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NINE

Nine Energy Service, Inc.

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6520
SEC CIK
0001532286
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328

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2019 Filed Mar 12, 2019 21:42 UTC GrantCommon Stock 4,466 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007428 · doc4.xml · nonDerivative · entry 1

THOMAS GARY L · CIK 0001189095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,759

F1 · shares: These shares of restricted stock will vest on March 11, 2020 (the first anniversary of the grant date).

Read SEC document
March 11, 2019 Filed Mar 12, 2019 21:32 UTC GrantCommon Stock 4.466 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007408 · doc4.xml · nonDerivative · entry 1

WAITE ANDREW L · CIK 0001198830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,312

F1 · shares: These shares of restricted stock will vest on March 11, 2020 (the first anniversary of the grant date).

Read SEC document
March 11, 2019 Filed Mar 12, 2019 21:43 UTC GrantCommon Stock 4,466 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007429 · doc4.xml · nonDerivative · entry 1

BALDWIN MARK E · CIK 0001230129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,414

F1 · shares: These shares of restricted stock will vest on March 11, 2020 (the first anniversary of the grant date).

Read SEC document
March 11, 2019 Filed Mar 12, 2019 21:41 UTC GrantCommon Stock 4,466 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007424 · doc4.xml · nonDerivative · entry 1

Baldwin David C · CIK 0001359478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,312

F1 · shares: These shares of restricted stock will vest on March 11, 2020 (the first anniversary of the grant date).

Read SEC document
March 11, 2019 Filed Mar 13, 2019 01:39 UTC
Roeder ClintonSee Remarks
GrantCommon Stock 21,261 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007422 · doc4.xml · nonDerivative · entry 1

Roeder Clinton · CIK 0001727625 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,059

F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 21:35 UTC GrantCommon Stock 20,866 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007413 · doc4.xml · nonDerivative · entry 1

MOORE THEODORE R. · CIK 0001526088 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,503

F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 01:32 UTC
Fox Ann GDirector · See Remarks
GrantCommon Stock 56,538 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007407 · doc4.xml · nonDerivative · entry 1

Fox Ann G · CIK 0001727661 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,175

F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 01:33 UTC
Crombie DavidSee Remarks
GrantCommon Stock 37,692 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007409 · doc4.xml · nonDerivative · entry 1

Crombie David · CIK 0001727542 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,841

F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 01:31 UTC GrantCommon Stock 4,466 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007406 · doc4.xml · nonDerivative · entry 1

Harrell Curtis F. · CIK 0001728160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,003

F1 · shares: These shares of restricted stock will vest on March 11, 2020 (the first anniversary of the grant date).

Read SEC document
January 23, 2019 Filed Jan 25, 2019 23:07 UTC
Roeder ClintonSee Remarks
Tax withholdingCommon Stock 2,332 $23.23 $54,172.36
Disclosure

SEC source: 0000899243-19-001966 · doc4.xml · nonDerivative · entry 1

Roeder Clinton · CIK 0001727625 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,798

F1 · kind: Represents shares withheld by the Issuer to satisfy the Issuer's tax withholding obligations in connection with the vesting and settlement of a portion of a restricted stock award granted on January 23, 2018. The number of shares withheld was determined based on the closing price of the Issuer's common stock on January 23, 2019.

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November 15, 2018 Filed Nov 19, 2018 21:37 UTC
Fox Ann GDirector · See Remarks
SaleCommon Stock 12,077 $29.34 $354,339.18
Disclosure

SEC source: 0000899243-18-029315 · doc4.xml · nonDerivative · entry 1

Fox Ann G · CIK 0001727661 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,637

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.17 to $29.51, inclusive. The reporting person undertakes to provide to Nine Energy Service, Inc., any security holder of Nine Energy Service, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 15, 2018 Filed Nov 19, 2018 21:36 UTC
Crombie DavidSee Remarks
SaleCommon Stock 60,000 $29.24 $1,754,400.00
Disclosure

SEC source: 0000899243-18-029314 · doc4.xml · nonDerivative · entry 1

Crombie David · CIK 0001727542 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By DKM Investments, LP

Disclosed balance after: 87,011

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.73, inclusive. The reporting person undertakes to provide to Nine Energy Service, Inc., any security holder of Nine Energy Service, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Crombie owns 100% of DKM Investments, LP.

