Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NMI Holdings, Inc.NMIH · Entity 4161 | SVP, Chief Accounting Officer | May 12, 2022 | May 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NMI Holdings, Inc.
Report date May 12, 2022 · Filed May 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 29,583 |
Reported balance
After 2022-05-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-12 · Tax withholding · Disposed 1,103 · Balance 29,583 F1: Represents shares withheld by NMIH to to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 12, 2021, at a net settlement price equal to the closing stock price on May 12, 2022. Such restricted stock units vest in three equal annual installments beginning on May 12, 2022. F2: Represents 6,647 class A common shares and 22,936 unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by NMIH to to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 12, 2021, at a net settlement price equal to the closing stock price on May 12, 2022. Such restricted stock units vest in three equal annual installments beginning on May 12, 2022.
F2: Represents 6,647 class A common shares and 22,936 unvested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2022 Filed May 13, 2022 17:51 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-22-000109 · wf-form4_165247863899255.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,583 F1 · shares: Represents shares withheld by NMIH to to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 12, 2021, at a net settlement price equal to the closing stock price on May 12, 2022. Such restricted stock units vest in three equal annual installments beginning on May 12, 2022. F2 · balance_after: Represents 6,647 class A common shares and 22,936 unvested restricted stock units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:44 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 11,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-22-000070 · wf-form4_164756426959227.xml · nonDerivative · entry 4 Norberg Julie · CIK 0001713450 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,686 F4 · shares: Represents restricted stock units granted to the reporting person pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2022. The restricted stock units vest in three equal annual installments beginning on March 15, 2023. F5 · balance_after: Represents 5,526 class A common shares and 25,160 unvested restricted stock units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:44 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 738 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-22-000070 · wf-form4_164756426959227.xml · nonDerivative · entry 3 Norberg Julie · CIK 0001713450 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,156 F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2021, at a net settlement price equal to the closing stock price on March 15, 2022. Such restricted stock units vest in three equal annual installments beginning on March 15, 2022. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:44 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 930 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-22-000070 · wf-form4_164756426959227.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,894 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2020, at a net settlement price equal to the closing stock price on March 15, 2022. Such restricted stock units vest in three equal annual installments beginning on March 15, 2021. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:44 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-22-000070 · wf-form4_164756426959227.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,824 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2019, at a net settlement price equal to the closing stock price on March 15, 2022. Such restricted stock units vested in full on March 15, 2022. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 16:04 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 1,075 | $22.30 | $23,974.01 |
DisclosureSEC source: 0001547903-21-000171 · wf-form4_163675101084718.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,079 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a sale price of $22.3014. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the transaction. F2 · balance_after: Represents 22,079 unvested restricted stock units. Read SEC document |
| May 14, 2021 Filed May 14, 2021 16:06 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 2,100 | $23.46 | $49,266.00 |
DisclosureSEC source: 0001547903-21-000111 · wf-form4_162102277509009.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,154 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a sale price of $23.46. F3 · balance_after: Represents 1,075 class A common shares and 22,079 unvested restricted stock units Read SEC document |
| May 12, 2021 Filed May 14, 2021 16:06 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 6,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000111 · wf-form4_162102277509009.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,254 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on May 12, 2022. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 16:26 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 2,933 | $25.81 | $75,707.77 |
DisclosureSEC source: 0001547903-21-000073 · wf-form4_161618556500874.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,582 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $25.8124. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the transaction. F2 · balance_after: Represents 3,175 class A common shares and 15,407 unvested restricted stock units. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:50 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 6,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000071 · wf-form4_161601781238574.xml · nonDerivative · entry 4 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,515 F4 · shares: Represents restricted stock units granted to the reporting person pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2021. The restricted stock units vest in three equal annual installments beginning on March 15, 2022. F5 · balance_after: Represents 6,108 class A common shares and 15,407 unvested restricted stock units. The class A common share count reflects a transfer of 1,580 shares to the reporting person's ex spouse on March 15, 2021 pursuant to a property settlement agreement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:50 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 930 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000071 · wf-form4_161601781238574.xml · nonDerivative · entry 3 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,691 F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2020, at a net settlement price equal to the closing stock price on March 15, 2021. Such restricted stock units vest in three equal annual installments beginning on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:50 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000071 · wf-form4_161601781238574.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,621 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2019, at a net settlement price equal to the closing stock price on March 15, 2021. Such restricted stock units vest in three equal annual installments beginning on March 15, 2020. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:50 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 919 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000071 · wf-form4_161601781238574.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,876 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018, at a net settlement price equal to the closing stock price on March 15, 2021. Such restricted stock units vested in full on March 15, 2021. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:13 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 3,000 | $24.23 | $72,680.40 |
DisclosureSEC source: 0001547903-20-000094 · wf-form4_160521558570818.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,795 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, at a weighted average sale price of $24.2268. The range of sale prices on the transaction date was $24.2298 to $24.18. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 1,822 class A common shares and 17,973 unvested restricted stock units. Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 17:43 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000029 · wf-form4_158439498792471.xml · nonDerivative · entry 3 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,733 F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2019 at a net settlement price equal to the closing stock price on March 13, 2020. Such restricted stock units vest in three equal annual installments beginning on March 15, 2020. F4 · balance_after: Represents 4,822 class A common shares and 9,911 unvested restricted stock units. Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 17:43 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000029 · wf-form4_158439498792471.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,532 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018 at a net settlement price equal to the closing stock price on March 13, 2020. Such restricted stock units vest in three equal annual installments beginning on March 15, 2019. Read SEC document |
