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Nasdaq · USD

NMIH

NMI Holdings, Inc.

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4161
SEC CIK
0001547903
Parsed reports
409

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202604
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2018 Filed Aug 16, 2018 19:08 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 14,272 $21.80 $311,129.60
Disclosure

SEC source: 0001547903-18-000109 · wf-form4_153446090031393.xml · nonDerivative · entry 4

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,374

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of 21.80. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 19:08 UTC
Leatherberry William JEVP, General Counsel
Exercise / conversionClass A Common Shares, $0.01 par value per share 14,272 $9.45 $134,870.40
Disclosure

SEC source: 0001547903-18-000109 · wf-form4_153446090031393.xml · nonDerivative · entry 3

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 19:08 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 10,000 $21.58 $215,801.00
Disclosure

SEC source: 0001547903-18-000109 · wf-form4_153446090031393.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,374

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $21.5801. The range of sale prices on the transaction date was $21.55 to $21.75. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 19:08 UTC
Leatherberry William JEVP, General Counsel
Exercise / conversionClass A Common Shares, $0.01 par value per share 10,000 $9.45 $94,500.00
Disclosure

SEC source: 0001547903-18-000109 · wf-form4_153446090031393.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 20:23 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · derivative · entry 13

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Class A Common Shares, $0.01 par value per share · 15,000 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock option award vested in full on April 24, 2015.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 20:23 UTC SaleClass A Common Shares, $0.01 par value per share 15,000 $21.63 $324,448.50
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · nonDerivative · entry 9

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,191

F6 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.6299. The range of sale prices on the transaction date was $21.45 to $21.80. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F7 · balance_after: Represents 49,268 class A common shares and 4,923 unvested restricted stock units.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 20:23 UTC Exercise / conversionClass A Common Shares, $0.01 par value per share 15,000 $10.00 $150,000.00
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · nonDerivative · entry 8

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 20:23 UTC SaleClass A Common Shares, $0.01 par value per share 8,400 $21.94 $184,255.68
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · nonDerivative · entry 7

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,191

F5 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.9352. The range of sale prices on the transaction date was $21.80773 to $22.00983. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:31 UTC SaleClass A Common Shares, $0.01 par value per share 15,000 $21.77 $326,586.00
Disclosure

SEC source: 0001547903-18-000107 · wf-form4_153376388544949.xml · nonDerivative · entry 1

EMBLER MICHAEL J · CIK 0001209170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,194

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a weighted average sale price of $21.7724. The range of sale prices on the transaction date was $21.75 to $21.825. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 66,271 class A common shares and 4,923 unvested restricted stock units.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 20:23 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · derivative · entry 12

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,625

Underlying: Class A Common Shares, $0.01 par value per share · 10,000 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock option award vested in full on April 24, 2015.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 20:23 UTC SaleClass A Common Shares, $0.01 par value per share 10,000 $20.98 $209,824.00
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · nonDerivative · entry 6

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,591

F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $20.9824. The range of sale prices on the transaction date was $20.75 to $21.35. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 20:23 UTC Exercise / conversionClass A Common Shares, $0.01 par value per share 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · nonDerivative · entry 5

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 20:23 UTC SaleClass A Common Shares, $0.01 par value per share 10,100 $21.24 $214,486.63
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · nonDerivative · entry 4

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,591

F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.2363. The range of sale prices on the transaction date was $20.85 to $21.43. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 17:26 UTC
OZANNE JAMESDirector
SaleClass A Common Shares, $0.01 par value per share 25,000 $20.99 $524,857.50
Disclosure

SEC source: 0001547903-18-000105 · wf-form4_153376356807051.xml · nonDerivative · entry 1

OZANNE JAMES · CIK 0001245515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,629

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $20.9943. The range of sale prices on the transaction date was $20.95 to $21.05. The reporting person undertakes to provide,upon request, by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each price.

