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NORTHROP GRUMMAN CORP /DE/

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2963
SEC CIK
0001133421
Parsed reports
704

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202501
Jan 202602
Feb 2026029
Mar 202601
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2023 Filed Feb 21, 2023 21:24 UTC
Caylor Mark ACVP & Pres, Mission Systems
Exercise / conversionCommon Stock 8,112.15 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,114.66

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:22 UTC
Bromberg Matthew FoxCVP, Global Operations
GrantRestricted Performance Stock Rights · Derivative 3,355 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004309 · wf-form4_167701448692211.xml · derivative · entry 2

Bromberg Matthew Fox · CIK 0001909476 · CVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,721

Underlying: Common Stock · 3,355 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · shares: RPSRs granted under the LTISP with a measurement period ending on 12/31/25.

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:22 UTC
Bromberg Matthew FoxCVP, Global Operations
GrantRestricted Stock Rights · Derivative 1,547 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004309 · wf-form4_167701448692211.xml · derivative · entry 1

Bromberg Matthew Fox · CIK 0001909476 · CVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,097

Underlying: Common Stock · 1,547 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.

F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:18 UTC
Addison Ann MCorp VP & Chief HR Officer
Exercise / conversionRestricted Performance Stock Rights · Derivative 4,866.75 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004304 · wf-form4_167701426308408.xml · derivative · entry 6

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,921

Underlying: Common Stock · 4,866.75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:18 UTC
Addison Ann MCorp VP & Chief HR Officer
GrantRestricted Performance Stock Rights · Derivative 1,261.75 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004304 · wf-form4_167701426308408.xml · derivative · entry 5

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,787.75

Underlying: Common Stock · 1,261.75 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired are 1,261.75 vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that resulted in settlement at 135% of the target award. A total of 4,866.75 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 3,605 RPSRs was previously reported in connection with the grant of the 2020 RPSRs.

F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:18 UTC
Addison Ann MCorp VP & Chief HR Officer
GrantRestricted Stock Rights · Derivative 4,483 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004304 · wf-form4_167701426308408.xml · derivative · entry 4

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,091

Underlying: Common Stock · 4,483 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/18/25.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/18/25.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/18/25.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:18 UTC
Addison Ann MCorp VP & Chief HR Officer
Tax withholdingCommon Stock 2,111 $465.35 $982,353.85
Disclosure

SEC source: 0001628280-23-004304 · wf-form4_167701426308408.xml · nonDerivative · entry 2

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,107.59

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:18 UTC
Addison Ann MCorp VP & Chief HR Officer
Exercise / conversionCommon Stock 4,866.75 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004304 · wf-form4_167701426308408.xml · nonDerivative · entry 1

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,218.59

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:59 UTC
Petryszyn Mary DCorporate Vice President
SaleCommon Stock 856 $465.92 $398,827.52
Disclosure

SEC source: 0001628280-23-004076 · wf-form4_167667114740002.xml · nonDerivative · entry 1

Petryszyn Mary D · CIK 0001791724 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,139.3

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:56 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
SaleCommon Stock 62 $465.92 $28,887.04
Disclosure

SEC source: 0001628280-23-004073 · wf-form4_167667098251765.xml · nonDerivative · entry 1

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850.815

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:53 UTC
Hardesty Michael ACorp VP, Controller & CAO
SaleCommon Stock 203 $465.92 $94,581.76
Disclosure

SEC source: 0001628280-23-004071 · wf-form4_167667078008260.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533.95

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:28 UTC
Wilson Thomas L JrCVP and Pres. Space Systems
Exercise / conversionRestricted Stock Rights · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003772 · wf-form4_167650008344642.xml · derivative · entry 3

Wilson Thomas L Jr · CIK 0001901418 · CVP and Pres. Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

Underlying: Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:28 UTC
Wilson Thomas L JrCVP and Pres. Space Systems
Tax withholdingCommon Stock 95 $464.28 $44,106.60
Disclosure

SEC source: 0001628280-23-003772 · wf-form4_167650008344642.xml · nonDerivative · entry 2

Wilson Thomas L Jr · CIK 0001901418 · CVP and Pres. Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283.3

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:28 UTC
Wilson Thomas L JrCVP and Pres. Space Systems
Exercise / conversionCommon Stock 284 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003772 · wf-form4_167650008344642.xml · nonDerivative · entry 1

