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Nasdaq · USD

NMIH

NMI Holdings, Inc.

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Tapewire entity
4161
SEC CIK
0001547903
Parsed reports
409

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202604
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2020 Filed Nov 12, 2020 16:15 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 2,500 $23.58 $58,951.75
Disclosure

SEC source: 0001547903-20-000096 · wf-form4_160521569499814.xml · nonDerivative · entry 5

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,101

F3 · price: The common stock was sold in a series of open market transactions on the transaction date at a weighted average sale price of $23.580656. The range of prices was $23.56 to $23.59. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.

F4 · balance_after: Represents 94,730 class A common shares and 41,371 unvested restricted stock units.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:15 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 11,709 $23.28 $272,599.57
Disclosure

SEC source: 0001547903-20-000096 · wf-form4_160521569499814.xml · nonDerivative · entry 4

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,601

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.281179. The range of prices was $23.25 to 23.35. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:15 UTC
Leatherberry William JEVP, General Counsel
Exercise / conversionClass A Common Shares, $0.01 par value per share 14,209 $11.10 $157,719.90
Disclosure

SEC source: 0001547903-20-000096 · wf-form4_160521569499814.xml · nonDerivative · entry 3

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:14 UTC
OZANNE JAMESDirector
Exercise / conversionStock Option (right to buy) · Derivative 38,625 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001547903-20-000095 · wf-form4_160521563739467.xml · derivative · entry 4

OZANNE JAMES · CIK 0001245515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 38,625 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in full on April 24, 2015.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:14 UTC
OZANNE JAMESDirector
SaleClass A Common Shares, $0.01 par value per share 28,335 $23.10 $654,402.49
Disclosure

SEC source: 0001547903-20-000095 · wf-form4_160521563739467.xml · nonDerivative · entry 2

OZANNE JAMES · CIK 0001245515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,991

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.0952. The range of sale prices was $22.88 to $23.32. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 77,976 class A common shares and 9,015 unvested restricted stock units.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:14 UTC
OZANNE JAMESDirector
Exercise / conversionClass A Common Shares, $0.01 par value per share 38,625 $10.00 $386,250.00
Disclosure

SEC source: 0001547903-20-000095 · wf-form4_160521563739467.xml · nonDerivative · entry 1

OZANNE JAMES · CIK 0001245515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:13 UTC
Norberg JulieSVP, Controller
SaleClass A Common Shares, $0.01 par value per share 3,000 $24.23 $72,680.40
Disclosure

SEC source: 0001547903-20-000094 · wf-form4_160521558570818.xml · nonDerivative · entry 2

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,795

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, at a weighted average sale price of $24.2268. The range of sale prices on the transaction date was $24.2298 to $24.18. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.

F3 · balance_after: Represents 1,822 class A common shares and 17,973 unvested restricted stock units.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:15 UTC
Leatherberry William JEVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 14,209 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0001547903-20-000096 · wf-form4_160521569499814.xml · derivative · entry 7

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 14,209 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in full on February 9, 2020.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:15 UTC
Leatherberry William JEVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $11.10 $0.00
Disclosure

SEC source: 0001547903-20-000096 · wf-form4_160521569499814.xml · derivative · entry 6

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,209

Underlying: Class A Common Shares, $0.01 par value per share · 2,500 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in full on February 9, 2020.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:15 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 2,500 $24.26 $60,644.00
Disclosure

SEC source: 0001547903-20-000096 · wf-form4_160521569499814.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,101

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.2576. The range of prices was $24.25 to $24.30. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:15 UTC
Leatherberry William JEVP, General Counsel
Exercise / conversionClass A Common Shares, $0.01 par value per share 2,500 $11.10 $27,750.00
Disclosure

SEC source: 0001547903-20-000096 · wf-form4_160521569499814.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 19, 2020 00:34 UTC GrantRestricted Stock Unit (right to receive) 9,015 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000057 · wf-form4_158984844021450.xml · nonDerivative · entry 1

Muehlhauser Regina · CIK 0001699822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,770

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2012 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 33,755 class A common shares and 9,015 unvested restricted stock units.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:35 UTC GrantRestricted Stock Unit (right to receive) 9,015 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000058 · wf-form4_158984850053859.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,563

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2012 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 95,548 class A common shares and 9,015 unvested restricted stock units.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:42 UTC
OZANNE JAMESDirector
GrantRestricted Stock Unit (right to receive) 9,015 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000061 · wf-form4_158984892617667.xml · nonDerivative · entry 1

OZANNE JAMES · CIK 0001245515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,701

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2012 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 67,686 class A common shares and 9,015 unvested RSUs.

