Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NMI Holdings, Inc.NMIH · Entity 4161 | Director · CEO | March 11, 2021 | March 15, 2021 |
| ONITY GROUP INC.ONIT · Entity 6025 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NMI Holdings, Inc.
Report date March 11, 2021 · Filed March 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 160,001 |
Reported balance
After 2021-03-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-11 · Exercise / conversion · Acquired 3,101 · Balance 160,001 |
| Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 190,248 |
Reported balance
After 2021-03-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-03-11 · Exercise / conversion · Acquired 30,247 · Balance 190,248 |
| Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 156,900 |
Reported balance
After 2021-03-11 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-03-11 · Sale · Disposed 33,348 · Balance 156,900 F1: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5962. The range of sale prices was $24.56 to $24.67. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Represents 69,900 class A common shares and 87,000 unvested restricted stock units. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2022-11-07 | Direct | 0 |
Reported balance
After 2021-03-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-11 · Exercise / conversion · Disposed 3,101 · Balance 0 F3: The option vested in full on November 7, 2015. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.75 · Expires 2023-02-14 | Direct | 0 |
Reported balance
After 2021-03-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-11 · Exercise / conversion · Disposed 30,247 · Balance 0 F4: The option vested in full on February 14, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5962. The range of sale prices was $24.56 to $24.67. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2: Represents 69,900 class A common shares and 87,000 unvested restricted stock units.
F3: The option vested in full on November 7, 2015.
F4: The option vested in full on February 14, 2016.
ONITY GROUP INC.
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,249 |
Reported balance
After 2026-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 3,627 · Balance 12,249 F1: Consists of restricted stock units representing a contingent right to receive one share of common stock for no additional consideration (RSUs). The RSUs will vest May 19, 2027, subject to certain conditions relating to the reporting person's service as a director of the issuer. F2: Includes shares underlying 3,188 RSUs which will vest May 21, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units representing a contingent right to receive one share of common stock for no additional consideration (RSUs). The RSUs will vest May 19, 2027, subject to certain conditions relating to the reporting person's service as a director of the issuer.
F2: Includes shares underlying 3,188 RSUs which will vest May 21, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 21, 2026 20:15 UTC | ONITY GROUP INC. ONIT · Entity 6025 | GrantCommon Stock | 3,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-024829 · ownership.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,249 F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of common stock for no additional consideration (RSUs). The RSUs will vest May 19, 2027, subject to certain conditions relating to the reporting person's service as a director of the issuer. F2 · balance_after: Includes shares underlying 3,188 RSUs which will vest May 21, 2026. Read SEC document |
| May 21, 2025 Filed May 23, 2025 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantCommon Stock | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-012274 · ownership.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,622 F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of common stock for no additional consideration (RSUs). The RSUs will vest May 21, 2026, subject to certain conditions relating to the reporting person's service as a director of the issuer. F2 · balance_after: Includes shares underlying 4,792 RSUs which will vest May 28, 2025. Read SEC document |
| May 28, 2024 Filed May 30, 2024 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantCommon Stock | 4,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-021977 · ownership.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,434 F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 28, 2025, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 28, 2025. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 20:15 UTC | ONITY GROUP INC. OCN · Entity 6025 | GrantCommon Stock | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-012800 · ownership.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642 F1 · shares: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2024, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 23, 2024. F1 · balance_after: Consists of restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs). The RSUs will vest May 23, 2024, subject to certain conditions relating to the reporting person's service as a director of the issuer, and the underlying shares of common stock will be delivered on May 23, 2024. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 22:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 30,247 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · derivative · entry 5 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 30,247 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in full on February 14, 2016. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 22:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 3,101 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · derivative · entry 4 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 3,101 shares Expires 2022-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on November 7, 2015. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 22:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 33,348 | $24.60 | $820,234.08 |
DisclosureSEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · nonDerivative · entry 3 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,900 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5962. The range of sale prices was $24.56 to $24.67. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 69,900 class A common shares and 87,000 unvested restricted stock units. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 22:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 30,247 | $11.75 | $355,402.25 |
DisclosureSEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 22:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 3,101 | $10.00 | $31,010.00 |
DisclosureSEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 00:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 978 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · derivative · entry 6 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,101 Underlying: Class A Common Shares, $0.01 par value per share · 978 shares Expires 2022-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in full on November 7, 2015. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 00:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 978 | $24.51 | $23,966.28 |
DisclosureSEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · nonDerivative · entry 4 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,900 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5054. The range of sale prices was $24.50 to $24.52. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 69,900 class A common shares and 87,000 unvested restricted stock units. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 00:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 978 | $10.00 | $9,780.00 |
DisclosureSEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · nonDerivative · entry 3 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 00:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 7,921 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · derivative · entry 5 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,079 Underlying: Class A Common Shares, $0.01 par value per share · 7,921 shares Expires 2022-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in full on November 7, 2015. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 00:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 7,921 | $24.53 | $194,275.20 |
DisclosureSEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,900 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5266. The range of sale prices was $24.50 to $24.57. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 02, 2021 Filed Mar 5, 2021 00:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 7,921 | $10.00 | $79,210.00 |
DisclosureSEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2021 Filed Feb 18, 2021 01:22 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 8,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000048 · wf-form4_161361130897637.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,900 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020. F3 · balance_after: Represents 69,900 class A common shares and 87,000 unvested restricted stock units. Read SEC document |
| February 12, 2021 Filed Feb 18, 2021 01:22 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000048 · wf-form4_161361130897637.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,997 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 00:09 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 50,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000030 · wf-form4_161317497007167.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,715 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 10, 2021. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. F2 · balance_after: Represents 54,837 class A common shares and 116,878 unvested restricted stock units. Read SEC document |
| February 07, 2021 Filed Feb 10, 2021 00:06 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 5,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000013 · wf-form4_161291557463844.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,368 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 5, 2021. Such restricted stock units vested in full on February 7, 2021. F2 · balance_after: Represents 54,837 class A common shares and 66,531 unvested restricted units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:38 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 73,791 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0001547903-20-000101 · wf-form4_160574269802777.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 73,791 shares Expires 2027-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on February 9, 2020. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:38 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 73,791 | $23.57 | $1,739,084.15 |
DisclosureSEC source: 0001547903-20-000101 · wf-form4_160574269802777.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,526 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.5677. The range of price was $23.46 to $23.82. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 49,967 class A common shares and 76,559 unvested restricted stock units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:38 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 73,791 | $11.10 | $819,080.10 |
DisclosureSEC source: 0001547903-20-000101 · wf-form4_160574269802777.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 23:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 8,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000021 · wf-form4_158172171307636.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,526 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 13, 2020. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020. F3 · balance_after: Represents 49,967 class A common shares and 76,559 class A common shares. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 23:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 33,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000021 · wf-form4_158172171307636.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,623 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 12, 2020. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. Read SEC document |
| February 09, 2020 Filed Feb 11, 2020 21:06 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 4,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000014 · wf-form4_158145519645437.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,753 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vested in three equal installments beginning on February 9, 2018. F3 · balance_after: Represents 41,734 class A common shares and 59,019 unvested restricted stock units. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 21:06 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 5,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000014 · wf-form4_158145519645437.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,072 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vest in three equal installments beginning on February 7, 2019. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:17 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000149 · wf-form4_157481022359633.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 12,000 shares Expires 2022-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on May 30, 2015. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:17 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 12,000 | $33.58 | $402,956.40 |
DisclosureSEC source: 0001547903-19-000149 · wf-form4_157481022359633.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,156 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $37.5797. The range of sale prices was $33.55 to $33.67. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 32,401 class A commons shares and 77,755 unvested restricted stock units. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:17 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 12,000 | $10.00 | $120,000.00 |
DisclosureSEC source: 0001547903-19-000149 · wf-form4_157481022359633.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 86,200 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001547903-19-000039 · wf-form4_155174518465908.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 86,200 shares Expires 2025-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in full on February 12, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 86,200 | $24.31 | $2,095,556.48 |
DisclosureSEC source: 0001547903-19-000039 · wf-form4_155174518465908.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,156 F1 · kind: As part of Ms. Merkle's investment and financial planning needs, including individual asset diversification, Ms. Merkle sold a total of 86,200 shares of NMI Holdings, Inc. F2 · price: The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a volume weighted average sale price of $24.3104. The range of sale prices on the transaction date was $24.20 to $24.465. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 32,401 class A common shares and 77,755 unvested restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:20 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 86,200 | $8.50 | $732,700.00 |
DisclosureSEC source: 0001547903-19-000039 · wf-form4_155174518465908.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:16 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantStock Option (right to buy) · Derivative | 40,957 | $0.00 Strike: $22.19 | $0.00 |