Wilson Thomas L Jr · CIK 0001901418 · CVP and Pres. Space Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:25 UTC
Warden Kathy JDirector · Chair, CEO and President
Exercise / conversionRestricted Stock Rights · Derivative 11,453 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003771 · wf-form4_167649991689332.xml · derivative · entry 3

Warden Kathy J · CIK 0001559112 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,448

Underlying: Common Stock · 11,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:25 UTC
Warden Kathy JDirector · Chair, CEO and President
Tax withholdingCommon Stock 4,843 $464.28 $2,248,508.04
Disclosure

SEC source: 0001628280-23-003771 · wf-form4_167649991689332.xml · nonDerivative · entry 2

Warden Kathy J · CIK 0001559112 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,193.29

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:25 UTC
Warden Kathy JDirector · Chair, CEO and President
Exercise / conversionCommon Stock 11,453 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003771 · wf-form4_167649991689332.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,036.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:19 UTC
ROEDER ROSHAN SCVP & Pres. Defense Systems
Exercise / conversionRestricted Stock Rights · Derivative 205 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003764 · wf-form4_167649953760442.xml · derivative · entry 5

ROEDER ROSHAN S · CIK 0001950117 · CVP & Pres. Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627

Underlying: Common Stock · 205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:19 UTC
ROEDER ROSHAN SCVP & Pres. Defense Systems
Tax withholdingCommon Stock 74 $464.28 $34,356.72
Disclosure

SEC source: 0001628280-23-003764 · wf-form4_167649953760442.xml · nonDerivative · entry 2

ROEDER ROSHAN S · CIK 0001950117 · CVP & Pres. Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418.71

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:19 UTC
ROEDER ROSHAN SCVP & Pres. Defense Systems
Exercise / conversionCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003764 · wf-form4_167649953760442.xml · nonDerivative · entry 1

ROEDER ROSHAN S · CIK 0001950117 · CVP & Pres. Defense Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:22 UTC
Ryan Lucy CCorp VP, Communications
Exercise / conversionRestricted Stock Rights · Derivative 509 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003768 · wf-form4_167649972657454.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:22 UTC
Ryan Lucy CCorp VP, Communications
Tax withholdingCommon Stock 164 $464.28 $76,141.92
Disclosure

SEC source: 0001628280-23-003768 · wf-form4_167649972657454.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563.44

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:22 UTC
Ryan Lucy CCorp VP, Communications
Exercise / conversionCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003768 · wf-form4_167649972657454.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,727.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:14 UTC
Petryszyn Mary DCorporate Vice President
Exercise / conversionRestricted Stock Rights · Derivative 2,545 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003760 · wf-form4_167649928302455.xml · derivative · entry 3

Petryszyn Mary D · CIK 0001791724 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,741

Underlying: Common Stock · 2,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:14 UTC
Petryszyn Mary DCorporate Vice President
Tax withholdingCommon Stock 833 $464.28 $386,745.24
Disclosure

SEC source: 0001628280-23-003760 · wf-form4_167649928302455.xml · nonDerivative · entry 2

Petryszyn Mary D · CIK 0001791724 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,995.3

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:14 UTC
Petryszyn Mary DCorporate Vice President
Exercise / conversionCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003760 · wf-form4_167649928302455.xml · nonDerivative · entry 1

Petryszyn Mary D · CIK 0001791724 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:12 UTC
Perry David TCorporate Vice President
Exercise / conversionRestricted Stock Rights · Derivative 1,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003756 · wf-form4_167649911062787.xml · derivative · entry 5

Perry David T · CIK 0001555175 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,444

Underlying: Common Stock · 1,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:12 UTC
Perry David TCorporate Vice President
Tax withholdingCommon Stock 478 $464.28 $221,925.84
Disclosure

SEC source: 0001628280-23-003756 · wf-form4_167649911062787.xml · nonDerivative · entry 2

Perry David T · CIK 0001555175 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960.6

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:12 UTC
Perry David TCorporate Vice President
Exercise / conversionCommon Stock 1,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003756 · wf-form4_167649911062787.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,438.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:07 UTC
Kalan Lesley ACVP, Chief Strategy & Dev Ofc
Exercise / conversionRestricted Stock Rights · Derivative 1,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003751 · wf-form4_167649884274635.xml · derivative · entry 3

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,444

Underlying: Common Stock · 1,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

