Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EnSync, Inc.ESNC · Entity 160902 | Director | January 15, 2019 | January 17, 2019 |
| NMI Holdings, Inc.NMIH · Entity 4161 | Director | December 22, 2020 | December 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EnSync, Inc.
Report date January 15, 2019 · Filed January 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 37,500 |
Reported balance
After 2019-01-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-01-15 · Grant · Acquired 37,500 · Balance 37,500 F1: Each restricted stock unit represents a contingent right to receive one share of common stock. F2: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3: The restricted stock units vested upon grant. |
| Common StockSEC Table I · non-derivative | Direct | 80,362 |
Reported balance
Holding disclosure · report date 2019-01-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 80,362 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
F3: The restricted stock units vested upon grant.
NMI Holdings, Inc.
Report date December 22, 2020 · Filed December 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 66,991 |
Reported balance
After 2020-12-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-12-22 · Gift · Disposed 20,000 · Balance 66,991 F1: Represents the reporting person's disposition of shares by gift. F2: Represents 57,976 class A common shares and 9,015 unvested restricted stock units. |
| Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy LLC | 5,000 |
Reported balance
Holding disclosure · report date 2020-12-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the reporting person's disposition of shares by gift.
F2: Represents 57,976 class A common shares and 9,015 unvested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2020 Filed Dec 28, 2020 16:27 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GiftClass A Common Shares, $0.01 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000118 · wf-form4_160919086633249.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,991 F1 · shares: Represents the reporting person's disposition of shares by gift. F1 · price: Represents the reporting person's disposition of shares by gift. F2 · balance_after: Represents 57,976 class A common shares and 9,015 unvested restricted stock units. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 38,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000095 · wf-form4_160521563739467.xml · derivative · entry 4 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 38,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 28,335 | $23.10 | $654,402.49 |
DisclosureSEC source: 0001547903-20-000095 · wf-form4_160521563739467.xml · nonDerivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,991 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.0952. The range of sale prices was $22.88 to $23.32. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 77,976 class A common shares and 9,015 unvested restricted stock units. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 16:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 38,625 | $10.00 | $386,250.00 |
DisclosureSEC source: 0001547903-20-000095 · wf-form4_160521563739467.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:42 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 9,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000061 · wf-form4_158984892617667.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,701 F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2012 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date. F2 · balance_after: Represents 67,686 class A common shares and 9,015 unvested RSUs. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 17:42 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 5,000 | $33.81 | $169,062.50 |
DisclosureSEC source: 0001547903-19-000151 · wf-form4_157532651274172.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,686 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.8125. The range of sale prices was $33.75 to $33.955. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 63,332 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 17:16 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 5,000 | $27.88 | $139,407.00 |
DisclosureSEC source: 0001547903-19-000114 · wf-form4_156927335277565.xml · nonDerivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 5,000 F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.8814. The range of sale prices was $27.78 to $27.90. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 17:16 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 5,000 | $27.56 | $137,816.50 |
DisclosureSEC source: 0001547903-19-000114 · wf-form4_156927335277565.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,686 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.5633. The range of sale prices was $27.43 to $ 27.70. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 68,332 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 17:53 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 10,000 | $27.86 | $278,632.00 |
DisclosureSEC source: 0001547903-19-000108 · wf-form4_156711557156345.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,686 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.8632. The range of sale prices was $27.79 to $27.96. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 73,332 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:51 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 25,000 | $27.40 | $685,087.50 |
DisclosureSEC source: 0001547903-19-000089 · wf-form4_155787067815861.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 10,000 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.4035. The range of sale prices on the transaction date was $27.21 to $27.54. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| May 09, 2019 Filed May 13, 2019 19:10 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000084 · wf-form4_155778899864344.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,686 F1 · shares: Represents restricted stock units granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on May 9, 2019. The restricted stock units vest on the first anniversary of the grant date. F2 · balance_after: Represents 83,332 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| May 02, 2019 Filed May 6, 2019 17:25 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 12,000 | $28.16 | $337,879.20 |
