Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2019 Filed Mar 19, 2019 20:00 UTC |
Norberg JulieSVP, Controller
|
SaleClass A Common Shares, $0.01 par value per share | 2,147 | $26.17 | $56,186.99 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 4 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,251 F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.17. The range of sale prices on the transaction date was $26.03 to $26.47.The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 01:30 UTC |
Smith Robert OwenEVP, Chief Risk Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 1,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000047 · wf-form4_155295904221635.xml · nonDerivative · entry 3 Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,807 F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018 at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2019. F4 · balance_after: Represents 11,168 class A common shares and 30,639 unvested restricted stock units. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 01:30 UTC |
Smith Robert OwenEVP, Chief Risk Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 3,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000047 · wf-form4_155295904221635.xml · nonDerivative · entry 2 Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,254 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2018. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC |
Norberg JulieSVP, Controller
|
GrantRestricted Stock Unit (right to receive) | 10,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 7 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,477 F6 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2019. The restricted stock units vest in three equal annual installments beginning on March 15, 2020. F7 · balance_after: Represents 19,477 unvested restricted stock units. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC |
Norberg JulieSVP, Controller
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 919 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 5 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,332 F5 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018, at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC |
Norberg JulieSVP, Controller
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 1,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 3 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,398 F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2018. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC |
Norberg JulieSVP, Controller
|
SaleClass A Common Shares, $0.01 par value per share | 4,738 | $25.86 | $122,524.68 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,533 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $25.86. The range of sale prices on the transaction date was $25.67 to $26.01.The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:00 UTC |
Norberg JulieSVP, Controller
|
SaleClass A Common Shares, $0.01 par value per share | 2,524 | $25.86 | $65,270.64 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,271 F1 · price: To satisfy withholding taxes in connection with the vesting of certain restricted stock units granted to the reporting person on March 14, 2016, the common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $25.86. The range of sale prices on the transaction date was $25.67 to $26.01. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Such restricted stock units vested in full on March 14, 2019. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 21:28 UTC |
Jones James GDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000045 · wf-form4_155295886636970.xml · derivative · entry 6 Jones James G · CIK 0001289111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,313 Underlying: Class A Common Shares, $0.01 par value per share · 12,500 shares Expires 2022-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on November 8, 2015. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 21:28 UTC |
Jones James GDirector
|
SaleClass A Common Shares, $0.01 par value per share | 12,500 | $26.16 | $327,045.00 |
DisclosureSEC source: 0001547903-19-000045 · wf-form4_155295886636970.xml · nonDerivative · entry 2 Jones James G · CIK 0001289111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,194 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.1636. The range of sale prices on the transaction date was $26.15 to $26.18. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 86,271 class A common shares and 4,923 unvested restricted stock units. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 21:28 UTC |
Jones James GDirector
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 12,500 | $10.00 | $125,000.00 |
DisclosureSEC source: 0001547903-19-000045 · wf-form4_155295886636970.xml · nonDerivative · entry 1 Jones James G · CIK 0001289111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:30 UTC |
Smith Robert OwenEVP, Chief Risk Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 3,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000047 · wf-form4_155295904221635.xml · nonDerivative · entry 1 Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,180 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 14, 2016 at a net settlement price equal to the closing stock price on March 14, 2019. Such restricted stock units vested in full on March 14, 2019. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:41 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 33,850 | $0.00 Strike: $9.45 | $0.00 |
DisclosureSEC source: 0001547903-19-000043 · wf-form4_155260328288669.xml · derivative · entry 5 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 0 shares Expires 2024-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in full on September 10, 2017. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:41 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,200 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001547903-19-000043 · wf-form4_155260328288669.xml · derivative · entry 4 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Shares, $0.01 par value per share · 25,200 shares Expires 2025-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on February 12, 2018. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:41 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 39,897 | $25.98 | $1,036,492.14 |
DisclosureSEC source: 0001547903-19-000043 · wf-form4_155260328288669.xml · nonDerivative · entry 3 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,008 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, at a volume weighted average sales price of $25.9792. The range of sale prices on the transaction date was $25.68 to $26.15. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 125,404 class A common shares and 49,604 unvested restricted stock units. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:41 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 33,850 | $9.45 | $319,882.50 |
DisclosureSEC source: 0001547903-19-000043 · wf-form4_155260328288669.xml · nonDerivative · entry 2 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 18:41 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,200 | $8.50 | $214,200.00 |
DisclosureSEC source: 0001547903-19-000043 · wf-form4_155260328288669.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:39 UTC |