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February 13, 2023 Filed Feb 15, 2023 22:07 UTC
Kalan Lesley ACVP, Chief Strategy & Dev Ofc
Tax withholdingCommon Stock 466 $464.28 $216,354.48
Disclosure

SEC source: 0001628280-23-003751 · wf-form4_167649884274635.xml · nonDerivative · entry 2

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,176.99

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:07 UTC
Kalan Lesley ACVP, Chief Strategy & Dev Ofc
Exercise / conversionCommon Stock 1,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003751 · wf-form4_167649884274635.xml · nonDerivative · entry 1

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,642.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:00 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionRestricted Stock Rights · Derivative 594 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003741 · wf-form4_167649842086808.xml · derivative · entry 4

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421

Underlying: Common Stock · 594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

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February 13, 2023 Filed Feb 15, 2023 22:00 UTC
Hardesty Michael ACorp VP, Controller & CAO
SaleCommon Stock 1,178 $467.81 $551,080.18
Disclosure

SEC source: 0001628280-23-003741 · wf-form4_167649842086808.xml · nonDerivative · entry 3

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,736.95

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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February 13, 2023 Filed Feb 15, 2023 22:00 UTC
Hardesty Michael ACorp VP, Controller & CAO
Tax withholdingCommon Stock 188 $464.28 $87,284.64
Disclosure

SEC source: 0001628280-23-003741 · wf-form4_167649842086808.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,914.95

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:00 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionCommon Stock 594 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003741 · wf-form4_167649842086808.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,102.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:04 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
Exercise / conversionRestricted Stock Rights · Derivative 359 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003746 · wf-form4_167649862711551.xml · derivative · entry 3

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,741

Underlying: Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:04 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
Tax withholdingCommon Stock 175 $464.28 $81,249.00
Disclosure

SEC source: 0001628280-23-003746 · wf-form4_167649862711551.xml · nonDerivative · entry 2

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,912.815

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:04 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
Exercise / conversionCommon Stock 359 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003746 · wf-form4_167649862711551.xml · nonDerivative · entry 1

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:56 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionRestricted Stock Rights · Derivative 2,206 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003739 · wf-form4_167649819209315.xml · derivative · entry 4

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,976

Underlying: Common Stock · 2,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:56 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
SaleCommon Stock 2,547 $467.81 $1,191,512.07
Disclosure

SEC source: 0001628280-23-003739 · wf-form4_167649819209315.xml · nonDerivative · entry 3

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,248.86

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:56 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Tax withholdingCommon Stock 760 $464.28 $352,852.80
Disclosure

SEC source: 0001628280-23-003739 · wf-form4_167649819209315.xml · nonDerivative · entry 2

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,795.86

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:56 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionCommon Stock 2,206 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003739 · wf-form4_167649819209315.xml · nonDerivative · entry 1

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,555.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:53 UTC
Caylor Mark ACVP & Pres, Mission Systems
Exercise / conversionRestricted Stock Rights · Derivative 2,545 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003733 · wf-form4_167649799571785.xml · derivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,741

Underlying: Common Stock · 2,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:53 UTC
Caylor Mark ACVP & Pres, Mission Systems
Tax withholdingCommon Stock 971 $464.28 $450,815.88
Disclosure

SEC source: 0001628280-23-003733 · wf-form4_167649799571785.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,002.15

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:53 UTC
Caylor Mark ACVP & Pres, Mission Systems
Exercise / conversionCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003733 · wf-form4_167649799571785.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,973.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:45 UTC
Addison Ann MCorp VP & Chief HR Officer
Exercise / conversionRestricted Stock Rights · Derivative 1,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003730 · wf-form4_167649753385234.xml · derivative · entry 4

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608

Underlying: Common Stock · 1,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:45 UTC
Addison Ann MCorp VP & Chief HR Officer
Tax withholdingCommon Stock 466 $464.28 $216,354.48
Disclosure

SEC source: 0001628280-23-003730 · wf-form4_167649753385234.xml · nonDerivative · entry 2

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,351.84

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:45 UTC
Addison Ann MCorp VP & Chief HR Officer
Exercise / conversionCommon Stock 1,527 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003730 · wf-form4_167649753385234.xml · nonDerivative · entry 1

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:41 UTC GrantCommon Stock 64 $545.00 $34,880.00
Disclosure

SEC source: 0001628280-23-000244 · wf-form4_167286846736566.xml · nonDerivative · entry 1

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,788

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 1,368 shares of common stock; and (ii) 22,420 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.