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Farrell Glenn Michael

Disclosed activity across 1 company

Tapewire entity
178857
SEC CIK
0001630083

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NMI Holdings, Inc.NMIH · Entity 4161Chief Financial OfficerFebruary 10, 2017February 14, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NMI Holdings, Inc.

Report date February 10, 2017 · Filed February 14, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivativeDirect94,955 Reported balance After 2017-02-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-02-10 · Tax withholding · Disposed 12,890 · Balance 94,955

F1: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivativeDirect93,210 Reported balance After 2017-02-12 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-02-12 · Tax withholding · Disposed 1,745 · Balance 93,210

F2: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F3: Represents 37,242 class A common shares and 55,968 unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F2: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F3: Represents 37,242 class A common shares and 55,968 unvested restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2017 Filed Feb 14, 2017 20:55 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 1,745 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000020 · wf-form4_148712369394067.xml · nonDerivative · entry 2

Farrell Glenn Michael · CIK 0001630083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,210

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F3 · balance_after: Represents 37,242 class A common shares and 55,968 unvested restricted stock units.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 20:55 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 12,890 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000020 · wf-form4_148712369394067.xml · nonDerivative · entry 1

Farrell Glenn Michael · CIK 0001630083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,955

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F1 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.