Read SEC document
May 14, 2020 Filed May 19, 2020 00:36 UTC GrantRestricted Stock Unit (right to receive) 9,015 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000059 · wf-form4_158984855462284.xml · nonDerivative · entry 1

EMBLER MICHAEL J · CIK 0001209170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,563

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2012 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 60,548 class A common shares and 9,015 unvested restricted stock units.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:31 UTC GrantRestricted Stock Unit (right to receive) 9,015 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000054 · wf-form4_158984824836021.xml · nonDerivative · entry 1

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,637

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2012 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 53,622 class A common shares and 9,015 unvested restricted stock units.

Read SEC document
May 14, 2020 Filed May 19, 2020 00:33 UTC GrantRestricted Stock Unit (right to receive) 9,015 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000056 · wf-form4_158984837823413.xml · nonDerivative · entry 1

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,150

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2012 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 21,135 class A common shares and 9,015 unvested restricted stock units.

Read SEC document
May 14, 2020 Filed May 19, 2020 00:32 UTC GrantRestricted Stock Unit (right to receive) 9,015 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000055 · wf-form4_158984831199747.xml · nonDerivative · entry 1

McCreary Lynn S. · CIK 0001582646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,723

F1 · shares: Represents restricted stock units granted pursuant to the NMIH 2012 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 4,354 class A common shares and 13,369 unvested restricted stock units.

Read SEC document
May 12, 2020 Filed May 12, 2020 21:23 UTC SaleClass A Common Shares, $0.01 par value per share 1,526 $14.15 $21,592.90
Disclosure

SEC source: 0001547903-20-000049 · wf-form4_158931860748139.xml · nonDerivative · entry 1

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,135

F1 · shares: Mr. Montgomery has adopted a 10b5-1 Plan.

F2 · price: Pursuant to the terms of his 10b5-1 Plan, the shares were sold by the reporting person in an open market transaction on the transaction date, each at sale price of $14.15. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the sale.

F3 · balance_after: Represents 21,135 class A common shares.

Read SEC document
May 10, 2020 Filed May 12, 2020 17:22 UTC
Pollitzer AdamEVP, Chief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 18,363 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000048 · wf-form4_158931852801277.xml · nonDerivative · entry 2

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,562

F2 · shares: Represents shares withheld by NMIH to to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 8, 2020. Such restricted stock units vest in five equal annual installments beginning on May 10, 2018.

F3 · balance_after: Represents 31,824 class A common shares and 119,738 unvested restricted stock units.

Read SEC document
May 10, 2020 Filed May 12, 2020 17:22 UTC
Pollitzer AdamEVP, Chief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 3,826 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000048 · wf-form4_158931852801277.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,925

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 8, 2020. Such restricted stock units vested in full on May 10, 2020.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 17:43 UTC
Norberg JulieSVP, Controller
Tax withholdingClass A Common Shares, $0.01 par value per share 1,799 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000029 · wf-form4_158439498792471.xml · nonDerivative · entry 3

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,733

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2019 at a net settlement price equal to the closing stock price on March 13, 2020. Such restricted stock units vest in three equal annual installments beginning on March 15, 2020.