| March 15, 2020 Filed Mar 16, 2020 17:43 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000029 · wf-form4_158439498792471.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,849 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 13, 2020. Such restricted stock units vested in full on March 15, 2020. Read SEC document |
| March 15, 2020 Filed Nov 12, 2020 16:13 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 8,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000094 · wf-form4_160521558570818.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,795 F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2020. The restricted stock units vest in three equal annual installments beginning on March 15, 2021. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 20:00 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 1,737 | $26.17 | $45,457.29 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 6 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,595 F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.17. The range of sale prices on the transaction date was $26.03 to $26.47.The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 20:00 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 2,147 | $26.17 | $56,186.99 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 4 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,251 F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.17. The range of sale prices on the transaction date was $26.03 to $26.47.The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantRestricted Stock Unit (right to receive) | 10,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 7 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,477 F6 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2019. The restricted stock units vest in three equal annual installments beginning on March 15, 2020. F7 · balance_after: Represents 19,477 unvested restricted stock units. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 919 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 5 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,332 F5 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018, at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 3 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,398 F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2018. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 4,738 | $25.86 | $122,524.68 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,533 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $25.86. The range of sale prices on the transaction date was $25.67 to $26.01.The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 2,524 | $25.86 | $65,270.64 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,271 F1 · price: To satisfy withholding taxes in connection with the vesting of certain restricted stock units granted to the reporting person on March 14, 2016, the common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $25.86. The range of sale prices on the transaction date was $25.67 to $26.01. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Such restricted stock units vested in full on March 14, 2019. Read SEC document |
| May 16, 2018 Filed May 17, 2018 16:18 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 2,490 | $16.60 | $41,334.00 |
DisclosureSEC source: 0001547903-18-000086 · wf-form4_152658830562907.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,795 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $16.60. The reporting person undertakes to provide,upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 21,795 unvested restricted stock units. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:18 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 672 | $16.50 | $11,088.00 |
DisclosureSEC source: 0001547903-18-000086 · wf-form4_152658830562907.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,285 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $16.50. The reporting person undertakes to provide,upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:16 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 6,320 | $16.48 | $104,122.00 |
DisclosureSEC source: 0001547903-18-000072 · wf-form4_152598337242755.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,957 F1 · shares: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $16.475. The range of sale prices on the transaction date was $16.45 to $16.50. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 3,162 class A common shares and 21,795 unvested restricted stock units. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:53 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | GrantClass A Common Shares, $0.01 par value per share | 7,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000049 · wf-form4_152149640632723.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,277 F2 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2018. The restricted stock units vest in three equal annual installments beginning on March 15, 2019. F3 · balance_after: Represents 9,482 class A common shares and 21,795 unvested restricted stock units. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:53 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000049 · wf-form4_152149640632723.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,309 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 15, 2018. Such restricted stock units vest in three equal annual installments beginning on March 15, 2018. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 18:41 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 2,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000045 · wf-form4_152124008456778.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,444 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 14, 2016 at a net settlement price equal to the closing stock price on March 14, 2018. Such restricted stock units vest in three equal annual installments beginning on March 14, 2016. F2 · balance_after: Represents 7,335 class A common shares and 17,109 unvested restricted stock units. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:50 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Tax withholdingClass A Common Shares, $0.01 par value per share | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000043 · wf-form4_152097782841425.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,955 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 9, 2015, at a net settlement price equal to the closing stock price on February 9, 2018. F2 · balance_after: Represents 2,586 class A common shares and 24,369 unvested restricted stock units. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · derivative · entry 9 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 8,000 shares Expires 2022-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. The option award was fully vested and exercisable. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · derivative · entry 8 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 4,000 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. The option award was fully vested and exercisable. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionStock Option (right to buy) · Derivative | 4,600 | $0.00 Strike: $12.32 | $0.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · derivative · entry 7 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 4,600 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. The option award was fully vested and exercisable. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 8,000 | $16.65 | $133,200.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 6 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,305 F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a purchase price of $16.65. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction. F4 · balance_after: Represents 28,305 restricted stock units. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 8,000 | $10.00 | $80,000.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 5 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 4,600 | $16.80 | $77,287.36 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 4 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,305 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a weighted average sales price of $16.8016. The range of sale prices on the transaction date was $16.80 to to 16.825 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 4,600 | $12.32 | $56,672.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 3 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | SaleClass A Common Shares, $0.01 par value per share | 4,000 | $16.80 | $67,210.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,305 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a weighted average sales price of $16.8025. The range of sale prices on the transaction date was $16.80 to to 16.825 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC | NMI Holdings, Inc. NMIH · Entity 4161 | Exercise / conversionClass A Common Shares, $0.01 par value per share | 4,000 | $11.75 | $47,000.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.