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Mathis Patrick L

Disclosed activity across 1 company

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130181
SEC CIK
0001591042

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NMI Holdings, Inc.NMIH · Entity 4161EVP, Chief Operating OfficerFebruary 16, 2022February 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NMI Holdings, Inc.

Report date February 16, 2022 · Filed February 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivativeDirect57,532 Reported balance After 2022-02-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-02-16 · Exercise / conversion · Acquired 16,709 · Balance 57,532

Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivativeDirect79,497 Reported balance After 2022-02-16 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-02-16 · Exercise / conversion · Acquired 21,965 · Balance 79,497

Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivativeDirect97,316 Reported balance After 2022-02-16 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-02-16 · Exercise / conversion · Acquired 17,819 · Balance 97,316

Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivativeDirect40,823 Reported balance After 2022-02-16 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-02-16 · Sale · Disposed 56,493 · Balance 40,823

F1: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.0628. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Represents 25,881 class A common shares and 14,942 unvested restricted stock units.

Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivativeDirect28,823 Reported balance After 2022-02-16 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2022-02-16 · Sale · Disposed 12,000 · Balance 28,823

F3: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.15. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F4: Represents 13,881 class A common shares and 14,942 unvested restricted stock units.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.10 · Expires 2027-02-09Direct0 Reported balance After 2022-02-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-02-16 · Exercise / conversion · Disposed 16,709 · Balance 0

F5: The option vested in full on February 9, 2020.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.70 · Expires 2028-02-07Direct0 Reported balance After 2022-02-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-02-16 · Exercise / conversion · Disposed 21,965 · Balance 0

F6: The option vested in full on February 7, 2021.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.19 · Expires 2029-02-13Direct0 Reported balance After 2022-02-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-02-16 · Exercise / conversion · Disposed 17,819 · Balance 0

F7: The option vested in full on February 13, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.0628. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Represents 25,881 class A common shares and 14,942 unvested restricted stock units.

F3: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.15. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F4: Represents 13,881 class A common shares and 14,942 unvested restricted stock units.

F5: The option vested in full on February 9, 2020.

F6: The option vested in full on February 7, 2021.

F7: The option vested in full on February 13, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2022 Filed Feb 18, 2022 21:32 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionStock Option (right to buy) · Derivative 17,819 $0.00 Strike: $22.19 $0.00
Disclosure

SEC source: 0001547903-22-000063 · wf-form4_164521993892018.xml · derivative · entry 8

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 17,819 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested in full on February 13, 2022.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:32 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionStock Option (right to buy) · Derivative 21,965 $0.00 Strike: $18.70 $0.00
Disclosure

SEC source: 0001547903-22-000063 · wf-form4_164521993892018.xml · derivative · entry 7

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 21,965 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested in full on February 7, 2021.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:32 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionStock Option (right to buy) · Derivative 16,709 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0001547903-22-000063 · wf-form4_164521993892018.xml · derivative · entry 6

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 16,709 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in full on February 9, 2020.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:32 UTC NMI Holdings, Inc. NMIH · Entity 4161 SaleClass A Common Shares, $0.01 par value per share 12,000 $26.15 $313,800.00
Disclosure

SEC source: 0001547903-22-000063 · wf-form4_164521993892018.xml · nonDerivative · entry 5

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,823

F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.15. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F4 · balance_after: Represents 13,881 class A common shares and 14,942 unvested restricted stock units.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:32 UTC NMI Holdings, Inc. NMIH · Entity 4161 SaleClass A Common Shares, $0.01 par value per share 56,493 $26.06 $1,472,365.76
Disclosure

SEC source: 0001547903-22-000063 · wf-form4_164521993892018.xml · nonDerivative · entry 4

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,823

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.0628. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 25,881 class A common shares and 14,942 unvested restricted stock units.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:32 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionClass A Common Shares, $0.01 par value per share 17,819 $22.19 $395,403.61
Disclosure