F2 · balance_after: Represents 69,706 class A common shares and 4,923 unvested restricted stock units.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:23 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · derivative · entry 11

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,625

Underlying: Class A Common Shares, $0.01 par value per share · 10,000 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock option award vested in full on April 24, 2015.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:23 UTC SaleClass A Common Shares, $0.01 par value per share 10,000 $21.66 $216,618.00
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · nonDerivative · entry 3

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,691

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.6618. The range of sale prices on the transaction date was $21.30 to $22.025. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:23 UTC Exercise / conversionClass A Common Shares, $0.01 par value per share 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · nonDerivative · entry 2

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:23 UTC SaleClass A Common Shares, $0.01 par value per share 11,500 $21.58 $248,128.60
Disclosure

SEC source: 0001547903-18-000103 · wf-form4_153368778780713.xml · nonDerivative · entry 1

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,691

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $21.5764. The range of sale prices on the transaction date was $21.355 to $21.83. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:52 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 10,000 $17.12 $171,175.00
Disclosure

SEC source: 0001547903-18-000094 · wf-form4_152995990642651.xml · nonDerivative · entry 3

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse.

Disclosed balance after: 0

F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $17.1175. The range of sale prices on the transaction date was $17.1100 to $17.1250. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:52 UTC
Leatherberry William JEVP, General Counsel
GiftClass A Common Shares, $0.01 par value per share 150 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000094 · wf-form4_152995990642651.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,374

F2 · price: The common stock transferred was a gift for which there was no consideration.

F3 · balance_after: Represents 86,886 class A common shares and 60,488 unvested restricted stock units.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:52 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 5,800 $17.00 $98,600.00
Disclosure

SEC source: 0001547903-18-000094 · wf-form4_152995990642651.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,524

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $17.00. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:15 UTC SaleClass A Common Shares, $0.01 par value per share 29,446 $16.98 $500,019.58
Disclosure

SEC source: 0001547903-18-000092 · wf-form4_152831608684938.xml · nonDerivative · entry 1

Merkle Claudia J · CIK 0001591053 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,195

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $16.9809. The range of sale prices on the transaction date was $16.85 to $17.10. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 7,317 class A common shares and 78,878 unvested restricted stock units.

Read SEC document
May 25, 2018 Filed May 25, 2018 20:09 UTC
SHUSTER BRADLEY MDirector · CEO
SaleClass A Common Shares, $0.01 par value per share 60,000 $17.02 $1,021,200.00
Disclosure

SEC source: 0001547903-18-000090 · wf-form4_152729333848981.xml · nonDerivative · entry 3

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,056

F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 120,000 shares of NMI Holdings, Inc. He completed these sales over the past 3 days.

F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $17.02. The range of sale prices on the transaction date was $16.90 to $17.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F5 · balance_after: Represents 389,201 class A common shares and 103,855 unvested restricted stock units.

Read SEC document
May 24, 2018 Filed May 25, 2018 20:09 UTC
SHUSTER BRADLEY MDirector · CEO
SaleClass A Common Shares, $0.01 par value per share 30,000 $17.01 $510,300.00
Disclosure

SEC source: 0001547903-18-000090 · wf-form4_152729333848981.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,056

F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 120,000 shares of NMI Holdings, Inc. He completed these sales over the past 3 days.

F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $17.01. The range of sale prices on the transaction date was $16.675 to $17.203 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:09 UTC
SHUSTER BRADLEY MDirector · CEO
SaleClass A Common Shares, $0.01 par value per share 30,000 $17.16 $514,800.00
Disclosure

SEC source: 0001547903-18-000090 · wf-form4_152729333848981.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,056

F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 120,000 shares of NMI Holdings, Inc. He completed these sales over the past 3 days.

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $17.16. The range of sale prices on the transaction date was $17.10 to $17.225 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
May 16, 2018 Filed May 17, 2018 16:18 UTC
Norberg JulieSVP, Controller
SaleClass A Common Shares, $0.01 par value per share 2,490 $16.60 $41,334.00
Disclosure

SEC source: 0001547903-18-000086 · wf-form4_152658830562907.xml · nonDerivative · entry 2

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,795

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $16.60. The reporting person undertakes to provide,upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3 · balance_after: Represents 21,795 unvested restricted stock units.

Read SEC document
May 15, 2018 Filed May 17, 2018 16:18 UTC
Norberg JulieSVP, Controller
SaleClass A Common Shares, $0.01 par value per share 672 $16.50 $11,088.00
Disclosure

SEC source: 0001547903-18-000086 · wf-form4_152658830562907.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,285

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $16.50. The reporting person undertakes to provide,upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
May 10, 2018 Filed May 14, 2018 18:07 UTC
Pollitzer AdamEVP, Chief Financial Officer
Tax withholdingRestricted Stock Unit (right to receive) 18,363 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000076 · wf-form4_152633566482475.xml · nonDerivative · entry 2

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,700

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2018. Such restricted stock units vest in five equal annual installments beginning on May 10, 2018.