DisclosureSEC source: 0001547903-19-000027 · wf-form4_155026899257784.xml · derivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,957 Underlying: Class A Common Shares, $0.01 par value per share · 40,957 shares Expires 2029-02-13 F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 13, 2020. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:16 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 48,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000027 · wf-form4_155026899257784.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,156 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 13, 2019. The restricted stock units vest in three equal annual installments beginning on February 13, 2020. F2 · balance_after: Represents 32,401 class A common shares and 77,755 unvested restricted stock units. Read SEC document |
| February 10, 2019 Filed Feb 11, 2019 23:24 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 15,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000010 · wf-form4_154992744826466.xml · nonDerivative · entry 3 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,165 F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 8, 2019. Such restricted stock units vested in three equal annual installments beginning on February 10, 2017. F4 · balance_after: Represents 32,401 class A common shares and 28,764 unvested restricted stock units. Read SEC document |
| February 09, 2019 Filed Feb 11, 2019 23:24 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 4,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000010 · wf-form4_154992744826466.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,724 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017, at a net settlement price equal to the closing stock price on February 8, 2019. Such restricted stock units vest in three equal annual installments beginning on February 9, 2018. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 23:24 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 5,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000010 · wf-form4_154992744826466.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,042 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 7, 2019. Such restricted stock units vest in three equal annual installments beginning on February 7, 2019. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 23:27 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 76,000 | $0.00 Strike: $12.32 | $0.00 |
DisclosureSEC source: 0001547903-18-000117 · wf-form4_153627646051402.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 76,000 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vested in full on February 12, 2017. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 23:27 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 76,000 | $21.26 | $1,615,782.80 |
DisclosureSEC source: 0001547903-18-000117 · wf-form4_153627646051402.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,195 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $21.2603. The range of sale prices on the transaction date was $20.75 to $22.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 7,317 class A common shares and 78,878 unvested restricted stock units. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 23:27 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 76,000 | $12.32 | $936,320.00 |
DisclosureSEC source: 0001547903-18-000117 · wf-form4_153627646051402.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 20:15 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 29,446 | $16.98 | $500,019.58 |
DisclosureSEC source: 0001547903-18-000092 · wf-form4_152831608684938.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,195 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $16.9809. The range of sale prices on the transaction date was $16.85 to $17.10. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 7,317 class A common shares and 78,878 unvested restricted stock units. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:07 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000026 · wf-form4_151864959486281.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,641 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015, at a net settlement price equal to the closing stock price on February 12, 2018. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016. F2 · balance_after: Represents 36,763 class A common shares and 78,878 unvested restricted stock units. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 22:36 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 15,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000019 · wf-form4_151856135460480.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,129 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017. F3 · balance_after: Represents 35,251 class A common shares and 81,878 unvested restricted units. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:36 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000019 · wf-form4_151856135460480.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,688 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 9, 2018. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:05 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantStock Option (right to buy) · Derivative | 28,713 | $0.00 Strike: $18.70 | $0.00 |
DisclosureSEC source: 0001547903-18-000013 · wf-form4_151821392293818.xml · derivative · entry 2 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,713 Underlying: Class A Common Shares, $0.01 par value per share · 28,713 shares Expires 2028-02-07 F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:05 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 30,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000013 · wf-form4_151821392293818.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,265 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2018. The restricted stock units vest in three equal annual installments beginning on February 7, 2019. F2 · balance_after: Represents 15,299 class A common shares and 121,966 unvested restricted stock units. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:52 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionRestricted Stock Unit (right to receive) · Derivative | 2,221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000144 · wf-form4_151268353627294.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 2,221 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $16.00 for a 30-day trading period. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:52 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,057 | $17.30 | $18,286.10 |
DisclosureSEC source: 0001547903-17-000144 · wf-form4_151268353627294.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,185 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on December 5, 2017. F2 · balance_after: Represents 15,299 class A common shares and 91,886 unvested restricted stock units. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:52 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000144 · wf-form4_151268353627294.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:37 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 15,000 | $17.80 | $267,000.00 |
DisclosureSEC source: 0001547903-17-000140 · wf-form4_151259625369926.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,021 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $17.80. The range of sale prices on the transaction date was $17.75 to $17.825. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 14,135 class A common shares and 91,886 unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.