SEC source: 0001547903-22-000063 · wf-form4_164521993892018.xml · nonDerivative · entry 3

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:32 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionClass A Common Shares, $0.01 par value per share 21,965 $18.70 $410,745.50
Disclosure

SEC source: 0001547903-22-000063 · wf-form4_164521993892018.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:32 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionClass A Common Shares, $0.01 par value per share 16,709 $11.10 $185,469.90
Disclosure

SEC source: 0001547903-22-000063 · wf-form4_164521993892018.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2022 Filed Feb 15, 2022 00:15 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 3,524 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000040 · wf-form4_164488408656661.xml · nonDerivative · entry 3

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,823

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 11, 2022. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F4 · balance_after: Represents 25,881 class A common shares and 14,942 unvested restricted stock units.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 00:15 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 2,827 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000040 · wf-form4_164488408656661.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,347

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 11, 2022. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 10, 2022 Filed Feb 15, 2022 00:15 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 4,183 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000040 · wf-form4_164488408656661.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,174

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2021 at a net settlement price equal to the closing stock price on February 10, 2022. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:23 UTC NMI Holdings, Inc. NMIH · Entity 4161 SaleClass A Common Shares, $0.01 par value per share 23,157 $23.80 $551,194.49
Disclosure

SEC source: 0001547903-21-000129 · wf-form4_162163218228804.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,537

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sales price of $23.8025. The range of sale prices on the transaction date was $23.76 to $23.89. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 15,549 class A common shares and 35,988 unvested restricted stock units.

Read SEC document
February 13, 2021 Filed Feb 18, 2021 01:23 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 3,524 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000050 · wf-form4_161361135492255.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,694

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 38,706 class A common shares and 35,988 unvested restricted stock units.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 01:23 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 2,827 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000050 · wf-form4_161361135492255.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,218

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 00:10 UTC NMI Holdings, Inc. NMIH · Entity 4161 GrantRestricted Stock Unit (right to receive) 20,152 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000031 · wf-form4_161317499038960.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,045

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 10, 2021. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

F2 · balance_after: Represents 32,251 class A common shares and 48,794 unvested restricted stock units.

Read SEC document
February 07, 2021 Filed Feb 10, 2021 00:08 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 4,067 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000016 · wf-form4_161291571392231.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,713

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 5, 2021. Such restricted stock units vested in full on February 7, 2021.

F2 · balance_after: Represents 32,251 class A common shares and 28,642 unvested restricted stock units.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:12 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 3,524 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000023 · wf-form4_158172190990113.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,780

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 13, 2020. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 28,647 class A common shares and 36,133 unvested restricted stock units.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 23:12 UTC NMI Holdings, Inc. NMIH · Entity 4161 GrantRestricted Stock Unit (right to receive) 14,250 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000023 · wf-form4_158172190990113.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,304

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 12, 2020. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 21:05 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 2,934 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000012 · wf-form4_158145509795462.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,054

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vested in three equal installments beginning on February 9, 2018.

F3 · balance_after: Represents 25,065 class A common shares and 28,989 unvested restriced stock units.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:05 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 3,962 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000012 · wf-form4_158145509795462.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,988

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vest in three equal installments beginning on February 7, 2019.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:39 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionStock Option (right to buy) · Derivative 33,418 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · derivative · entry 5

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,709

Underlying: Class A Common Shares, $0.01 par value per share · 33,418 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2018.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:39 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionStock Option (right to buy) · Derivative 20,700 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · derivative · entry 4

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 20,700 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in full on February 12, 2018.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:39 UTC NMI Holdings, Inc. NMIH · Entity 4161 SaleClass A Common Shares, $0.01 par value per share 54,118 $25.98 $1,406,045.17
Disclosure

SEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · nonDerivative · entry 3

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,950

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sales price of $25.9811. The range of sale prices on the transaction date was $25.68 to $26.15. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 18,374 class A common shares and 42,576 unvested restricted stock units.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:39 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionClass A Common Shares, $0.01 par value per share 33,418 $11.10 $370,939.80
Disclosure

SEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:39 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionClass A Common Shares, $0.01 par value per share 20,700 $8.50 $175,950.00
Disclosure

SEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:11 UTC NMI Holdings, Inc. NMIH · Entity 4161 GrantStock Option (right to buy) · Derivative 17,822 $0.00 Strike: $22.19 $0.00
Disclosure

SEC source: 0001547903-19-000021 · wf-form4_155026870133955.xml · derivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,822

Underlying: Class A Common Shares, $0.01 par value per share · 17,822 shares

Expires 2029-02-13

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:11 UTC NMI Holdings, Inc. NMIH · Entity 4161 GrantRestricted Stock Unit (right to receive) 21,318 $0.00 $0.00
Disclosure

SEC source: 0001547903-19-000021 · wf-form4_155026870133955.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,950

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 13, 2019. The restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F2 · balance_after: Represents 18,374 class A common shares and 42,576 unvested restricted stock units.

Read SEC document
February 10, 2019 Filed Feb 11, 2019 23:19 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingRestricted Stock Unit (right to receive) 8,017 $0.00 $0.00
Disclosure

SEC source: 0001547903-19-000004 · wf-form4_154992716580265.xml · nonDerivative · entry 3

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,632

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 8, 2019. Such restricted stock units vested in three equal annual installments beginning on February 10, 2017.

F4 · balance_after: Represents 18,374 class A common shares and 21,258 unvested restricted stock units.

Read SEC document
February 09, 2019 Filed Feb 11, 2019 23:19 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingRestricted Stock Unit (right to receive) 2,519 $0.00 $0.00
Disclosure

SEC source: 0001547903-19-000004 · wf-form4_154992716580265.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,649

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017, at a net settlement price equal to the closing stock price on February 8, 2019. Such restricted stock units vest in three equal annual installments beginning on February 9, 2018.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:19 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingRestricted Stock Unit (right to receive) 3,503 $0.00 $0.00
Disclosure

SEC source: 0001547903-19-000004 · wf-form4_154992716580265.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,168

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 7, 2019. Such restricted stock units vest in three equal annual installments beginning on February 7, 2019.

Read SEC document
May 03, 2018 Filed May 7, 2018 20:28 UTC NMI Holdings, Inc. NMIH · Entity 4161 SaleClass A Common Shares, $0.01 par value per share 21,000 $15.77 $331,258.20
Disclosure

SEC source: 0001547903-18-000067 · wf-form4_152572484821275.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,957

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $15.7742. The range of sale prices on the transaction date was $15.7557 to $15.825. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 26,286 class A common shares and 53,671 unvested restricted stock units.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 1,488 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000028 · wf-form4_151864993375894.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,957

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015, at a net settlement price equal to the closing stock price on February 12, 2018. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · balance_after: Represents 47,286 class A common shares and 53,671 unvested restricted stock units.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 22:34 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 9,306 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000017 · wf-form4_151856124928724.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,445

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F3 · balance_after: Represents 45,774 class A common shares and 56,671 unvested restricted stock units.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 22:34 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 3,241 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000017 · wf-form4_151856124928724.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,751

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 9, 2018.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 22:03 UTC NMI Holdings, Inc. NMIH · Entity 4161 GrantStock Option (right to buy) · Derivative 21,965 $0.00 Strike: $18.70 $0.00
Disclosure

SEC source: 0001547903-18-000011 · wf-form4_151821382159405.xml · derivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,965

Underlying: Class A Common Shares, $0.01 par value per share · 21,965 shares

Expires 2028-02-07

F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019.

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 22:03 UTC NMI Holdings, Inc. NMIH · Entity 4161 GrantRestricted Stock Unit (right to receive) 23,011 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000011 · wf-form4_151821382159405.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,992

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2018. The restricted stock units vest in three equal annual installments beginning on February 7, 2019.

