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Nasdaq · USD

NMIH

NMI Holdings, Inc.

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Tapewire entity
4161
SEC CIK
0001547903
Parsed reports
409

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202604
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2017 Filed Aug 4, 2017 19:13 UTC
SHUSTER BRADLEY MDirector · CEO
SaleClass A Common Shares, $0.01 par value per share 30,000 $11.79 $353,679.00
Disclosure

SEC source: 0001547903-17-000102 · wf-form4_150188841787108.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries

Disclosed balance after: 220,000

F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 89,227 shares of NMI Holdings, Inc. He completed these sales over the past 3 days.

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $11.7893. The range of sale prices on the transaction date was $11.58 to $12.01 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
June 15, 2017 Filed Jun 15, 2017 21:01 UTC PurchaseClass A Common Shares, $0.01 par value per share 2,900 $11.00 $31,900.00
Disclosure

SEC source: 0001547903-17-000090 · wf-form4_149756050222424.xml · nonDerivative · entry 2

Muehlhauser Regina · CIK 0001699822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,478

F2 · price: The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, each at a purchase price of $11.00. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transactions.

F3 · balance_after: Represents 10,000 class A common shares and 14,478 unvested restricted stock units.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:01 UTC PurchaseClass A Common Shares, $0.01 par value per share 7,100 $11.05 $78,442.22
Disclosure

SEC source: 0001547903-17-000090 · wf-form4_149756050222424.xml · nonDerivative · entry 1

Muehlhauser Regina · CIK 0001699822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,578

F1 · price: The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $11.0482. The range of purchase prices on the transaction date was $11.025 to 11.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 17:11 UTC SaleClass A Common Shares, $0.01 par value per share 10,000 $11.25 $112,500.00
Disclosure

SEC source: 0001547903-17-000088 · wf-form4_149704269068521.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,271

F1 · shares: The common stock was held in an account as a joint tenancy with the reporting person's family member.

F2 · balance_after: Represents 79,032 class A common shares and 7,239 unvested restricted stock units.

Read SEC document
May 12, 2017 Filed May 15, 2017 21:21 UTC Exercise / conversionPhantom Stock · Derivative 8,169 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001547903-17-000073 · wf-form4_149488327643806.xml · derivative · entry 3

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 8,169 shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of NMIH common stock.

F4 · price: Each share of phantom stock is the economic equivalent of one share of NMIH common stock.

Read SEC document
May 12, 2017 Filed May 15, 2017 21:21 UTC Exercise / conversionClass A Common Shares, $0.01 par value per share 8,169 $10.85 $88,633.65
Disclosure

SEC source: 0001547903-17-000073 · wf-form4_149488327643806.xml · nonDerivative · entry 2

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction represents a deemed sale of underlying stock to the issuer by the reporting person and settlement of phantom stock for cash. No shares of stock were issued to the reporting person.

F2 · acquired: This transaction represents a deemed sale of underlying stock to the issuer by the reporting person and settlement of phantom stock for cash. No shares of stock were issued to the reporting person.

F3 · balance_after: Represents 6,145 class A common shares and 7,239 unvested restricted stock units.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:23 UTC GrantRestricted Stock Unit (right to receive) 7,239 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000074 · wf-form4_149488338721122.xml · nonDerivative · entry 2

Muehlhauser Regina · CIK 0001699822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,478

F2 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 11, 2017. The restricted stock units vest in equal installments on each of the second and third anniversaries of the grant date.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:23 UTC GrantRestricted Stock Unit (right to receive) 7,239 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000074 · wf-form4_149488338721122.xml · nonDerivative · entry 1

Muehlhauser Regina · CIK 0001699822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 11, 2017. The restricted stock units vest on the first anniversary of the grant date.

Read SEC document
May 11, 2017 Filed May 15, 2017 17:30 UTC GrantRestricted Stock Unit (right to receive) 7,239 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000077 · wf-form4_149488378829672.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,271

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 11, 2017. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 89,032 class A common shares and 7,239 unvested restricted stock units.

Read SEC document
May 11, 2017 Filed May 15, 2017 17:33 UTC
OZANNE JAMESDirector
GrantRestricted Stock Unit (right to receive) 7,239 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000078 · wf-form4_149488401683554.xml · nonDerivative · entry 1

OZANNE JAMES · CIK 0001245515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,706

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 11, 2017. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 67,467 class A common shares, 10,000 class A common shares held by the James H. Ozanne Revocable Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary and 7,239 unvested restricted stock units.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:25 UTC GrantRestricted Stock Unit (right to receive) 7,239 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000075 · wf-form4_149488352492353.xml · nonDerivative · entry 1

EMBLER MICHAEL J · CIK 0001209170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,271

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 11, 2017. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 74,032 class A common shares and 7,239 unvested restricted stock units.