F3 · balance_after: Represents 22,564 class A common shares and 189,136 unvested restricted stock units.

Read SEC document
May 10, 2018 Filed May 14, 2018 18:07 UTC
Pollitzer AdamEVP, Chief Financial Officer
Tax withholdingRestricted Stock Unit (right to receive) 3,826 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000076 · wf-form4_152633566482475.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,063

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2018. Such restricted stock units vest in three equal annual installments beginning on May 10, 2018.

Read SEC document
May 10, 2018 Filed May 14, 2018 22:21 UTC GrantRestricted Stock Unit (right to receive) 4,923 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000082 · wf-form4_152633645702104.xml · nonDerivative · entry 1

Muehlhauser Regina · CIK 0001699822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,401

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 10, 2018. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 17,239 class A common shares and 12,162 unvested restricted stock units.

Read SEC document
May 10, 2018 Filed May 14, 2018 18:18 UTC GrantRestricted Stock Unit (right to receive) 4,923 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000080 · wf-form4_152633626313073.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,194

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 86,271 class A common shares and 4,923 unvested restricted stock units.

Read SEC document
May 10, 2018 Filed May 14, 2018 18:14 UTC
OZANNE JAMESDirector
GrantRestricted Stock Unit (right to receive) 4,923 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000078 · wf-form4_152633602223164.xml · nonDerivative · entry 1

OZANNE JAMES · CIK 0001245515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,629

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 10, 2018. The restricted stock units grant on the first anniversary of the grant date.

F2 · balance_after: Represents 74,706 class A common shares, 10,000 class A common shares held by the James H. Ozanne Revocable Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary and 4,923 unvested restricted stock units.

Read SEC document
May 10, 2018 Filed May 14, 2018 22:12 UTC GrantRestricted Stock Unit (right to receive) 4,923 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000077 · wf-form4_152633588754707.xml · nonDerivative · entry 1

EMBLER MICHAEL J · CIK 0001209170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,194

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 10, 2018. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 81,271 class A common shares and 4,923 unvested restricted units.

Read SEC document
May 10, 2018 Filed May 14, 2018 18:19 UTC GrantRestricted Stock Unit (right to receive) 4,923 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000081 · wf-form4_152633637794109.xml · nonDerivative · entry 1

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,191

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 10, 2018. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 79,268 class A common shares and 4,923 unvested restricted stock units.

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May 10, 2018 Filed May 14, 2018 22:17 UTC GrantRestricted Stock Unit (right to receive) 4,923 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000079 · wf-form4_152633620844036.xml · nonDerivative · entry 1

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,307

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on May 10, 2018. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 13,384 class A common shares and 4,923 unvested restricted stock units.

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May 08, 2018 Filed May 10, 2018 16:16 UTC
Norberg JulieSVP, Controller
SaleClass A Common Shares, $0.01 par value per share 6,320 $16.48 $104,122.00
Disclosure

SEC source: 0001547903-18-000072 · wf-form4_152598337242755.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,957

F1 · shares: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $16.475. The range of sale prices on the transaction date was $16.45 to $16.50. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 3,162 class A common shares and 21,795 unvested restricted stock units.

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May 03, 2018 Filed May 7, 2018 20:28 UTC
Mathis Patrick LEVP, Chief Risk Officer
SaleClass A Common Shares, $0.01 par value per share 21,000 $15.77 $331,258.20
Disclosure

SEC source: 0001547903-18-000067 · wf-form4_152572484821275.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,957

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $15.7742. The range of sale prices on the transaction date was $15.7557 to $15.825. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 26,286 class A common shares and 53,671 unvested restricted stock units.

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March 15, 2018 Filed Mar 19, 2018 17:53 UTC
Norberg JulieVice President, Controller
GrantClass A Common Shares, $0.01 par value per share 7,968 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000049 · wf-form4_152149640632723.xml · nonDerivative · entry 2

Norberg Julie · CIK 0001713450 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,277

F2 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2018. The restricted stock units vest in three equal annual installments beginning on March 15, 2019.