Mathis Patrick LEVP, Chief Operating Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 33,418 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · derivative · entry 5 Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,709 Underlying: Class A Common Shares, $0.01 par value per share · 33,418 shares Expires 2027-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2018. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:39 UTC |
Mathis Patrick LEVP, Chief Operating Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,700 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · derivative · entry 4 Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 20,700 shares Expires 2025-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on February 12, 2018. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:39 UTC |
Mathis Patrick LEVP, Chief Operating Officer
|
SaleClass A Common Shares, $0.01 par value per share | 54,118 | $25.98 | $1,406,045.17 |
DisclosureSEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · nonDerivative · entry 3 Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,950 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sales price of $25.9811. The range of sale prices on the transaction date was $25.68 to $26.15. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 18,374 class A common shares and 42,576 unvested restricted stock units. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:39 UTC |
Mathis Patrick LEVP, Chief Operating Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 33,418 | $11.10 | $370,939.80 |
DisclosureSEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · nonDerivative · entry 2 Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 22:39 UTC |
Mathis Patrick LEVP, Chief Operating Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 20,700 | $8.50 | $175,950.00 |
DisclosureSEC source: 0001547903-19-000041 · wf-form4_155260312950648.xml · nonDerivative · entry 1 Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:20 UTC |
Merkle Claudia JDirector · CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 86,200 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001547903-19-000039 · wf-form4_155174518465908.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 86,200 shares Expires 2025-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in full on February 12, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:20 UTC |
Merkle Claudia JDirector · CEO
|
SaleClass A Common Shares, $0.01 par value per share | 86,200 | $24.31 | $2,095,556.48 |
DisclosureSEC source: 0001547903-19-000039 · wf-form4_155174518465908.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,156 F1 · kind: As part of Ms. Merkle's investment and financial planning needs, including individual asset diversification, Ms. Merkle sold a total of 86,200 shares of NMI Holdings, Inc. F2 · price: The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a volume weighted average sale price of $24.3104. The range of sale prices on the transaction date was $24.20 to $24.465. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 32,401 class A common shares and 77,755 unvested restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:20 UTC |
Merkle Claudia JDirector · CEO
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 86,200 | $8.50 | $732,700.00 |
DisclosureSEC source: 0001547903-19-000039 · wf-form4_155174518465908.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 21:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 42,267 | $24.15 | $1,020,807.22 |
DisclosureSEC source: 0001547903-19-000037 · wf-form4_155114672536411.xml · nonDerivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,795 F1 · kind: As part of Mr. Shuter's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 89,123 shares of NMI Holdings, Inc. He completed these sales over the past two days. F3 · price: The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.1514. The range of sale prices on the transaction date was $24.09 to $24.555. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4 · balance_after: Represents 514,652 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 46,856 | $24.65 | $1,155,183.14 |
DisclosureSEC source: 0001547903-19-000037 · wf-form4_155114672536411.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,062 F1 · kind: As part of Mr. Shuter's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 89,123 shares of NMI Holdings, Inc. He completed these sales over the past two days. F2 · price: The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.6539. The range of sale prices on the transaction date was $24.40 to $24.87. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| February 21, 2019 Filed Feb 21, 2019 20:22 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 41,809 | $24.79 | $1,036,302.96 |
DisclosureSEC source: 0001547903-19-000035 · wf-form4_155079851082371.xml · nonDerivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,795 F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 88,423 shares of NMI Holdings, Inc. He completed these sales over the past two days. F3 · price: The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.7866. The range of sale prices on the transaction date was $24.62 to $24.885. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4 · balance_after: Represents 514,652 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000037 · wf-form4_155114672536411.xml · derivative · entry 6 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,500 Underlying: Class A Common Shares, $0.01 par value per share · 150,000 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 60,877 | $24.64 | $1,500,009.28 |
DisclosureSEC source: 0001547903-19-000037 · wf-form4_155114672536411.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,918 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 150,000 | $10.00 | $1,500,000.00 |
DisclosureSEC source: 0001547903-19-000037 · wf-form4_155114672536411.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 20:22 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 46,614 | $24.71 | $1,151,873.89 |
DisclosureSEC source: 0001547903-19-000035 · wf-form4_155079851082371.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,604 F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 88,423 shares of NMI Holdings, Inc. He completed these sales over the past two days. F2 · price: The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.7109. The range of sale prices on the transaction date was $24.69 to $24.72. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:22 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000035 · wf-form4_155079851082371.xml · derivative · entry 6 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,500 Underlying: Class A Common Shares, $0.01 par value per share · 150,000 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:22 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 61,577 | $24.36 | $1,500,015.72 |
DisclosureSEC source: 0001547903-19-000035 · wf-form4_155079851082371.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,218 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:22 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 150,000 | $10.00 | $1,500,000.00 |
DisclosureSEC source: 0001547903-19-000035 · wf-form4_155079851082371.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:21 UTC |
OZANNE JAMESDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 37,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000033 · wf-form4_155070486910466.xml · derivative · entry 4 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,265 Underlying: Class A Common Shares, $0.01 par value per share · 37,000 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:21 UTC |