Read SEC document
May 11, 2017 Filed May 15, 2017 17:27 UTC GrantRestricted Stock Unit (right to receive) 7,239 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000076 · wf-form4_149488362623453.xml · nonDerivative · entry 1

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,268

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 11, 2017. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 72,029 class A common shares and 7,239 unvested restricted stock units.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:21 UTC GrantRestricted Stock Unit (right to receive) 7,239 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000073 · wf-form4_149488327643806.xml · nonDerivative · entry 1

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,384

F1 · shares: Represents restricted stock units granted pursuant to the Amended and Restated 2014 Omnibus Incentive Plan on May 11, 2017. The restricted stock units vest on the first anniversary of the grant date.

Read SEC document
May 10, 2017 Filed May 12, 2017 16:34 UTC
Pollitzer AdamEVP, Chief Financial Officer
GrantStock Option (right to buy) · Derivative 23,148 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001547903-17-000064 · wf-form4_149462123020205.xml · derivative · entry 3

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,148

Underlying: Class A Common Shares, $0.01 par value per share · 23,148 shares

Expires 2027-05-10

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018.

Read SEC document
May 10, 2017 Filed May 12, 2017 16:34 UTC
Pollitzer AdamEVP, Chief Financial Officer
GrantRestricted Stock Unit (right to receive) 23,148 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000064 · wf-form4_149462123020205.xml · nonDerivative · entry 2

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,333

F2 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on May 10, 2018.

Read SEC document
May 10, 2017 Filed May 12, 2017 16:34 UTC
Pollitzer AdamEVP, Chief Financial Officer
GrantRestricted Stock Unit (right to receive) 185,185 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000064 · wf-form4_149462123020205.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,185

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in five equal annual installments beginning on May 10, 2018.

Read SEC document
May 10, 2017 Filed Jun 6, 2017 16:59 UTC Amendment
Pollitzer AdamEVP, Chief Financial Officer
GrantStock Option (right to buy) · Derivative 68,893 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001547903-17-000086 · wf-form4a_149678277571473.xml · derivative · entry 1

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,893

Underlying: Class A Common Shares, $0.01 par value per share · 68,893 shares

Expires 2027-05-10

F1 · shares: Includes 45,745 options not included on the reporting person's Form 4 filed on May 12, 2017.

F2 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on May 10, 2018.

Read SEC document
February 12, 2017 Filed Feb 14, 2017 20:56 UTC
SHUSTER BRADLEY MDirector · CEO
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative 6,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000021 · wf-form4_148712377279046.xml · derivative · entry 6

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 6,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

F3 · derivative.expiration_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

Read SEC document
February 12, 2017 Filed Feb 14, 2017 20:56 UTC
SHUSTER BRADLEY MDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 3,236 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000021 · wf-form4_148712377279046.xml · nonDerivative · entry 4

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,165

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2014 at a net settlement price equal to the closing stock price on February 10, 2017.

F5 · balance_after: Represents 297,643 class A common shares and 173,522 unvested restricted stock units.

Read SEC document
February 12, 2017 Filed Feb 14, 2017 20:56 UTC
SHUSTER BRADLEY MDirector · CEO
Exercise / conversionClass A Common Shares, $0.01 par value per share 6,800 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000021 · wf-form4_148712377279046.xml · nonDerivative · entry 3

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

Read SEC document
February 12, 2017 Filed Feb 14, 2017 20:56 UTC
SHUSTER BRADLEY MDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 5,361 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000021 · wf-form4_148712377279046.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,601

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units in vest three equal annual installments beginning on February 12, 2016.

Read SEC document
February 12, 2017 Filed Feb 14, 2017 20:55 UTC
Farrell Glenn MichaelChief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,745 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000020 · wf-form4_148712369394067.xml · nonDerivative · entry 2

Farrell Glenn Michael · CIK 0001630083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,210

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F3 · balance_after: Represents 37,242 class A common shares and 55,968 unvested restricted stock units.

Read SEC document
February 12, 2017 Filed Feb 14, 2017 21:00 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 1,317 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000024 · wf-form4_148712399347146.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,416

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F3 · balance_after: Represents 69,694 class A common shares and 70,722 unvested restricted stock units.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:58 UTC
Mathis Patrick LEVP, Chief Risk Officer
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative 3,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · derivative · entry 5

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 3,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

F3 · derivative.expiration_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:58 UTC
Mathis Patrick LEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,508 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · nonDerivative · entry 4

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,652

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2014 at a net settlement price equal to the closing stock price on February 10, 2017.

F5 · balance_after: Represents class 41,251 Class A common shares and 58,401 unvested restricted stock units.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:58 UTC
Mathis Patrick LEVP, Chief Risk Officer
Exercise / conversionClass A Common Shares, $0.01 par value per share 3,168 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · nonDerivative · entry 3

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:58 UTC
Mathis Patrick LEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,428 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,992

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:57 UTC
Merkle Claudia JEVP, Chief Operating Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,508 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · nonDerivative · entry 4

Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,856

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2014 at a net settlement price equal to the closing stock price on February 10, 2017.