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October 25, 2018 Filed Oct 25, 2018 20:39 UTC PurchaseCommon Stock 4,738,514 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-027465 · doc4.xml · nonDerivative · entry 1

Frazier Warren Lynn · CIK 0001756577 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,738,514

F1 · price: Received in as partial consideration for the equity interests in Magnum Oil Tools International, LTD, Magnum Oil Tools GP, LLC and Magnum Oil Tools Canada Ltd. (the "Magnum Entities") in the acquisition of the Magnum Entities by Nine Energy Service Inc.

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September 13, 2018 Filed Sep 17, 2018 20:16 UTC
Luz S. BrettChief Accounting Officer
GrantCommon Stock 8,812 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024590 · doc4.xml · nonDerivative · entry 1

Luz S. Brett · CIK 0001715489 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,812

F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 22:42 UTC
Crombie DavidSee Remarks
Tax withholdingCommon Stock 6,052 $29.98 $181,438.96
Disclosure

SEC source: 0000899243-18-023755 · doc4.xml · nonDerivative · entry 1

Crombie David · CIK 0001727542 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,149

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:33 UTC
Woolston Richard S.Chief Accounting Officer
SaleCommon Stock 4,186 $30.94 $129,514.84
Disclosure

SEC source: 0000899243-18-023144 · doc4.xml · nonDerivative · entry 1

Woolston Richard S. · CIK 0001728275 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,608

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.94 to $30.96, inclusive. The reporting person undertakes to provide to Nine Energy Service, Inc., any security holder of Nine Energy Service, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 16:29 UTC
Morgan Edward BrucePres., Production Solutions
SaleCommon Stock 20,500 $30.14 $617,870.00
Disclosure

SEC source: 0000899243-18-023024 · doc4.xml · nonDerivative · entry 1

Morgan Edward Bruce · CIK 0001727520 · Pres., Production Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,590

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.30, inclusive. The reporting person undertakes to provide to Nine Energy Service, Inc., any security holder of Nine Energy Service, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 23:39 UTC GrantCommon Stock 4,445 $28.12 $124,993.40
Disclosure

SEC source: 0000899243-18-022622 · doc4.xml · nonDerivative · entry 1

Willis Darryl Keith · CIK 0001748639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,445

F1 · shares: These shares of restricted stock will vest on August 15, 2019.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 19:07 UTC
Morgan Edward BrucePres., Production Solutions
GrantCommon Stock 23,560 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009705 · doc4.xml · nonDerivative · entry 1

Morgan Edward Bruce · CIK 0001727520 · Pres., Production Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,090

F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:55 UTC GrantCommon Stock 3,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009697 · doc4.xml · nonDerivative · entry 1

SCHWINGER SCOTT · CIK 0001282435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,281

F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).

Read SEC document
April 04, 2018 Filed Apr 6, 2018 17:54 UTC GrantCommon Stock 5,769 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009678 · doc4.xml · nonDerivative · entry 1

DANNER ERNIE L · CIK 0001212147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,846

F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).

F2 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:37 UTC GrantCommon Stock 3,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009692 · doc4.xml · nonDerivative · entry 1

THOMAS GARY L · CIK 0001189095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,296

F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:04 UTC GrantCommon Stock 3,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009684 · doc4.xml · nonDerivative · entry 1

WAITE ANDREW L · CIK 0001198830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846

F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:42 UTC GrantCommon Stock 3,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009694 · doc4.xml · nonDerivative · entry 1

BALDWIN MARK E · CIK 0001230129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,951

F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).