F3 · balance_after: Represents 9,482 class A common shares and 21,795 unvested restricted stock units.

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March 15, 2018 Filed Mar 19, 2018 17:53 UTC
Norberg JulieVice President, Controller
Tax withholdingClass A Common Shares, $0.01 par value per share 1,135 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000049 · wf-form4_152149640632723.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,309

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 15, 2018. Such restricted stock units vest in three equal annual installments beginning on March 15, 2018.

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March 15, 2018 Filed Mar 19, 2018 17:54 UTC
Pollitzer AdamEVP, Chief Financial Officer
GrantStock Option (right to buy) · Derivative 29,152 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001547903-18-000050 · wf-form4_152149644742415.xml · derivative · entry 1

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,152

Underlying: Class A Common Shares, $0.01 par value per share · 29,152 shares

Expires 2028-03-15

F1 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on March 15, 2019.

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March 15, 2018 Filed Mar 19, 2018 17:55 UTC
Leatherberry William JEVP, General Counsel
GrantStock Option (right to buy) · Derivative 29,152 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001547903-18-000051 · wf-form4_152149649719189.xml · derivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,152

Underlying: Class A Common Shares, $0.01 par value per share · 29,152 shares

Expires 2028-03-15

F1 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on March 15, 2019.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 18:41 UTC
Norberg JulieVice President, Controller
Tax withholdingClass A Common Shares, $0.01 par value per share 2,511 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000045 · wf-form4_152124008456778.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,444

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 14, 2016 at a net settlement price equal to the closing stock price on March 14, 2018. Such restricted stock units vest in three equal annual installments beginning on March 14, 2016.

F2 · balance_after: Represents 7,335 class A common shares and 17,109 unvested restricted stock units.

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March 09, 2018 Filed Mar 13, 2018 17:50 UTC
Norberg JulieVice President, Controller
Tax withholdingClass A Common Shares, $0.01 par value per share 1,350 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000043 · wf-form4_152097782841425.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,955

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 9, 2015, at a net settlement price equal to the closing stock price on February 9, 2018.

F2 · balance_after: Represents 2,586 class A common shares and 24,369 unvested restricted stock units.

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February 12, 2018 Filed Feb 14, 2018 18:23 UTC
SHUSTER BRADLEY MDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 5,587 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000032 · wf-form4_151865055213436.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,056

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015, at a net settlement price equal to the closing stock price on February 12, 2018. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · balance_after: Represents 509,201 class A common shares and 103,855 unvested restricted stock units.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 18:19 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 1,373 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000030 · wf-form4_151865031618978.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,324

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015, at a net settlement price equal to the closing stock price on February 12, 2018. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · balance_after: Represents 92,836 class A common shares and 60,488 unvested restricted stock units.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Mathis Patrick LEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,488 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000028 · wf-form4_151864993375894.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,957

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015, at a net settlement price equal to the closing stock price on February 12, 2018. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · balance_after: Represents 47,286 class A common shares and 53,671 unvested restricted stock units.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:07 UTC
Merkle Claudia JEVP, Chief Operating Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,488 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000026 · wf-form4_151864959486281.xml · nonDerivative · entry 1

Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,641

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2015, at a net settlement price equal to the closing stock price on February 12, 2018. Such restricted stock units vest in three equal annual installments beginning on February 12, 2016.

F2 · balance_after: Represents 36,763 class A common shares and 78,878 unvested restricted stock units.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 17:40 UTC
SHUSTER BRADLEY MDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 35,427 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000023 · wf-form4_151856158673044.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,643

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F2 · balance_after: Represents 503,520 class A common shares and 115,123 unvested restricted stock units.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 17:38 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 12,418 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000021 · wf-form4_151856146466741.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,697

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F3 · balance_after: Represents 91,441 class A common shares and 63,256 unvested restricted stock units.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 22:36 UTC
Merkle Claudia JEVP, Chief Operating Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 15,559 $0.00 $0.00
Disclosure

SEC source: 0001547903-18-000019 · wf-form4_151856135460480.xml · nonDerivative · entry 2

Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,129

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017.

F3 · balance_after: Represents 35,251 class A common shares and 81,878 unvested restricted units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.