F5 · balance_after: Represents 27,970 class A common shares and 91,886 unvested restricted stock units.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:57 UTC
Merkle Claudia JEVP, Chief Operating Officer
Exercise / conversionClass A Common Shares, $0.01 par value per share 3,168 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · nonDerivative · entry 3

Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:57 UTC
Merkle Claudia JEVP, Chief Operating Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,428 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · nonDerivative · entry 2

Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,196

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 20:56 UTC
SHUSTER BRADLEY MDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 34,112 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000021 · wf-form4_148712377279046.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,962

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 20:55 UTC
Farrell Glenn MichaelChief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 12,890 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000020 · wf-form4_148712369394067.xml · nonDerivative · entry 1

Farrell Glenn Michael · CIK 0001630083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,955

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F1 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:00 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 12,390 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000024 · wf-form4_148712399347146.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,733

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F1 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:58 UTC
Mathis Patrick LEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 9,404 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,420

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F1 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:57 UTC
Merkle Claudia JEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative 3,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · derivative · entry 5

Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 3,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

F3 · derivative.expiration_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:57 UTC
Merkle Claudia JEVP, Chief Operating Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 15,342 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000022 · wf-form4_148712385675646.xml · nonDerivative · entry 1

Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,624

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

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February 09, 2017 Filed Feb 10, 2017 18:17 UTC
SHUSTER BRADLEY MDirector · CEO
GrantStock Option (right to buy) · Derivative 330,788 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0001547903-17-000010 · wf-form4_148676864572673.xml · derivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,788

Underlying: Class A Common Shares, $0.01 par value per share · 330,788 shares

Expires 2027-02-09

F1 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

F1 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

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February 09, 2017 Filed Feb 10, 2017 18:23 UTC
Leatherberry William JEVP, General Counsel
GrantStock Option (right to buy) · Derivative 50,127 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0001547903-17-000013 · wf-form4_148676896653474.xml · derivative · entry 3

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,127

Underlying: Stock Option (right to buy) · 50,127 shares

Expires 2027-02-09

F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 18:23 UTC
Leatherberry William JEVP, General Counsel
GrantClass A Common Shares, $0.01 par value per share 17,747 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000013 · wf-form4_148676896653474.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,123

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 9, 2018.

F2 · balance_after: Represents 55,532 Class A common shares and 98,591 unvested restricted stock units.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 23:21 UTC
Mathis Patrick LEVP, Chief Risk Officer
GrantStock Option (right to buy) · Derivative 50,127 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0001547903-17-000012 · wf-form4_148676885162025.xml · derivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,127

Underlying: Class A Common Shares, $0.01 par value per share · 50,127 shares

Expires 2027-02-09

F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 23:21 UTC
Mathis Patrick LEVP, Chief Risk Officer
GrantClass A Common Shares, $0.01 par value per share 17,747 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000012 · wf-form4_148676885162025.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,824

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 9, 2018.

F2 · balance_after: Represents 28,597 class A common shares and 80,227 unvested restricted stock units.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 23:18 UTC
Merkle Claudia JEVP, Chief Operating Officer
GrantStock Option (right to buy) · Derivative 73,791 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0001547903-17-000011 · wf-form4_148676870060272.xml · derivative · entry 2

Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,791

Underlying: Class A Common Shares, $0.01 par value per share · 73,791 shares

Expires 2027-02-09

F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 23:18 UTC
Merkle Claudia JEVP, Chief Operating Officer
GrantClass A Common Shares, $0.01 par value per share 26,126 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000011 · wf-form4_148676870060272.xml · nonDerivative · entry 1

Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,966

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 9, 2018.

F2 · balance_after: Represents 8,700 class A common shares and 126,266 unvested restricted stock units.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 16:57 UTC
SHUSTER BRADLEY MDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 5,218 $0.00 $0.00
Disclosure

SEC source: 0001547903-16-000287 · wf-form4_148296220909467.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,074

F1 · shares: Represents shares held my NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on December 23, 2015 at a net settlement price equal to the closing stock price on December 23, 2016. Such restricted stock units vest in three equal annual installments beginning December 23, 2016.

F1 · price: Represents shares held my NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on December 23, 2015 at a net settlement price equal to the closing stock price on December 23, 2016. Such restricted stock units vest in three equal annual installments beginning December 23, 2016.

F2 · balance_after: Represents 251,160 class A common shares and 255,914 unvested restricted stock units.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 17:26 UTC
Leatherberry William JEVP, General Counsel
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative 2,646 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001547903-16-000274 · wf-form4_147380200582930.xml · derivative · entry 4

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Class A Common Shares, $0.01 par value per share · 2,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on September 10, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on September 10, 2015.

F3 · derivative.expiration_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on September 10, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on September 10, 2015.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 17:26 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 995 $7.65 $7,611.75
Disclosure

SEC source: 0001547903-16-000274 · wf-form4_147380200582930.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,376

F2 · balance_after: Represents 55,532 Class A common shares and 80,844 unvested restricted stock units.

Read SEC document
September 10, 2016 Filed Sep 13, 2016 17:26 UTC
Leatherberry William JEVP, General Counsel
Exercise / conversionClass A Common Shares, $0.01 par value per share 2,646 $0.00 $0.00
Disclosure

SEC source: 0001547903-16-000274 · wf-form4_147380200582930.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.