F2 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:25 UTC GrantCommon Stock 3,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009690 · doc4.xml · nonDerivative · entry 1

Baldwin David C · CIK 0001359478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846

F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:58 UTC GrantCommon Stock 34,620 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009701 · doc4.xml · nonDerivative · entry 1

MOORE THEODORE R. · CIK 0001526088 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,637

F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 23:09 UTC
Woolston Richard S.Chief Accounting Officer
GrantCommon Stock 8,270 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009706 · doc4.xml · nonDerivative · entry 1

Woolston Richard S. · CIK 0001728275 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,221

F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).

F2 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 22:56 UTC
Fox Ann GDirector · See Remarks
GrantCommon Stock 96,150 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009699 · doc4.xml · nonDerivative · entry 1

Fox Ann G · CIK 0001727661 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,720

F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 21:58 UTC GrantCommon Stock 3,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009680 · doc4.xml · nonDerivative · entry 1

Harrell Curtis F. · CIK 0001728160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,407

F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).

F2 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 21:53 UTC
Crombie DavidSee Remarks
GrantCommon Stock 57,690 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-009677 · doc4.xml · nonDerivative · entry 1

Crombie David · CIK 0001727542 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,201

F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
April 04, 2018 Filed Apr 12, 2018 20:39 UTC Amendment
Woolston Richard S.Chief Accounting Officer
GrantCommon Stock 3,846 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-010073 · doc4a.xml · nonDerivative · entry 1

Woolston Richard S. · CIK 0001728275 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,797

F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date).

F2 · shares: The reporting person's Form 4 that was filed on April 6, 2018 erroneously reported that he received 8,270 shares of restricted stock. In fact, as reported in this amendment, the reporting person received 3,846 shares of restricted stock.

F3 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 16:18 UTC GrantCommon Stock 5,435 $23.00 $125,005.00
Disclosure

SEC source: 0000899243-18-001882 · doc4.xml · nonDerivative · entry 1

SCHWINGER SCOTT · CIK 0001282435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,435

F1 · shares: These shares of restricted stock will vest on January 23, 2021 (the third anniversary of the grant date).

Read SEC document
January 23, 2018 Filed Jan 25, 2018 16:17 UTC PurchaseCommon Stock 20,000 $23.00 $460,000.00
Disclosure

SEC source: 0000899243-18-001879 · doc4.xml · nonDerivative · entry 1

THOMAS GARY L · CIK 0001189095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,450

F1 · kind: These securities were purchased in the directed share program conducted in connection with the Issuer's initial public offering.

F2 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:17 UTC
Fox Ann GDirector · See Remarks
PurchaseCommon Stock 500 $23.00 $11,500.00
Disclosure

SEC source: 0000899243-18-001880 · doc4.xml · nonDerivative · entry 1

Fox Ann G · CIK 0001727661 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,570

F1 · kind: These securities were purchased in the directed share program conducted in connection with the Issuer's initial public offering.

F2 · balance_after: Reflects adjustment for the Issuer's 8.0256-for-1 common stock split that became effective January 23, 2018, in connection with the Issuer's initial public offering.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:16 UTC
Roeder ClintonSee Remarks
GrantStock Option (right to buy) · Derivative 32,103 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0000899243-18-001878 · doc4.xml · derivative · entry 3

Roeder Clinton · CIK 0001727625 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,103

Underlying: Common Stock · 32,103 shares

Expires 2028-01-23

F3 · derivative.exercise_date: These stock options will vest and become exercisable in three equal annual installments on the first three anniversaries of the grant date.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:16 UTC
Roeder ClintonSee Remarks
GrantCommon Stock 26,087 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-001878 · doc4.xml · nonDerivative · entry 2

Roeder Clinton · CIK 0001727625 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,130

F2 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date.

Read SEC document
January 23, 2018 Filed Jan 25, 2018 21:16 UTC
Roeder ClintonSee Remarks
GrantCommon Stock 13,043 $23.00 $299,989.00
Disclosure

SEC source: 0000899243-18-001878 · doc4.xml · nonDerivative · entry 1

Roeder Clinton · CIK 0001727625 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,043

F1 · kind: Purchased in a private transaction with the Issuer pursuant to the terms of the reporting person's employment agreement and a related subscription agreement, as summarized in the Registration Statement on Form S-1 filed by the Issuer on January 9, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.