F4 · balance_after: Represents 4,822 class A common shares and 9,911 unvested restricted stock units.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 17:43 UTC
Norberg JulieSVP, Controller
Tax withholdingClass A Common Shares, $0.01 par value per share 1,317 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000029 · wf-form4_158439498792471.xml · nonDerivative · entry 2

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,532

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018 at a net settlement price equal to the closing stock price on March 13, 2020. Such restricted stock units vest in three equal annual installments beginning on March 15, 2019.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 17:43 UTC
Norberg JulieSVP, Controller
Tax withholdingClass A Common Shares, $0.01 par value per share 1,628 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000029 · wf-form4_158439498792471.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,849

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 13, 2020. Such restricted stock units vested in full on March 15, 2020.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 21:41 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,447 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000028 · wf-form4_158439489820701.xml · nonDerivative · entry 2

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,744

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018 at a net settlement price equal to the closing stock price on March 13, 2020. Such restricted stock units vest in three equal annual installments beginning on March 15, 2019.

F3 · balance_after: Represents 16,311 class A common shares and 26,433 unvested restricted stock units.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 21:41 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 3,927 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000028 · wf-form4_158439489820701.xml · nonDerivative · entry 1

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,191

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 13, 2020. Such restricted stock units vested in full on March 15, 2020.

Read SEC document
March 15, 2020 Filed Nov 12, 2020 16:13 UTC
Norberg JulieSVP, Controller
GrantRestricted Stock Unit (right to receive) 8,062 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000094 · wf-form4_160521558570818.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,795

F1 · shares: Represents restricted stock units granted to the reporting person pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2020. The restricted stock units vest in three equal annual installments beginning on March 15, 2021.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 18:14 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Tax withholdingClass A Common Shares, $0.01 par value per share 8,097 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000025 · wf-form4_158172206633422.xml · nonDerivative · entry 4

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,051

F4 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 13, 2020. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F5 · balance_after: Represents 521,120 class A common shares and 78,931 unvested restricted stock units.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 18:10 UTC
Pollitzer AdamEVP, Chief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 5,027 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000022 · wf-form4_158172178265921.xml · nonDerivative · entry 2

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,751

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 13, 2020. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 9,260 class A common shares and 164,491 unvested restricted stock units.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 18:07 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 4,625 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000020 · wf-form4_158172164358008.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,101

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 13, 2020. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 94,730 class A common shares and 41,371 unvested restricted units.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:08 UTC
Merkle Claudia JDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 8,097 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000021 · wf-form4_158172171307636.xml · nonDerivative · entry 2

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,526

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 13, 2020. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 49,967 class A common shares and 76,559 class A common shares.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:13 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 2,947 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000024 · wf-form4_158172197101314.xml · nonDerivative · entry 2

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,118

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 13, 2020. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 10,848 class A common shares and 37,270 unvested restricted stock units.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:12 UTC
Mathis Patrick LEVP, Chief Operating Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 3,524 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000023 · wf-form4_158172190990113.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,780

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 13, 2020. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 28,647 class A common shares and 36,133 unvested restricted stock units.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 18:14 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Tax withholdingClass A Common Shares, $0.01 par value per share 79,563 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000025 · wf-form4_158172206633422.xml · nonDerivative · entry 3

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,148

F3 · shares: Represents shares withheld by NMIH to satisfying withholding taxes due in connection with Tranche II of the reporting person's PRSU Award at a net settlement price equal to the closing stock price on February 12, 2020.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 18:14 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
GrantClass A Common Shares, $0.01 par value per share 160,472 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000025 · wf-form4_158172206633422.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,711

F2 · price: In 2017, the reporting person was granted a multi-year performance-based RSU award ("PRSU Award"), split into two tranches of 128,378 RSUs each ("Tranche I and Tranche II"). The number of shares earned upon vesting could range from 0 to 125% of the applicable Tranche depending on the actual ROE achieved. On February 12, 2020, the Compensation Committee of the Issuer determined that the performance criteria for Tranche II had been achieved at 125% resulting in the vesting of Tranche II as reported.

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February 12, 2020 Filed Feb 14, 2020 18:14 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
GrantRestricted Stock Unit (right to receive) 38,693 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000025 · wf-form4_158172206633422.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,239

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 12, 2020. The restricted stock units vest in three equal annual installments beginning on February 12, 2021.