F2 · balance_after: Represents 33,580 class A common shares and 81,412 unvested restricted stock units.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:49 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionRestricted Stock Unit (right to receive) · Derivative 2,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000142 · wf-form4_151268333945123.xml · derivative · entry 3

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 2,221 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $16.00 for a 30-day trading period.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:49 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 1,057 $17.30 $18,286.10
Disclosure

SEC source: 0001547903-17-000142 · wf-form4_151268333945123.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,981

F1 · shares: Represents shares withheld to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on December 5, 2017.

F2 · balance_after: Represents 33,580 class A common shares and 58,401 unvested restricted stock units.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:49 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionClass A Common Shares, $0.01 par value per share 2,221 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000142 · wf-form4_151268333945123.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Nov 30, 2017 23:06 UTC NMI Holdings, Inc. NMIH · Entity 4161 SaleClass A Common Shares, $0.01 par value per share 10,000 $16.99 $169,945.00
Disclosure

SEC source: 0001547903-17-000138 · wf-form4_151208316442712.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,817

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $16.9945. The range of sale prices on the transaction date was $16.95 to $17.075. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 32,416 class A common shares and 58,401 unvested restricted stock units.

Read SEC document
November 10, 2017 Filed Nov 15, 2017 00:02 UTC NMI Holdings, Inc. NMIH · Entity 4161 GrantRestricted Stock Unit (right to receive) · Derivative 2,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000131 · wf-form4_151070411377656.xml · derivative · entry 3

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221

Underlying: Class A Common Shares, $0.01 par value per share · 2,224 shares

Expires 2022-04-24

F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $14.00 for a 30-day trading period.

Read SEC document
November 10, 2017 Filed Nov 15, 2017 00:02 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 1,059 $15.80 $16,732.20
Disclosure

SEC source: 0001547903-17-000131 · wf-form4_151070411377656.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,817

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on November 10, 2017.

F2 · balance_after: Represents 42,416 class A common shares and 58,401 unvested restricted stock units.

Read SEC document
November 10, 2017 Filed Nov 15, 2017 00:02 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionClass A Common Shares, $0.01 par value per share 2,224 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000131 · wf-form4_151070411377656.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:58 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionRestricted Stock Unit (right to receive) · Derivative 3,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · derivative · entry 5

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 3,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

F3 · derivative.expiration_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:58 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 1,508 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · nonDerivative · entry 4

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,652

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2014 at a net settlement price equal to the closing stock price on February 10, 2017.

F5 · balance_after: Represents class 41,251 Class A common shares and 58,401 unvested restricted stock units.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:58 UTC NMI Holdings, Inc. NMIH · Entity 4161 Exercise / conversionClass A Common Shares, $0.01 par value per share 3,168 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · nonDerivative · entry 3

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan on February 12, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.

Read SEC document
February 12, 2017 Filed Feb 15, 2017 01:58 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 1,428 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,992

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:58 UTC NMI Holdings, Inc. NMIH · Entity 4161 Tax withholdingClass A Common Shares, $0.01 par value per share 9,404 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000023 · wf-form4_148712392392788.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,420

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F1 · price: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016 at a net settlement price equal to the closing stock price on February 10, 2017. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 23:21 UTC NMI Holdings, Inc. NMIH · Entity 4161 GrantStock Option (right to buy) · Derivative 50,127 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0001547903-17-000012 · wf-form4_148676885162025.xml · derivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,127

Underlying: Class A Common Shares, $0.01 par value per share · 50,127 shares

Expires 2027-02-09

F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 9, 2018.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 23:21 UTC NMI Holdings, Inc. NMIH · Entity 4161 GrantClass A Common Shares, $0.01 par value per share 17,747 $0.00 $0.00
Disclosure

SEC source: 0001547903-17-000012 · wf-form4_148676885162025.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,824

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 9, 2018.

F2 · balance_after: Represents 28,597 class A common shares and 80,227 unvested restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.