative · entry 5

Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,023

Underlying: Common Stock · 535 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F5 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F6 · balance_after: Total amount includes 1,970 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 427 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Purvis Shawn NCVP, President, Enterprise Svc
Tax withholdingCommon Stock 162 $287.35 $46,550.70
Disclosure

SEC source: 0001225208-19-003289 · doc4.xml · nonDerivative · entry 2

Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590.42

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Purvis Shawn NCVP, President, Enterprise Svc
Exercise / conversionCommon Stock 535 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003289 · doc4.xml · nonDerivative · entry 1

Purvis Shawn N · CIK 0001725609 · CVP, President, Enterprise Svc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,752.42

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Perry David TCVP Chief Global Bus Off
Exercise / conversionRestricted Stock Rights · Derivative 2,884 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003288 · doc4.xml · derivative · entry 5

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892

Underlying: Common Stock · 2,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F6 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F7 · balance_after: Total amount includes 1,970 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 2,296 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Perry David TCVP Chief Global Bus Off
Tax withholdingCommon Stock 1,301 $287.35 $373,842.35
Disclosure

SEC source: 0001225208-19-003288 · doc4.xml · nonDerivative · entry 2

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,200.31

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Perry David TCVP Chief Global Bus Off
Exercise / conversionCommon Stock 2,884 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003288 · doc4.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,501.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Peppard Denise M.Corp Vice President
Exercise / conversionRestricted Stock Rights · Derivative 2,801 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003287 · doc4.xml · derivative · entry 3

Peppard Denise M. · CIK 0001421154 · Corp Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,795

Underlying: Common Stock · 2,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F4 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19.

F5 · balance_after: Total amount includes 1,626 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 2,169 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC
Peppard Denise M.Corp Vice President
Tax withholdingCommon Stock 1,264 $287.35 $363,210.40
Disclosure

SEC source: 0001225208-19-003287 · doc4.xml · nonDerivative · entry 2

Peppard Denise M. · CIK 0001421154 · Corp Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,647.22

F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019.

F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.