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February 12, 2020 Filed Feb 14, 2020 18:10 UTC
Pollitzer AdamEVP, Chief Financial Officer
GrantRestricted Stock Unit (right to receive) 16,864 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000022 · wf-form4_158172178265921.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,778

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 12, 2020. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

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February 12, 2020 Filed Feb 14, 2020 18:07 UTC
Leatherberry William JEVP, General Counsel
GrantRestricted Stock Unit (right to receive) 14,862 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000020 · wf-form4_158172164358008.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,726

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 12, 2020. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

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February 12, 2020 Filed Feb 14, 2020 18:02 UTC Exercise / conversionStock Option (right to buy) · Derivative 27,325 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001547903-20-000019 · wf-form4_158172134146448.xml · derivative · entry 3

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 27,325 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in full on April 24, 2015.

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February 12, 2020 Filed Feb 14, 2020 18:02 UTC SaleClass A Common Shares, $0.01 par value per share 27,325 $30.33 $828,756.32
Disclosure

SEC source: 0001547903-20-000019 · wf-form4_158172134146448.xml · nonDerivative · entry 2

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,622

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $30.3296. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the sale.

F2 · balance_after: Represents 49,268 class A common shares and 4,354 unvested restricted stock units.

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February 12, 2020 Filed Feb 14, 2020 18:02 UTC Exercise / conversionClass A Common Shares, $0.01 par value per share 27,325 $10.00 $273,250.00
Disclosure

SEC source: 0001547903-20-000019 · wf-form4_158172134146448.xml · nonDerivative · entry 1

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 12, 2020 Filed Feb 14, 2020 23:08 UTC
Merkle Claudia JDirector · CEO
GrantRestricted Stock Unit (right to receive) 33,870 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000021 · wf-form4_158172171307636.xml · nonDerivative · entry 1

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,623

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 12, 2020. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

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February 12, 2020 Filed Feb 14, 2020 23:13 UTC
Smith Robert OwenEVP, Chief Risk Officer
GrantRestricted Stock Unit (right to receive) 12,258 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000024 · wf-form4_158172197101314.xml · nonDerivative · entry 1

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,065

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 12, 2020. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

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February 12, 2020 Filed Feb 14, 2020 23:12 UTC
Mathis Patrick LEVP, Chief Operating Officer
GrantRestricted Stock Unit (right to receive) 14,250 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000023 · wf-form4_158172190990113.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,304

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 12, 2020. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

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February 09, 2020 Filed Feb 11, 2020 16:07 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 2,934 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000015 · wf-form4_158145524240316.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,864

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vested in three equal installments beginning on February 9, 2018.

F3 · balance_after: Represents 90,027 class A common shares and 35,837 unvested restricted stock units.

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February 09, 2020 Filed Feb 11, 2020 21:06 UTC
Merkle Claudia JDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 4,319 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000014 · wf-form4_158145519645437.xml · nonDerivative · entry 2

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,753

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vested in three equal installments beginning on February 9, 2018.

F3 · balance_after: Represents 41,734 class A common shares and 59,019 unvested restricted stock units.

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February 09, 2020 Filed Feb 11, 2020 21:05 UTC
Mathis Patrick LEVP, Chief Operating Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 2,934 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000012 · wf-form4_158145509795462.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,054

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vested in three equal installments beginning on February 9, 2018.

F3 · balance_after: Represents 25,065 class A common shares and 28,989 unvested restriced stock units.

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February 07, 2020 Filed Feb 11, 2020 16:04 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Tax withholdingClass A Common Shares, $0.01 par value per share 3,756 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000011 · wf-form4_158145504698192.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,546

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vest in three equal installments beginning on February 7, 2019.

F2 · balance_after: Represents 431,978 class A common shares and 56,568 unvested restricted stock units.

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February 07, 2020 Filed Feb 11, 2020 16:06 UTC
Pollitzer AdamEVP, Chief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 4,370 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000013 · wf-form4_158145514959639.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,914

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vest in three equal installments beginning on February 7, 2019.

F2 · balance_after: Represents 4,148 class A common shares and 157,766 unvested restricted stock units.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 16:07 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 4,049 $0.00 $0.00
Disclosure

SEC source: 0001547903-20-000015 · wf-form4_158145524240316.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,798

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vest in three equal installments beginning on February 7, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.