OZANNE JAMESDirector
|
SaleClass A Common Shares, $0.01 par value per share | 16,297 | $23.78 | $387,523.10 |
DisclosureSEC source: 0001547903-19-000033 · wf-form4_155070486910466.xml · nonDerivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,332 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.7788. The range of prices on the transaction date was $23.761 to $23.80. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each price. F2 · balance_after: Represents 90,409 class A common shares and 4,923 unvested restricted stock units. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:21 UTC |
OZANNE JAMESDirector
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 37,000 | $10.00 | $370,000.00 |
DisclosureSEC source: 0001547903-19-000033 · wf-form4_155070486910466.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:22 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
GrantStock Option (right to buy) · Derivative | 40,957 | $0.00 Strike: $22.19 | $0.00 |
DisclosureSEC source: 0001547903-19-000031 · wf-form4_155026932641733.xml · derivative · entry 5 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,957 Underlying: Class A Common Shares, $0.01 par value per share · 40,957 shares Expires 2029-02-13 F5 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 13, 2020. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:22 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
GrantRestricted Stock Unit (right to receive) | 48,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000031 · wf-form4_155026932641733.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,795 F3 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 13, 2019. The restricted stock units vest in three equal annual installments beginning on February 13, 2020. F4 · balance_after: Represents 514,652 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:22 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 79,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000031 · wf-form4_155026932641733.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,804 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of Tranche I of the reporting person's PRSU Award at a net settlement price equal to the closing stock price on February 13, 2019. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:22 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
GrantClass A Common Shares, $0.01 par value per share | 160,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000031 · wf-form4_155026932641733.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,367 F1 · price: In 2017, the reporting person was granted a multi-year performance-based RSU award ("PRSU Award"), split into two tranches of 128,378 RSUs each ("Tranche I and Tranche II"), with vesting conditioned on achievement of specified ROE targets and subject to the reporting person's continued employment. The number of shares earned upon vesting could range from 0 to 125% of the applicable Tranche depending on the actual ROE achieved. On February 13, 2019, the Compensation Committee of the Issuer determined that the performance criteria for Tranche I had been achieved at 125% resulting in the vesting of Tranche I, as reported. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:13 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 25,430 | $0.00 Strike: $22.19 | $0.00 |
DisclosureSEC source: 0001547903-19-000023 · wf-form4_155026881130201.xml · derivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,430 Underlying: Class A Common Shares, $0.01 par value per share · 25,430 shares Expires 2029-02-13 F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 13, 2020. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:13 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
GrantRestricted Stock Unit (right to receive) | 30,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000023 · wf-form4_155026881130201.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,110 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 13, 2019. The restricted stock units vest in three equal annual installments beginning on February 13, 2020. F2 · balance_after: Represents 4,073 class A common shares and 211,037 unvested restricted stock units. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:20 UTC |
Leatherberry William JEVP, General Counsel
|
GrantStock Option (right to buy) · Derivative | 23,396 | $0.00 Strike: $22.19 | $0.00 |
DisclosureSEC source: 0001547903-19-000029 · wf-form4_155026922132808.xml · derivative · entry 2 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,396 Underlying: Class A Common Shares, $0.01 par value per share · 23,396 shares Expires 2029-02-13 F3 · derivative.exercise_date: Granted pursuant to the 2012 Stock Incentive Plan. The options vest in equal annual installments beginning on February 13, 2020. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:20 UTC |
Leatherberry William JEVP, General Counsel
|
GrantRestricted Stock Unit (right to receive) | 27,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000029 · wf-form4_155026922132808.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,855 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 13, 2019. The restricted stock units vest in three equal annual installments beginning on February 13, 2020. F2 · balance_after: Represents 106,251 class A common shares and 49,604 restricted stock units. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:15 UTC |
SCHEID STEVENDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 13,300 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000025 · wf-form4_155026890407087.xml · derivative · entry 4 SCHEID STEVEN · CIK 0001188413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,325 Underlying: Class A Common Shares, $0.01 par value per share · 13,300 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested in full on April 24, 2015. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:15 UTC |
SCHEID STEVENDirector
|
SaleClass A Common Shares, $0.01 par value per share | 13,300 | $22.45 | $298,563.72 |
DisclosureSEC source: 0001547903-19-000025 · wf-form4_155026890407087.xml · nonDerivative · entry 2 SCHEID STEVEN · CIK 0001188413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,191 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $22.4484. The range of sale prices on the transaction date was $21.94 to $22.825. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 49,268 class A common shares and 4,923 unvested restricted stock units. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:15 UTC |
SCHEID STEVENDirector
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 13,300 | $10.00 | $133,000.00 |
DisclosureSEC source: 0001547903-19-000025 · wf-form4_155026890407087.xml · nonDerivative · entry 1 SCHEID STEVEN · CIK 0001188413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:16 UTC |
Merkle Claudia JDirector · CEO
|
GrantStock Option (right to buy) · Derivative | 40,957 | $0.00 Strike: $22.19 | $0.00 |
DisclosureSEC source: 0001547903-19-000027 · wf-form4_155026899257784.xml · derivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,957 Underlying: Class A Common Shares, $0.01 par value per share · 40,957 shares Expires 2029-02-13 F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 13, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.