DisclosureSEC source: 0001547903-19-000068 · wf-form4_155717792339891.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,332 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $28.1566. The range of sale prices on the transaction date was $27.87 to $28.55. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 78,409 class A common shares and 4,923 unvested restricted stock units. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:21 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 37,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000033 · wf-form4_155070486910466.xml · derivative · entry 4 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,265 Underlying: Class A Common Shares, $0.01 par value per share · 37,000 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:21 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 16,297 | $23.78 | $387,523.10 |
DisclosureSEC source: 0001547903-19-000033 · wf-form4_155070486910466.xml · nonDerivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,332 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.7788. The range of prices on the transaction date was $23.761 to $23.80. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each price. F2 · balance_after: Represents 90,409 class A common shares and 4,923 unvested restricted stock units. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:21 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 37,000 | $10.00 | $370,000.00 |
DisclosureSEC source: 0001547903-19-000033 · wf-form4_155070486910466.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 17:21 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 37,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004290 · doc4.xml · derivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vested upon grant. F3 · derivative.expiration_date: The restricted stock units vested upon grant. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 16:54 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 327,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058764 · doc4.xml · derivative · entry 3 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,273 Underlying: Common Stock · 327,273 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2019, June 30, 2019 and September 30, 2019, respectively. F4 · derivative.expiration_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2019, June 30, 2019 and September 30, 2019, respectively. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 16:54 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 34,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058764 · doc4.xml · derivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 Underlying: Common Stock · 34,091 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vested upon grant. F3 · derivative.expiration_date: The restricted stock units vested upon grant. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 17:37 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 25,862 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052329 · doc4.xml · derivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,862 Underlying: Common Stock · 25,862 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vested upon grant. F3 · derivative.expiration_date: The restricted stock units vested upon grant. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 17:26 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 25,000 | $20.99 | $524,857.50 |
DisclosureSEC source: 0001547903-18-000105 · wf-form4_153376356807051.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,629 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $20.9943. The range of sale prices on the transaction date was $20.95 to $21.05. The reporting person undertakes to provide,upon request, by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each price. F2 · balance_after: Represents 69,706 class A common shares and 4,923 unvested restricted stock units. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 18:09 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 20,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-039947 · doc4.xml · derivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,833 Underlying: Common Stock · 20,833 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vested upon grant. F3 · derivative.expiration_date: The restricted stock units vested upon grant. Read SEC document |
| May 10, 2018 Filed May 14, 2018 18:14 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 4,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000078 · wf-form4_152633602223164.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,629 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 10, 2018. The restricted stock units grant on the first anniversary of the grant date. F2 · balance_after: Represents 74,706 class A common shares, 10,000 class A common shares held by the James H. Ozanne Revocable Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary and 4,923 unvested restricted stock units. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 16:27 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 232,615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061184 · doc4.xml · derivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,615 Underlying: Common Stock · 232,615 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2018, June 30, 2018 and September 30, 2018, respectively. F3 · derivative.expiration_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2018, June 30, 2018 and September 30, 2018, respectively. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 18:17 UTC | EnSync, Inc. ESNC · Entity 160902 | PurchaseCommon Stock | 28,500 | $0.35 | $9,975.00 |
DisclosureSEC source: 0001209191-17-041863 · doc4.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,362 Read SEC document |
| May 11, 2017 Filed May 15, 2017 17:33 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 7,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000078 · wf-form4_149488401683554.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,706 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 11, 2017. The restricted stock units vest on the first anniversary of the grant date. F2 · balance_after: Represents 67,467 class A common shares, 10,000 class A common shares held by the James H. Ozanne Revocable Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary and 7,239 unvested restricted stock units. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:04 UTC | EnSync, Inc. ESNC · Entity 160902 | GrantRestricted Stock Units · Derivative | 72,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150665 · doc4.xml · derivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,727 Underlying: Common Stock · 72,727 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · shares: Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. F3 · derivative.exercise_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2017, June 30, 2017 and September 30, 2017, respectively. F3 · derivative.expiration_date: The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2017, June 30, 2017 and September 30, 2017, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.